United States v. Carl L. Combs

634 F.2d 1295, 1980 U.S. App. LEXIS 12195
CourtCourt of Appeals for the Tenth Circuit
DecidedNovember 18, 1980
Docket80-1071
StatusPublished
Cited by38 cases

This text of 634 F.2d 1295 (United States v. Carl L. Combs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Carl L. Combs, 634 F.2d 1295, 1980 U.S. App. LEXIS 12195 (10th Cir. 1980).

Opinions

[1296]*1296LOGAN, Circuit Judge.

Carl L. Combs appeals from his conviction for violating the Federal Bank Robbery Act, 18 U.S.C. § 2113. The issues on appeal concern application of the Fifth Amendment’s prohibition against double jeopardy. The relevant facts are not in dispute.

In November 1979 defendant was charged in two counts of a single indictment with violating 18 U.S.C. § 2113. Count I charged violation of § 2113(a) (bank robbery) and of § 2113(d) (assault while engaged in bank robbery). Count II charged violation of subsection (b) (bank larceny).1 The charges arose out of a single incident in which Combs used a knife to threaten a bank officer and to take $3,657 from a bank in New Mexico.

Defendant pleaded not guilty to both counts at his arraignment. In December 1979, prior to trial, he changed his plea on Count II to guilty. The court accepted the plea after following the procedures set forth in Fed.R.Crim.P. 11 but entered no judgment or final order. Count I was not dismissed at that time. In January 1980 defendant moved for dismissal of Count I for double jeopardy reasons. Four days later the motion was denied, and trial was held to a jury on Count I, resulting in a verdict of guilty. The judge merged the verdicts based on the plea and the jury conviction, and gave one sentence of twenty years. This is the maximum allowable sentence under subsection (a), five years less than the maximum under subsection (d), but ten years in excess of that allowed by subsection (b). The issues we must decide are (1) whether bank larceny and bank robbery are the same offense in this context, and if so, (2) whether the trial on the bank robbery count violated the Double Jeopardy Clause.

The trial judge concluded that jeopardy had attached when he accepted the guilty plea on Count II, but he held that the offenses charged were not the same offense for double jeopardy purposes and thus no Fifth Amendment violation had occurred. Alternatively, he held that defendant’s actions of pleading guilty to one charge in a two-count indictment caused a bifurcated prosecution, and double jeopardy does not bar “successive prosecutions” in that context. We affirm the ultimate finding that the conviction does not offend the Double Jeopardy Clause, but our reasoning differs somewhat from that of the trial court.

I

The Double Jeopardy Clause of the Fifth Amendment provides that no person shall “be subject for the same offence to be twice put in jeopardy.” The threshold inquiry is whether the offense to which the plea of former jeopardy is asserted is the same offense to which Combs had previously pleaded guilty.

The trial court here concluded bank larceny and bank robbery are not the same offense for double jeopardy purposes, reasoning first that bank larceny requires proof of the specific intent to steal or purloin, while bank robbery requires only general intent. Second, recognizing that of[1297]*1297fenses may be the same for constitutional purposes, although they are not technically greater and lesser included offenses, see Brown v. Ohio, 432 U.S. 161, 164, 166-67 n.6, 97 S.Ct. 2221, 2224, 2225-2226 n.6, 53 L.Ed.2d 187 (1977), the court applied the test of Blockburger v. United States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306 (1932), and found the offenses charged here were not the same. We do not agree.

Bank, robbery and bank larceny as proscribed in 18 U.S.C. §§ 2113(a) and (b) are lesser and greater forms of the same offense and hence may not be the basis of cumulative punishment. United States v. Leyba, 504 F.2d 441 (10th Cir. 1974), cert. denied, 420 U.S. 934, 95 S.Ct. 1139, 43 L.Ed.2d 408 (1975) (separate penalties under 18 U.S.C. §§ 2113(a), (b) and (d) improper, whether imposed consecutively or concurrently). See also Prince v. United States, 352 U.S. 322, 77 S.Ct. 403, 1 L.Ed.2d 370 (1957); Kienlen v. United States, 379 F.2d 20, 23 (10th Cir. 1967). Although the specific offenses before the Supreme Court in Prince were unlawful entry and robbery, the Court considered the question as it involved robbery and larceny, 352 U.S. 327, n.7, 77 S.Ct. 406 n.7. The Court determined that the purpose of Congress in enacting 18 U.S.C. § 2113 was to establish lesser offenses in the Act but not to pyramid the punishment of the offenses and thus held cumulative punishment for those offenses is forbidden.

When offenses are the same for purposes of barring consecutive sentences, “they necessarily will be the same for purposes of barring successive prosecutions.” Brown v. Ohio, 432 U.S. 161, 166, 97 S.Ct. 2221, 2226, 53 L.Ed.2d 187 (1977). Therefore, the offenses charged in the indictment against Combs are the same offense for purposes of double jeopardy analysis.

II

We now must consider defendant’s claim that the trial court’s failure to dismiss Count I following its acceptance of the guilty plea on Count II, but. before judgment and sentencing, resulted in defendant being twice placed in jeopardy for the same offense.

The Double Jeopardy Clause prohibits multiple punishment for the same offense and successive prosecution after either an acquittal or a conviction for the same offense. Illinois v. Vitale, - U.S. -, -, 100 S.Ct. 2260, 2264, 65 L.Ed.2d 228 (1980); Brown v. Ohio, 432 U.S. 161, 165, 97 S.Ct. 2221, 2225, 53 L.Ed.2d 187 (1976). No multiple punishment problem is presented in this case because at the end of trial, the judge merged the guilty plea and the jury verdict and imposed a single sentence. See Green v. United States, 365 U.S. 301, 305-06, 81 S.Ct. 653, 655-656, 5 L.Ed.2d 670 (1961) (formal defect of sentencing on lesser offense under 18 U.S.C. § 2113 did not exhaust trial judge’s power to sentence on aggravated bank robbery charge).

The principles prohibiting successive prosecutions embody “a constitutional policy of finality for the defendant’s benefit,” United States v. Jorn, 400 U.S. 470, 479, 91 S.Ct. 547, 554, 27 L.Ed.2d 543 (1971) (plurality opinion), that “serves principally as a restraint on courts and prosecutors.” Brown v. Ohio, 432 U.S. 161, 165, 97 S.Ct. 2221, 2225, 53 L.Ed.2d 187 (1977). This policy prohibits the government from relitigating a prior acquittal.

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Bluebook (online)
634 F.2d 1295, 1980 U.S. App. LEXIS 12195, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-carl-l-combs-ca10-1980.