Thoma v. Hickel

947 P.2d 816, 1997 Alas. LEXIS 121, 1997 WL 468070
CourtAlaska Supreme Court
DecidedAugust 15, 1997
DocketS-6273
StatusPublished
Cited by31 cases

This text of 947 P.2d 816 (Thoma v. Hickel) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thoma v. Hickel, 947 P.2d 816, 1997 Alas. LEXIS 121, 1997 WL 468070 (Ala. 1997).

Opinions

OPINION

MATTHEWS, Justice,

joined by EASTAUGH, Justice, as to parts I, II, II.B, II.C, and IV; and by RABINOWITZ, Justice, and CARPENETI, Justice pro tern., as to parts I, III.A, III.C, and IV.

Theodore P. (Chip) Thoma sued Governor Walter J. Hickel, alleging that Hickel in concert with others had engaged in a smear campaign against Thoma, that the campaign improperly used criminal justice system records, and that the campaign was conducted in retaliation for Thoma’s protected political [818]*818activity seeking the removal of Governor Hickel. The superior court ruled that Hickel was protected by the doctrine of public executive immunity and granted him summary judgment. Subsequently, the court awarded Hickel $77,865.50 in attorney’s fees.

In reviewing grants of summary judgment the facts are to be viewed in the light most favorable to the losing party, and reasonable inferences are to be resolved in favor of the losing party.1 Our recitation of the facts in this case is made from that perspective.

Thoma, who describes himself as a political gadfly, filed an ethics complaint against Governor Hickel on May 3, 1991, which alleged that Hickel was attempting to use his official position for personal financial gain. Hickel discussed with his aides ways of retaliating against Thoma. They decided that Thoma’s criminal record should be publicized.

The record of the Alaska Public Safety Information Network (APSIN), a computer system which contains comprehensive criminal records, indicates that inquiries were made concerning Thoma’s criminal history on May 7 and May 9,1991. The record does not show who made the inquiries. A printout of Thoma’s criminal record was circulated among the governor’s aides.

After Thoma filed the ethics complaint against Hickel, he involved himself in an effort to recall the governor. In September of 1991, the Alaska chapter of the Sierra Club endorsed the recall effort. On September 20, 1991, Governor Hickel’s press secretary, Eric Rehmann, sent a letter to the Alaska representative of the Sierra Club which stated in part:

By joining the recall effort, you have aligned yourself with disreputable characters like Chip Thoma. Mr. Thoma, who proclaims himself to be an environmental activist, is a convicted felon who has spent time in jail for possession of cocaine. He has been found guilty of driving while intoxicated four times in a ten-year period. This is hardly a pillar of our community with whom your organization should wrap themselves around.

Thoma’s convictions are a matter of public record. The court records in Juneau show two DWI convictions in 1979 and a 1985 cocaine conviction. Thoma was convicted of two additional DWIs in Oregon. While the out-of-state convictions are public, they are not reflected in the Alaska court records. The convictions are, however, in Thoma’s APSIN file. Certain members of Governor Hickel’s staff had access to the APSIN file. Thus, there is inferential evidence that the APSIN file was the source of the information contained in Rehmann’s letter concerning Thoma’s four DWI convictions.

Thoma sued Hickel in the superior court in Juneau, asserting claims under 42 U.S.C. § 1983 (deprivation of federal rights), public policy violations under state law, and interference with state and federal constitutional rights. Compensatory damages for reputa-tional losses and emotional distress were sought and a claim for punitive damages was asserted.

After Thoma took the deposition of one of the governor’s former aides, Hickel moved for summary judgment, arguing that the claims against him should be dismissed under the doctrine of public executive immunity. Thoma made a cross-motion for partial summary judgment on Hickel’s immunity defense. The superior court ruled in Hiekel’s favor.

I. Public Executive Immunity from Tort Suits

Under Alaska law, public officials in the executive departments of government have either absolute or qualified immunity from tort suits for discretionary acts committed within the scope of their authority. Absolute immunity is self-descriptive. Qualified immunity protects an official whose acts “are done in good faith and are not malicious or corrupt.” Aspen Exploration Corp. v. Sheffield, 739 P.2d 150, 158 (Alaska 1987). Immunity is determined to be absolute, or merely qualified, based on the consideration of factors which are designed to “strike a balance between the public’s interest in efficient, unflinching leadership [which is [819]*819thought to be furthered by absolute immunity] and the interests of maliciously injured parties [which are redressable where an immunity is merely qualified].” Id. at 159. The factors which should be considered in striking this balance are:

(1) The nature and importance of the function that the officer performed to the administration of government (i.e. the importance to the public that this function be performed; that it be performed correctly; that it be performed according to the best judgment of the officer unimpaired by extraneous matters);
(2) The likelihood that the officer will be subjected to frequent accusations of wrongful motives and how easily the officer can defend against these allegations; and
(3) The availability to the injured party of other remedies or other forms of relief (i.e. whether the injured party can obtain some other kind of judicial review of the correctness or validity of the officer’s action).

Id. at 159-160.

In applying these factors in Aspen Exploration, we found that absolute immunity protected Governor Sheffield from claims that he had wrongfully ordered the State Department of Natural Resources to reject the plaintiffs applications for offshore prospecting permits. The governor “must feel unimpaired to direct [state officers] in the way he determines best ... particularly ... where the state’s natural resources are concerned .... ” Id. at 160. Further, allowing inquiry into motive concerning rejection of a permit application would entail a lengthy and disruptive trial. Moreover, a well-marked path through administrative and judicial channels had been established as a remedy for unsuccessful permit applicants. Id. at 161-162. By contrast, we held that the plaintiffs claim for defamation was merely subject to qualified immunity. “[H]olding the governor to a standard of good faith in his public statements more than adequately protects the public interest in undeterred leadership,” id. at 160-61; permitting inquiry into motive in defamation eases would not necessitate lengthy trials, id. at 161; and there are no alternative remedies available to one who has been defamed. Id. at 162.

Federal law also recognizes absolute and qualified official immunity from tort suits. Certain officials having special functions are entitled to absolute immunity for all acts within the scope of their protected functions. Prosecutors, judges (including executive officers performing adjudicative functions), and legislators fall within this category. Harlow v. Fitzgerald, 457 U.S. 800

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Bluebook (online)
947 P.2d 816, 1997 Alas. LEXIS 121, 1997 WL 468070, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thoma-v-hickel-alaska-1997.