ORDER
PRESNELL, District Judge.
This cause comes before the Court upon consideration of:
1) Defendant’s Motion for Reimbursement of Costs and Attorneys’ Fees (Doc. 44), and Memorandum of Law in Support (Doc. 45); as well as
2) Plaintiffs Response thereto (Doc. 47); Plaintiffs Counsel’s Response thereto (Doc. 48) and Memorandum in Support (Doc. 49).
1. Background
On June 9, 2000, the Orlando Police Department (“OPD”) terminated Plaintiff from her position as a police officer upon finding that Plaintiff violated the OPD’s truthfulness policy. Plaintiff was still on probationary status at the time of her termination and therefore was not entitled to any formal grievance procedure. Nonetheless, a representative of Plaintiffs union — Samuel Hoffman — represented Plaintiff in an abbreviated grievance process to which she was entitled.
Shortly thereafter, Mr. Hoffman directed Plaintiff to seek assistance from then union counsel, John Vernon Head.
Mr. Head filed a complaint
with the Equal Employment Opportunity Commission (“EEOC”), alleging discriminatory firing based on national origin (Plaintiff is Hispanic) and sex (Plaintiff is female). The EEOC complaint did not include a charge of racial discrimination. The EEOC provided Plaintiff with a right-to-sue letter, and thereafter, Mr. Head, as Plaintiffs undersigned counsel herein, filed a Complaint before this Court on June 19, 2001. The Complaint alleged that Plaintiffs termination from the OPD was based on national origin, race, and sex discrimination in violation of Title VII of the Civil Rights Act of 1964 (“Title VIP).
Thereafter, Defendant answered the Complaint, and both parties engaged in discovery. On January 14, 2003, Defendant filed a Motion for Summary Judgment and a supporting Memorandum of Law. Plaintiff filed a reply, and the Court heard oral argument on February 26, 2003. At the hearing’s conclusion, the Court granted Defendant’s Motion and ruled from the bench that: 1) Plaintiff failed to produce any direct or circumstantial evidence of discrimination; 2) even if Plaintiff had made out a prima facie case of discrimination, Defendant had articulated a legitimate, non-discriminatory reason for terminating Plaintiff as a police officer; and 3) Plaintiff had offered no evidence of pretext. (Tr.
at 25-28). Determining that Plaintiffs lawsuit was “lacking in merit” and “frivolous,”
(id.
at 26), the Court announced it would entertain from Defendant a motion for fees and costs against Plaintiff pursuant to 42 U.S.C. § 1988 and a motion for sanctions against Plaintiffs counsel pursuant to 28 U.S.C. § 1927. (Tr. at 28). Defendant filed said motions on March 14, 2003, together with two supporting affidavits and other exhibits. Plaintiff and Plaintiffs counsel filed reply briefs in opposition.
In its motions, Defendant seeks the following from Plaintiff: 1) court reporter fees, costs of stenographic transcripts, and copying fees pursuant to 28 U.S.C. § 1920(2) and (4); as well as 2) reasonable attorneys’ fees pursuant to 42 U.S.C. § 2000e-5(k) and 42 U.S.C. § 1988(b). In addition, Defendant seeks from Plaintiffs counsel excess costs and attorneys’ fees reasonably incurred in the matter pursuant to 28 U.S.C. § 1927. All told, Defendant requests that Plaintiff and Plaintiffs counsel jointly and severally reimburse Defendant an aggregate amount of $33,761.28 in costs and fees. The Court will address each request in turn.
II. Analysis
A. Costs Pursuant to 28 U.S.C. § 1920
Federal Rule of Civil Procedure 54(d) allows a prevailing party to be reimbursed for costs, and § 1920 sets forth which costs are reimbursable. Defendant requests
reimbursement of court reporter and stenographic transcript costs under § 1920(2) and reimbursement of copies under § 1920(4). As the prevailing party herein, Defendant is entitled to these costs.
B. Attorneys’ Fees Pursuant to 42 U.S.C. § 1988
Defendant argues that the Court should, in its discretion, award to Defendant reasonable attorneys’ fees because Plaintiffs Title VII action was frivolous and groundless. Specifically, Defendant claims that Plaintiff failed to establish a prima facie case of discrimination by presenting no evidence of disparate treatment. Defendant also asserts that even if
Plaintiff did establish a prima facie ease of discrimination, Defendant has articulated a legitimate, non-discriminatory reason for terminating her employment and Plaintiff offered no rebuttal evidence of pretext. Defendant finally argues that Plaintiffs deposition testimony and other factors demonstrate her bad faith pursuit of this action.
Section 1988(b) states: “In any action or proceeding to enforce a provision of ... the Civil Rights Act of 1964 ... the court, in its discretion, may allow the prevailing party ... a reasonable attorney’s fee as part of the costs.” 42 U.S.C. § 1988(b). Although fees under § 1988 are discretionary, the Supreme Court in
Christiansburg Garment Co. v. EEOC,
434 U.S. 412, 421, 98 S.Ct. 694, 54 L.Ed.2d 648 (1978), held that before awarding attorneys’ fees, a prevailing Title VII defendant must show the Court that the plaintiffs claim was “frivolous, unreasonable, or without foundation, even though not brought in subjective bad faith” or “that the plaintiff continued to litigate after it clearly became so.”
Id.
at 421-22, 98 S.Ct. 694.
In making this determination, a court must avoid the post hoc temptation of finding the plaintiffs litigation meritless simply because she did not prevail at trial.
Id.
at 421-22, 98 S.Ct. 694;
Hughes v. Rowe,
449 U.S. 5, 14, 101 S.Ct. 173, 66 L.Ed.2d 163 (1980) (per curiam). Indeed, this “hindsight logic could discourage all but the most airtight claims.... ”
Sullivan v. Sch. Bd.
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ORDER
PRESNELL, District Judge.
This cause comes before the Court upon consideration of:
1) Defendant’s Motion for Reimbursement of Costs and Attorneys’ Fees (Doc. 44), and Memorandum of Law in Support (Doc. 45); as well as
2) Plaintiffs Response thereto (Doc. 47); Plaintiffs Counsel’s Response thereto (Doc. 48) and Memorandum in Support (Doc. 49).
1. Background
On June 9, 2000, the Orlando Police Department (“OPD”) terminated Plaintiff from her position as a police officer upon finding that Plaintiff violated the OPD’s truthfulness policy. Plaintiff was still on probationary status at the time of her termination and therefore was not entitled to any formal grievance procedure. Nonetheless, a representative of Plaintiffs union — Samuel Hoffman — represented Plaintiff in an abbreviated grievance process to which she was entitled.
Shortly thereafter, Mr. Hoffman directed Plaintiff to seek assistance from then union counsel, John Vernon Head.
Mr. Head filed a complaint
with the Equal Employment Opportunity Commission (“EEOC”), alleging discriminatory firing based on national origin (Plaintiff is Hispanic) and sex (Plaintiff is female). The EEOC complaint did not include a charge of racial discrimination. The EEOC provided Plaintiff with a right-to-sue letter, and thereafter, Mr. Head, as Plaintiffs undersigned counsel herein, filed a Complaint before this Court on June 19, 2001. The Complaint alleged that Plaintiffs termination from the OPD was based on national origin, race, and sex discrimination in violation of Title VII of the Civil Rights Act of 1964 (“Title VIP).
Thereafter, Defendant answered the Complaint, and both parties engaged in discovery. On January 14, 2003, Defendant filed a Motion for Summary Judgment and a supporting Memorandum of Law. Plaintiff filed a reply, and the Court heard oral argument on February 26, 2003. At the hearing’s conclusion, the Court granted Defendant’s Motion and ruled from the bench that: 1) Plaintiff failed to produce any direct or circumstantial evidence of discrimination; 2) even if Plaintiff had made out a prima facie case of discrimination, Defendant had articulated a legitimate, non-discriminatory reason for terminating Plaintiff as a police officer; and 3) Plaintiff had offered no evidence of pretext. (Tr.
at 25-28). Determining that Plaintiffs lawsuit was “lacking in merit” and “frivolous,”
(id.
at 26), the Court announced it would entertain from Defendant a motion for fees and costs against Plaintiff pursuant to 42 U.S.C. § 1988 and a motion for sanctions against Plaintiffs counsel pursuant to 28 U.S.C. § 1927. (Tr. at 28). Defendant filed said motions on March 14, 2003, together with two supporting affidavits and other exhibits. Plaintiff and Plaintiffs counsel filed reply briefs in opposition.
In its motions, Defendant seeks the following from Plaintiff: 1) court reporter fees, costs of stenographic transcripts, and copying fees pursuant to 28 U.S.C. § 1920(2) and (4); as well as 2) reasonable attorneys’ fees pursuant to 42 U.S.C. § 2000e-5(k) and 42 U.S.C. § 1988(b). In addition, Defendant seeks from Plaintiffs counsel excess costs and attorneys’ fees reasonably incurred in the matter pursuant to 28 U.S.C. § 1927. All told, Defendant requests that Plaintiff and Plaintiffs counsel jointly and severally reimburse Defendant an aggregate amount of $33,761.28 in costs and fees. The Court will address each request in turn.
II. Analysis
A. Costs Pursuant to 28 U.S.C. § 1920
Federal Rule of Civil Procedure 54(d) allows a prevailing party to be reimbursed for costs, and § 1920 sets forth which costs are reimbursable. Defendant requests
reimbursement of court reporter and stenographic transcript costs under § 1920(2) and reimbursement of copies under § 1920(4). As the prevailing party herein, Defendant is entitled to these costs.
B. Attorneys’ Fees Pursuant to 42 U.S.C. § 1988
Defendant argues that the Court should, in its discretion, award to Defendant reasonable attorneys’ fees because Plaintiffs Title VII action was frivolous and groundless. Specifically, Defendant claims that Plaintiff failed to establish a prima facie case of discrimination by presenting no evidence of disparate treatment. Defendant also asserts that even if
Plaintiff did establish a prima facie ease of discrimination, Defendant has articulated a legitimate, non-discriminatory reason for terminating her employment and Plaintiff offered no rebuttal evidence of pretext. Defendant finally argues that Plaintiffs deposition testimony and other factors demonstrate her bad faith pursuit of this action.
Section 1988(b) states: “In any action or proceeding to enforce a provision of ... the Civil Rights Act of 1964 ... the court, in its discretion, may allow the prevailing party ... a reasonable attorney’s fee as part of the costs.” 42 U.S.C. § 1988(b). Although fees under § 1988 are discretionary, the Supreme Court in
Christiansburg Garment Co. v. EEOC,
434 U.S. 412, 421, 98 S.Ct. 694, 54 L.Ed.2d 648 (1978), held that before awarding attorneys’ fees, a prevailing Title VII defendant must show the Court that the plaintiffs claim was “frivolous, unreasonable, or without foundation, even though not brought in subjective bad faith” or “that the plaintiff continued to litigate after it clearly became so.”
Id.
at 421-22, 98 S.Ct. 694.
In making this determination, a court must avoid the post hoc temptation of finding the plaintiffs litigation meritless simply because she did not prevail at trial.
Id.
at 421-22, 98 S.Ct. 694;
Hughes v. Rowe,
449 U.S. 5, 14, 101 S.Ct. 173, 66 L.Ed.2d 163 (1980) (per curiam). Indeed, this “hindsight logic could discourage all but the most airtight claims.... ”
Sullivan v. Sch. Bd. of Pinellas County,
773 F.2d 1182, 1188-89 (11th Cir.1985) (quoting
Christiansburg,
434 U.S. at 421-22, 98 S.Ct. 694).
Determinations of frivolity are to be made on a case-by-case basis, but the Eleventh Circuit has identified three general guidelines: 1) whether the plaintiff established a prima facie case; 2) whether the defendant offered to settle; 3) whether the court held a full trial on the merits.
Sullivan,
773 F.2d at 1189. Notably, a finding of bad faith — even if not subjective bad faith — constitutes a basis for attorneys’ fees regardless of
Sullivan’s
three factors.
Turner v. Sungard Bus. Sys., Inc.,
91 F.3d 1418, 1422 n. 6 (11th Cir.1996).
Without addressing
Christiansburg
or
Sullivan
and without citing any case law of her own, Plaintiff argues that she acted in good faith in pursuing this litigation. Plaintiff puts forth three items in support of her contention. First, she claims that upon reviewing the OPD’s investigatory history and upon speaking with union representatives, she discovered arbitration decisions
pertaining to other officers— specifically Officers J.D. Ray and A.J. Sanderson — in which the OPD’s course of discipline (termination) was found to be too harsh. Second, Plaintiff asserts that she “was aware” that Hispanic females were not represented in the OPD to the same extent as other minorities and that a white male officer
was only mildly reprimanded under “the same circumstances.” (Doc. 47 at ¶ 8). Third, Plaintiff contends that she “sought relief in the only forum available to her” and “the belief that a fair and impartial investigation would have cleared her.”
(Id.
at ¶ 9).
The Court finds that rather than demonstrating Plaintiff’s good faith, these
factors demonstrate that Plaintiff pursued her claims in bad faith. First, the written arbitration decisions
of Officers Ray and Sanderson in no way bear on whether the OPD discriminated against Plaintiff in violation of Title VII. It does not require a lawyer’s training and ability to recognize that arbitrators’ findings regarding excessive discipline of other officers on other charges do not suggest any basis to allege that the OPD discriminated against Plaintiff based on sex, national origin, or race.
Making such an inferential leap is absurd.
Second, it does not require an attorney’s know-how to recognize that a low number of Hispanic female employees (which, in theory, might implicate improper hiring procedures) does not merit filing a lawsuit alleging discriminatory firing.
Moreover, the supposed evidence regarding the “white male officer” does not form a basis to allege that Plaintiff was improperly treated less favorably.
In fact, Plaintiff knew as a matter of fact that Salvatoriello’s circumstances were not “similar” to her own; Plaintiff does not dispute that Salvatoriello was not found to be untruthful whereas Plaintiff was.
Third, despite her counsel’s disagreement with the Court at the February 26 hearing, (Tr. at 21-23), it is evident that Plaintiff in fact seeks a
de novo
review of the OPD’s internal investigation against her. She confirms this by stating that she seeks relief “in the only forum available to her” based merely on a “belief that a fair and impartial investigation would have cleared her [of being untruthful].” (Doc. 47 at ¶ 9). This Court ruled at the hearing: “The essence of the Plaintiffs case ... is she was fired and she’s Hispanic, therefore, they must have discriminated against her, and that’s preposterous.” (Tr. at 26-27).
See Finley v. Publix Super Markets, Inc.,
1998 WL 1056998 at *2 (S.D.Fla.1998) (“Simply because a person who is of a protected class loses a job ... does not automatically create a cause of action under the civil rights laws.”);
Witzsche v. Jaeger & Haines, Inc.,
707 F.Supp. 407, 408 (W.D.Ark.1989).
As
Beard v. Annis,
730 F.2d 741, 744 (11th Cir.1984), stated: “This court does not sit in judgment over whether the defendants made the right employment decision ..., only
whether the decision was made on the basis of race.” Again, even a non-attorney would recognize that a person has no basis whatsoever to file a discrimination claim when admittedly seeking relief from an allegedly unfair internal investigation. Plaintiffs lawsuit was pursued in bad faith from the outset.
Notably, even if, objectively speaking, Plaintiff had not acted in bad faith, the Court finds that, under the
Sullivan
factors, Plaintiffs claim was frivolous and without justification. First, Plaintiff did not establish a prima facie case of discrimination, as the Court ruled in open court on February 26. Second, any offer to settle here weighs in favor of Defendant, not Plaintiff.
Third, the Court dismissed the case on summary judgment, another factor in Defendant’s favor.
Sullivan,
773 F.2d at 1189 (noting that frivolity findings typically were sustained in cases dismissed involuntarily or by summary judgment due to the plaintiffs lack of evidence in support of the claims). Because Plaintiffs case was factually and legally groundless
at the outset, Defendant’s Motion for attorneys’ fees under § 1988 is granted.
C. Costs and Attorneys’ Fees Pursuant to 28 U.S.C. § 1927
Defendant also seeks costs and attorneys’ fees against Plaintiffs counsel, Mr. Head, pursuant to § 1927. Defendant asserts that Plaintiffs counsel continued to litigate after it became obvious that Plaintiff had no evidence to support a prima facie case of discrimination.
Section 1927 provides that “any attorney ... who so multiples the proceedings in any case unreasonably and vexatiously may be required by the Court to personally satisfy the excess costs, the expenses, and attorneys’ fees reasonably incurred because of such conduct.” 28 U.S.C. § 1927. Counsel must be found to willfully abuse the judicial process “by conduct tantamount to bad faith.”
Avirgan v. Hull,
932 F.2d 1572, 1582 (11th Cir.1991).
Because § 1927 serves to punish an attorney, courts must strictly construe it.
Pe
terson v. BMI Refractories,
124 F.3d 1386, 1395 (11th Cir.1997). Hence, before assessing fees, a court must find that all three statutory factors exist: a) unreasonable and vexatious conduct; b) multiplication of proceedings; and c) the sanctions may not exceed the costs, expenses, and fees reasonably incurred due to the conduct.
Id.
at 1396.
a) “Unreasonable and Vexatious” Conduct
Because the statute does not define “vexatious,” the word must be given its ordinary meaning.
Jerelds,
194 F.Supp.2d at 1312 (defining “vexatious” as “lacking justification and intended to harass” or “without reasonable or probable cause or excuse.”) (internal citations and quotations omitted). A circuit split exists as to whether “unreasonable and vexatious” requires a showing of subjective intent or bad faith.
At least one court in this District has found that the moving party need not show subjective bad faith.
O’Rear v. Amer. Family Life
Ass.
Co. of Columbus, Inc.,
144 F.R.D. 410, 413-14 (M.D.Fla.1992) (finding plaintiffs counsel’s behavior to be objectively in bad faith and vexatious, and thus sanctionable). Several Circuit courts support this view.
See, e.g., Jones v. Continental Corp.
789 F.2d 1225, 1230 (6th Cir.1986) (holding that when an attorney “knows or reasonably should know that a claim pursued is frivolous ..., a trial court does not err by assessing fees attributable to such actions against the attorney.”);
Knorr Brake Corp. v. Harbil, Inc.,
738 F.2d 223, 226-27 (7th Cir.1984) (“Where, as here, counsel’s alleged misconduct was the filing and arguing of a claim, it is not sufficient that the claim be found meritless; the claim must be without a plausible legal or factual basis and lacking in justification.”);
McCandless v. Great Atlantic & Pacific Tea Co.,
697 F.2d 198, 201 (7th Cir.1983) (noting in dicta that “[tjhere would have been no reason to enact [§ 1927] if the standard were to be subjective bad faith as
[Roadway Express, Inc. v. Piper,
447 U.S. 752, 766, 100 S.Ct. 2455, 65 L.Ed.2d 488 (1980)] already provided for such awards.”). Courts may infer intent from a total lack of factual or legal basis for a lawsuit.
Knorr,
738 F.2d at 227.
Here, Plaintiff’s counsel’s had no reasonable basis to pursue this litigation, and from the record, the court may infer that Mr. Head intentionally — although perhaps without malice — filed and prosecuted claims that lacked any plausible legal or factual support. None of Mr. Head’s arguments
to the contrary carry any
weight or have any relevance to this determination.
First, he asserts that he conducted a reasonable inquiry
by conferring with Plaintiff and her union representatives and ascertaining that Plaintiff and her union advisors felt she had been “treated wrongly,” that her treatment was different from that of a white male officer, and that she was being denied access to the OPD’s grievance procedure. The “multiple interviews” that counsel conducted of Plaintiff, (Doc. 49 at ¶ 7), however, would and should have revealed that the OPD terminated Plaintiff for “untruthfulness.” Without direct or circumstantial evidence that Plaintiff was pretextually terminated for a discriminatory reason, it is wholly irrelevant for Title VII purposes that Plaintiff merely felt she was “treated wrongly.”
Also, Mr. Head knew why Plaintiff was denied access to the grievance procedures; she was a probationary employee. Moreover, although Mr. Head “saw no evidence that Plaintiff brought her action in bad faith,” that perception does not, as Mr. Head contends, reflect good faith on counsel’s part. A client’s good faith belief in a claim does not automatically make that claim meritorious.
Second, the fact that counsel served for eight years as chief counsel to Plaintiff’s union, no matter what his success rate, is irrelevant to a determination that a case has a plausible legal or factual basis.
Third, in deciding whether to file and pursue a discrimination claim, it is of no consequence that counsel had or has “little
faith in the conclusions of the [OPD’s] professional standards investigators.” (Doc. 48 at ¶ 12). The submission of written decisions from past arbitrated cases does nothing to convince this Court otherwise, even if those decisions prove that arbitrators found various past OPD investigations to be unpersuasive, incomplete, lacking, or otherwise untrustworthy. Those administrative decisions are not related at all to the instant case and in no way implicate discrimination by the OPD against this Plaintiff.
Plaintiffs counsel claims he “prosecuted this case in a straight forward and usual manner.” (Doc. 49 at ¶ 9). Such conduct would be fíne, if the case was worth prosecuting in the first place. It was not. Plaintiffs counsel’s intentional, continued prosecution of this case, which had no plausible legal or factual basis, was unreasonable and vexatious to the judicial process and tantamount to bad faith.
b) Multiplication of the Proceedings
The Court also concludes that Plaintiffs counsel multiplied the proceedings. Indeed, he practically admits that he continued to litigate the claims even after it became apparent from the discoverable facts that no evidence existed in support of Plaintiffs discrimination suit. Mr. Head tries to cast blame on Plaintiff by claiming he “bluntly informed his client of the mediocre chances for success” in obtaining her job back, but given that Plaintiff would not settle the case, he “had no choice but to continue to represent his client vigorously and to the best of his abilities.” (Doc. 48 at ¶ 18;
see also
Doc. 49 at ¶ 11). Counsel did have a choice; he could have withdrawn
from representing a client who stubbornly insisted that he pursue frivolous litigation.
The Eleventh Circuit has stated that:
All attorneys, as ‘officers of the court,’ owe duties of complete candor and primary loyalty to the court before which they practice. An attorney’s duty to a client can never outweigh his or her responsibility to see that our system of justice functions smoothly.... Too many attorneys ... have allowed the objectives of the client to override their ancient duties as officers of the court.
Malautea v. Suzuki Motor Co., Ltd.,
987 F.2d 1586, 1546-47 (11th Cir.1993).
Similarly, the Sixth Circuit has stated:
An attorney’s ethical obligation of zealous advocacy on behalf of his or her client does not amount to
carte blanche
to burden the federal courts by pursuing
claims that are frivolous on the merits....
Jones,
789 F.2d at 1280. Counsel in this case would be wise to learn from the admonitions of the Eleventh and Sixth Circuits and mind his duties as an officer of the Court.
c) Financial Nexus to the Excess Proceedings
The Court finds that there is a clear nexus between Mr. Head’s wrongful conduct and the costs, expenses, and fees reasonably incurred in this litigation.
D. Amount of Attorneys’ Fee Award
Defendant’s counsel filed an affidavit with attached billing records which substantiate the claim for attorneys’ fees in the amount of $81,955. (Doc. 45, Ex. B). Fees were based upon the actual hours expended and were calculated at a blended rate of $125 per hour. The affidavit of Dorothy F. Green, Esq., (Doc. 45, Ex. C), provides independent corroboration of the reasonableness of the amount of these fees, and neither Plaintiff nor Plaintiffs counsel have objected to the reasonableness of the fees. Accordingly, the Court finds that Defendant has met its burden of establishing the reasonableness of the attorneys’ fee award in the amount of $31,955.
Ruszala v. Walt Disney World Co.,
132 F.Supp.2d 1347, 1353-54 (M.D.Fla.2000) (citing Eleventh Circuit cases that set forth the method for determining reasonable hourly rate and reasonable number of hours expended).
III. Conclusion
For the foregoing reasons, it is therefore
ADJUDGED and ORDERED that Defendant’s Motion for Fees and Costs (Doc. 44) is GRANTED. The Clerk of the Court is directed to enter judgment for costs and attorneys’ fees on behalf of Defendant and against Plaintiff and Plaintiffs counsel, jointly and severally, in the aggregate amount of $33,761.28.