United States v. Hernandez-Hernandez

964 F.3d 95
Court of Appeals for the First Circuit·Decided June 30, 2020·No. 19-1123P·Published·Cited by 4 cases

Opinion

United States Court of Appeals For the First Circuit

No. 19-1123 UNITED STATES OF AMERICA, Appellee,

v.

JOSÉ ANTONIO HERNÁNDEZ-HERNÁNDEZ, a/k/a Vale, Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO

[Hon. Pedro A. Delgado-Hernández, U.S. District Judge]

Before

Barron, Lipez, and Dyk,*

Circuit Judges.

Rafael F. Castro Lang for appellant.

Gregory B. Conner, Assistant United States Attorney, with whom Francisco A. Besosa-Martínez, Assistant United States Attorney, Mariana E. Bauzá-Almonte, Assistant United States Attorney, Chief, Appellate Division, and W. Stephen Muldrow, United States Attorney, were on brief, for appellee.

June 30, 2020

* Of the Federal Circuit, sitting by designation.

BARRON, Circuit Judge. In connection with a 2015 scheme to transport cocaine from the Dominican Republic to Puerto Rico, José Antonio Hernández-Hernández ("Hernández") pleaded guilty to, and was convicted of, two drug-trafficking offenses and two money- laundering offenses in the United States District Court for the District of Puerto Rico. Hernández now challenges his sentence. We affirm.

I.

Hernández was indicted in 2015 on four counts of an eight-count indictment that also charged three others -- Kelvin Radhames De Morla-Santana ("De Morla"), Dima Osiris Gerardino- Manzueta ("Gerardino"), and José Luis Hernández-Peña -- for their respective roles in the drug-trafficking scheme. Unbeknownst to the conspirators, the individuals on the other side of the planned transaction to bring the cocaine to Puerto Rico and distribute it included federal law enforcement agents.

More specifically, the indictment charged Hernández with one count of conspiracy to possess with intent to distribute five kilograms or more of cocaine in violation of 21 U.S.C. §§ 846, 841(a)(1) and (b)(1)(A)(ii); one count of attempted possession with intent to distribute controlled substances in violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(A)(ii), 18 U.S.C. § 2; and two counts

of money laundering in violation of 18 U.S.C. §§ 1956(a)(1)(A)(i), 2.

The government offered Hernández a plea deal. If he would plead guilty to the first drug-trafficking count and both of the money-laundering counts, then the government would agree to the following in return. First, the government would stipulate that Hernández was only accountable for offenses involving at least 15 kilograms of cocaine but less than 50 kilograms, even though the conspirators initially agreed to transport 200 kilograms of cocaine to Puerto Rico and actually delivered roughly 60 kilograms of cocaine. That stipulation would have had favorable sentencing consequences for Hernández under the United States Sentencing Guidelines ("Guidelines") due to the base offense level that corresponds to that stipulated drug quantity. See U.S.S.G. § 2D1.1 (U.S. Sentencing Comm'n 2018) (providing a base offense level of 32 for drug-trafficking offenses involving "[a]t least 15 KG but less than 50 KG of Cocaine"; a base offense level of 34 for drug- trafficking offenses involving "[a]t least 50 KG but less than 150 KG of Cocaine"; and a base offense level of 36 for drug-trafficking offenses involving "[a]t least 150 KG but less than 450 KG of Cocaine").

Second, the government would agree not to pursue a sentencing enhancement under the Guidelines pursuant to U.S.S.G. § 2D1.1(b)(1), based on firearms that had been seized from his

codefendants. That guideline, which requires a two-level enhancement, applies when "a dangerous weapon (including a firearm) was possessed" in relation to the defendant's offense if it involved drugs. Id.

Under this proposed deal, all three counts would have been grouped for Guidelines calculation purposes. See U.S.S.G. § 3D1.2(c) (explaining that counts should be grouped "[w]hen one of the counts embodies conduct that is treated as a specific offense characteristic in, or other adjustment to, the guideline applicable to another of the counts"). Thus, his base offense level under the Guidelines would have been 32. See U.S.S.G. § 2D1.1.

The government anticipated, moreover, that Hernández's total offense level under this deal would have been 33. That was so because the government intended to request a two-level enhancement under U.S.S.G. § 3B1.1, which allows for an increase of two or four levels for a "leader" or "organizer" of "a criminal activity" depending on whether that activity was "extensive"; a two-level enhancement pursuant to U.S.S.G. § 2S1.1(b)(2)(B), which imposes a two-level increase for a defendant who was also convicted of a money-laundering offense pursuant to 18 U.S.C. § 1956; and a three-level reduction for his acceptance of responsibility pursuant to U.S.S.G. § 3E1.1(a)-(b).

If Hernández had accepted this plea deal, given his expected total offense level of 33 and his criminal history category of I, his recommended sentencing range, per the Guidelines, would have been 135-168 months of imprisonment. Hernández, however, rejected the plea deal. He would not agree to the application of the sentencing enhancement for being a leader or organizer of criminal activity under U.S.S.G. § 3B1.1. He instead entered a straight plea of guilty to each of the four counts for which he had been charged in the indictment.

The United States Probation Office prepared a presentence report ("PSR") based on Hernández's straight guilty plea. Hernández filed various objections to it.

First, Hernández objected to the sentencing enhancement of four levels that the PSR applied for his role as a leader or organizer of an extensive criminal activity under U.S.S.G. § 3B1.1(a). See U.S.S.G. § 3B1.1(a) ("If the defendant was an organizer or leader of a criminal activity that involved five or more participants or was otherwise extensive, increase by 4 levels.").

Second, Hernández objected to the two-level enhancement under U.S.S.G. § 2D1.1(b)(1) that the PSR applied based on the firearms seized from his codefendants. He argued that only his codefendants had been in possession of the firearms on which the

enhancement was premised and that he could not have foreseen his codefendants' possession of them.

Finally, Hernández disputed the PSR's finding that his drug-trafficking offenses involved 200 kilograms of cocaine and thus that his base offense level was 36. He argued that, even though the venture was originally set to transport that amount of cocaine, the offenses only involved the 60 kilograms of cocaine that were actually delivered, which meant that his base offense level should be 34. See U.S.S.G. § 2D1.1(c) (providing a base offense level of 34 for offenses involving between 50-150 kilograms of cocaine, and a base offense level of 36 for offenses involving 150-450 kilograms of cocaine).

The Probation Office amended the PSR to find Hernández responsible for 60 kilograms of cocaine rather than 200 kilograms. The amended PSR thus, after grouping all four counts pursuant to U.S.S.G. § 3D1.2(c), calculated his base offense level to be 34, see U.S.S.G. § 2D1.1(c)(3).

The amended PSR then applied a four-level enhancement for Hernández's role as a leader or organizer, pursuant to U.S.S.G. § 3B1.1(a), as well as an enhancement pursuant to U.S.S.G. § 2D1.1(b)(15)(C).1 The latter guideline provides for a two-level

1 Although the Sentencing Guidelines in effect when the amended PSR was prepared in 2016 listed this enhancement under § 2D1.1(b)(15)(C), in the Guidelines in effect at Hernández's

enhancement when a defendant "receives an adjustment under §3B1.1" and "the defendant was directly involved in the importation of a controlled substance." Id. The application of each of those enhancements brought Hernández's total offense level to 40.

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United States v. Hernandez-Hernandez, 964 F.3d 95 (1st Cir. 2020).

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