Thompson v. Commonwealth

56 S.W.3d 406, 2001 Ky. LEXIS 223, 2001 WL 1335622
CourtKentucky Supreme Court
DecidedJune 14, 2001
Docket1998-SC-0277-MR
StatusPublished
Cited by39 cases

This text of 56 S.W.3d 406 (Thompson v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thompson v. Commonwealth, 56 S.W.3d 406, 2001 Ky. LEXIS 223, 2001 WL 1335622 (Ky. 2001).

Opinions

JOHNSTONE, Justice.

While serving a life sentence for a murder he committed in 1974, William Eugene Thompson killed his prison farm supervisor, Fred Cash. He pled guilty to the murder and was sentenced to death. He appeals to this Court as a matter of right. Because the trial court failed to hold a mandatory hearing on his competency to stand trial, we remand for an evidentiary hearing on the issue and abate consideration of the remaining issues on appeal pending the resolution of the evidentiary hearing.

On October 21, 1994, the trial court ordered Thompson to be transferred to the Kentucky Correctional Psychiatric Center for evaluation in order to determine whether Thompson was competent to stand trial. In the order, the trial court noted its concerns about Thompson’s mental state:

The “problems” brought to the Court’s attention ... include possible serious and chronic mental illnesses, neurological problems which may be organic in nature, and the presence of a mental condition which may affect defendant’s [408]*408ability to perceive and interpret information provided to him by counsel.

Order, 86-CR-033 at 1 (Lyon Circuit Court entered Oct. 25,1994).

At the hearing in which the trial court accepted Thompson’s guilty plea, defense counsel conceded the issue of Thompson’s competency. At oral argument, appellate counsel argued that this was not so much an actual concession, but part of an overall defense strategy to allow Thompson to waive jury sentencing and be sentenced by the trial judge. This strategy fell apart when the Court of Appeals ruled that the Commonwealth was entitled to jury sentencing. Commonwealth v. Thompson, Ky.App., 95-CA-0136-MR (Order entered June 10, 1996). In any event, it is clear that in accepting Thompson’s guilty plea, the trial judge relied on both the defense counsel’s concession and a review of the reports generated by the doctors who examined Thompson.

KRS 504.100(1) requires a court to appoint a psychologist or psychiatrist “to examine, treat and report on the defendant’s mental condition” whenever “the court has reasonable grounds to believe that the defendant is incompetent to stand trial.” KRS 504.100(3) states that after such a report is filed, “the court shall hold a hearing to determine whether the defendant is competent to stand trial.” Section (3) is mandatory and cannot be waived by the defendant. Mills v. Commonwealth, 996 S.W.2d 473, 486 (1999), cert. denied, 528 U.S. 1164, 120 S.Ct. 1182, 145 L.Ed.2d 1088 (2000).

Criminal prosecution of a defendant who is incompetent to stand trial is a violation of due process of law under the Fourteenth Amendment. Medina v. California, 505 U.S. 437, 439, 112 S.Ct. 2572, 2574, 120 L.Ed.2d 353 (1992). “Once facts known to a trial court are sufficient to place a defendant’s competence to stand trial in question, the trial court must hold an evidentiary hearing to determine the question.” Mills, 996 S.W.2d at 486, citing Drope v. Missouri, 420 U.S. 162, 180, 95 S.Ct. 896, 908, 43 L.Ed.2d 103 (1975); Pate v. Robinson, 383 U.S. 375, 385-86, 86 S.Ct. 836, 842, 15 L.Ed.2d 815 (1966). The competency hearing mandated by KRS 504.100 is consistent with protecting this important due process right. Mills, 996 S.W.2d at 486. The standard of review in such a case is, “Whether a reasonable judge, situated as was the trial court judge whose failure to conduct an evidentiary hearing is being reviewed, should have experienced doubt with respect to competency to stand trial.” Id. (internal quotation marks omitted).

In Mills, the trial court ordered a psychiatric evaluation in response to notice filed by the defense that it intended to introduce evidence concerning mental illness, insanity, or mental defect. Id. at 485. But there was no behavior exhibited by Mills in court, or information provided to the court by counsel or other sources, that should have caused the trial court to experience doubt as to Mills’ competence to stand trial. Id. at 486. In the case at bar, the trial court’s own order establishes the sufficiency of the trial judge’s level of doubt as to Thompson’s competence to plead guilty.

Under Kentucky law, the competency to plead guilty and the competency to stand trial are identical. Littlefield v. Commonwealth, Ky.App., 554 S.W.2d 872, 873 (1977), cert. denied, 434 U.S. 987, 98 S.Ct. 617, 54 L.Ed.2d 482 (1977). The trial court overlooked Thompson’s right to due process when it failed to hold the competency hearing required by KRS 504.100(3). In all fairness to the able and competent trial judge in this case, we note that while Mills holds that a competency hearing [409]*409cannot be waived, Mills was rendered over three years after the date upon which the trial judge accepted Thompson’s guilty plea.

Now we reach the perplexing issue of Thompson’s remedy. Hayden v. Commonwealth, Ky., 563 S.W.2d 720 (1978), held that failure to hold a competency hearing required reversal of the defendant’s conviction. Id. at 723. While expressing a preference for merely remanding for a retrospective competency hearing, the Hayden Court felt that reversal was compelled by the holdings of Drope v. Missouri, 420 U.S. 162, 95 S.Ct. 896, 43 L.Ed.2d 103 (1975), and Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d 815 (1966).

Since the time we decided Hayden, a number of federal circuits have determined that Drope and Pate merely disfavor retrospective competency hearings rather than forbidding them absolutely. These circuits hold that retrospective determinations of competence to stand trial are permissible, ie., do not violate a defendant’s due process rights, in particular cases. See, e.g., United States v. Renfroe, 825 F.2d 763 (3rd Cir.1987); United States v. Mason, 52 F.3d 1286 (4th Cir.1995), cert. denied, 531 U.S. 1096, 121 S.Ct. 823, 148 L.Ed.2d 707 (2001); Wheat v. Thigpen, 793 F.2d 621 (5th Cir.1986), cert. denied, 480 U.S. 930, 107 S.Ct. 1566, 94 L.Ed.2d 759 (1987); Cremeans v. Chapleau, 62 F.3d 167 (6th Cir.1995), cert. denied,

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Bluebook (online)
56 S.W.3d 406, 2001 Ky. LEXIS 223, 2001 WL 1335622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thompson-v-commonwealth-ky-2001.