Stewart v. Morgan

232 F. App'x 482
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 11, 2007
Docket05-5177
StatusUnpublished
Cited by10 cases

This text of 232 F. App'x 482 (Stewart v. Morgan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stewart v. Morgan, 232 F. App'x 482 (6th Cir. 2007).

Opinion

OPINION

KAREN NELSON MOORE, Circuit Judge.

Petitioner-Appellant Roy Young Stewart (“Stewart”) appeals from the district court’s judgment denying his petition for a writ of habeas corpus. The district court rejected three intertwined claims: that Stewart’s trial counsel was ineffective; *484 that the state courts erred by refusing to hold a retrospective competency hearing; and that Stewart’s guilty plea was not entered voluntarily, intelligently, and knowingly. The district court adopted in full a report and recommendation from the magistrate judge, who reasoned that Stewart’s ineffective-assistance-of-trial-counsel claim was procedurally defaulted and that his other two claims failed on the merits. Although our reasoning differs markedly from that of the district court, we AFFIRM the judgment of the district court because Stewart has not demonstrated that the state courts’ failure to hold a retrospective competency hearing was an unreasonable application of clearly established federal law and has not shown by clear and convincing evidence that the state courts erred by concluding that his guilty plea was entered voluntarily, intelligently, and knowingly.

I. BACKGROUND

In the fall of 1979, Stewart was discharged from a psychiatric hospital in Philadelphia, Pennsylvania. Soon thereafter, he moved to Louisville, Kentucky. In December 1979, Stewart robbed a woman at knife point, and in March 1980, while on bond awaiting trial for the December robbery, Stewart raped and robbed another woman. He was charged for crimes relating to these two incidents, but before trial, a psychiatrist determined that Stewart suffered from a mental illness requiring medication and psychiatric supervision, and he was confined in a correctional psychiatric facility. After a short period of treatment, Stewart’s mental illness went into remission, and he was declared, competent to stand trial. On October 6 and November 18, 1980, Stewart pleaded guilty to charges relating to the two incidents and was sentenced to a total of nineteen years in prison.

In September 1987, Stewart was released on parole. In July 1988, he allegedly attempted to murder a woman, and in August 1988, he allegedly raped and robbed a woman at knife point. He was indicted on charges related to these two incidents, and on January 25, 1990, Stewart pleaded guilty (while maintaining his innocence, pursuant to North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970)) to first-degree burglary, first-degree robbery, terroristic threatening, and two counts of fourth-degree assault, and was sentenced as a persistent felony offender in the second degree. Stewart was sentenced to a total of twenty-two years in prison. Five days later, he filed a motion to set aside his conviction pursuant to Kentucky Rule of Criminal Procedure 11.42, and on February 5, 1990, the state trial court denied his motion.

On November 25, 1992, Stewart filed a second motion to vacate his conviction pursuant to Kentucky Rule of Criminal Procedure 11.42. He argued that his guilty plea was not entered voluntarily, intelligently, and knowingly, and that his counsel was ineffective for failing to investigate legal issues arising from his mental condition. 1 On January 6, 1993, the state trial court *485 denied Stewart’s motion, concluding that Stewart had pleaded guilty voluntarily, intelligently, and knowingly. Stewart appealed, and the Kentucky Court of Appeals concluded that, because of Stewart’s “history of mental problems, his evident misunderstanding of an Alford plea, and his possibly compulsive criminal behavior,” it was not apparent from the record that Stewart’s counsel had performed adequately by failing to investigate Stewart’s psychological condition. Joint Appendix (“J.A.”) at 57 (Stewart v. Commonwealth (Stewart I), No. 93-CA-0435-MR, slip op. at 4 (Ky.Ct.App. Mar. 10, 1995)). The Kentucky Court of Appeals vacated the order of the state trial court and remanded the case “so that appellant may, with the assistance of counsel, elaborate at an evidentiary hearing the claim that his trial attorney unreasonably neglected legal issues arising from his psychological condition.” J.A. at 57-58 (Stewart I, No. 93-CA-0435-MR, slip op. at 4-5).

On October 14,1996, the state trial court held a hearing on Stewart’s motion to vacate his conviction and again denied the motion on the ground that he had entered his guilty plea knowingly and voluntarily. Stewart appealed, and the Kentucky Court of Appeals again vacated the order and remanded the case, again instructing the state trial court to hold a hearing to determine whether Stewart’s counsel unreasonably neglected legal issues arising from his psychological condition. Stewart v. Commonwealth (Stewart II), No. 1996-CA-003291-MR, slip op. at 5 (Ky.Ct.App. Oct. 23, 1998), available at http://162.114.92.72 /CQA/1996-CA-003291. pdf.

On April 26, 1999, the state trial court held a hearing on Stewart’s motion to vacate his conviction. Stewart introduced evidence that he had been under psychiatric care in the past, had been hospitalized in the past, had been hospitalized in 1980 while facing criminal charges, and had been evaluated at that time for his competency to stand trial. Wallace Rogers (“Rogers”), Stewart’s trial counsel, “testified that he was unaware of Stewart’s pri- or mental health history and that he would have moved for a competency hearing pri- or to the guilty pleas had he known about it.” J.A. at 70-71 (Stewart v. Commonwealth (Stewart III), No. 1999-CA-001933-MR, slip op. at 3-4 (Ky.Ct.App. Jan. 12, 2001)). Dr. Victoria Yunker (‘Yunker”) performed a competency evaluation at the state trial court’s request, and her report concluded that Stewart was “competent when he entered his guilty pleas and when the offenses were committed.” J.A. at 71 (Stewart III, No. 1999-CA001933-MR, slip op. at 4). On the basis of this evidence, the state trial court concluded that, because of Rogers’s failure to investigate Stewart’s mental condition, his performance “ ‘may well have been outside the range of professionally competent assistance.’” Id. (quoting the state trial court’s opinion). The state trial court also concluded, however, that because Dr. Yunker determined that Stewart would have been found competent to stand trial had a competency hearing been held prior to his guilty plea, because the evidence against Stewart on the charges against him was “ ‘damning,’ ” and because he pleaded to reduced charges as a result of his plea agreement, Stewart had “ ‘failed to show that there is a reasonable probability he would have gone to trial facing the above charges instead of taking the deal offered by the Commonwealth.’ ” J.A. at 72 (Stewart III, No. 1999-CA001933-MR, slip op. at 5 (quoting the state trial court’s opinion)). The state trial court accordingly concluded that Stewart had failed to show prejudice from his counsel’s allegedly deficient performance and once again denied Stewart’s motion to vacate his conviction.

*486 Stewart appealed, arguing that the state trial court erred by relying on Dr.

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Bluebook (online)
232 F. App'x 482, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stewart-v-morgan-ca6-2007.