The Kansas City Southern Railway Co., Cross v. Shirley McNamara Secretary of the Dept. Of Revenue and Taxation, State of Louisiana, Cross-Appellee

817 F.2d 368, 1987 U.S. App. LEXIS 6741
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 27, 1987
Docket86-3152
StatusPublished
Cited by44 cases

This text of 817 F.2d 368 (The Kansas City Southern Railway Co., Cross v. Shirley McNamara Secretary of the Dept. Of Revenue and Taxation, State of Louisiana, Cross-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
The Kansas City Southern Railway Co., Cross v. Shirley McNamara Secretary of the Dept. Of Revenue and Taxation, State of Louisiana, Cross-Appellee, 817 F.2d 368, 1987 U.S. App. LEXIS 6741 (5th Cir. 1987).

Opinion

GEE, Circuit Judge:

The appellees are railroads doing interstate and intrastate business in Louisiana. They sued the state tax collectors, alleging that the Louisiana Tax on Transportation and Communication Utilities (“T & C” tax) discriminates against them in violation of the Railroad Revitalization and Regulatory Reform Act of 1976 (“4-R Act”). The district court ruled in favor of the railroads, but enjoined the collection of the T & C tax only insofar as it exceeded a locally assessed business license tax. We affirm the district court’s holding that the T & C tax violates the 4-R Act, but we reverse its ruling that the discriminatory tax can be collected in part.

*370 A. Facts and Prior Proceedings

The railroads sued to enjoin the collection of the Louisiana T & C tax on the ground that it is prohibited by the 4-R Act. The T & C tax is a tax of 2% on the intrastate gross receipts of “public utilities” in Louisiana. La.Rev.Stat.Ann. § 47:1001. 1 The 4-R Act emerged from a long Congressional debate over improving the plight of the railroad industry. One result of this debate was 49 U.S.C. § 11503(b), which forbids discriminatory taxation of railroads. The statute prohibits states from assessing railroad property at a higher rate than other commercial property, § 11503(b)(1), levying or collecting at such a rate, § 11503(b)(2), levying or collecting ad valorem taxes at a discriminatory rate, § 11503(b)(3), or imposing “another tax that discriminates against rail carriers ....” § 11503(b)(4). 2

In response, the Secretary of the Department of Revenue and Taxation argued that the district court did not have subject matter jurisdiction over the controversy because the railroads’ claims did not fall within the 4-R Act’s exception to the Tax Injunction Act. On the merits, the Secretary contended that § 11503(b) was meant to apply only to property taxes, and that § 11503(b)(4) should not be interpreted literally to give it unlimited scope; instead, it should be applied only to taxes “in lieu of” property taxes. The Secretary also contended that the tax was not discriminatory when viewed in the context of the entire state taxation scheme.

The district court first held that the 4-R Act applied to taxes other than property or “in-lieu” taxes. Kansas City Southern Railway Co. v. McNamara, 563 F.Supp. 199 (M.D.La.1983). After trial, the district court ruled the tax “discriminatory” within the meaning of § 11503(b)(4) because “The plain intent of the statute is that state taxation upon railroads shall be upon an equal footing with other commercial and industrial taxpayer[s] generally.” Kansas City Southern Railway Co. v. McNamara, 624 F.Supp. 395, 399 (M.D.La.1985). The court decided that the T & C tax was a type of business license tax; it noted that “The *371 only other business license tax levied in Louisiana which is comparable to the transportation and communications tax is commonly referred to as the occupation license tax.” 624 F.Supp. at 400; see La.Rev.Stat. Ann. § 47:341 et seq. (authorizing local assessment of the occupational license tax). The court pointed out that the burden of the occupational license tax ($7,500 maximum per year per jurisdiction) was far less than the T & C tax. Accordingly, the court held that the T & C tax was discriminatory. The court decided, however, that it would enjoin collection of the T & C tax only to the extent that the amount collected “would exceed the highest amount that would be due under the occupational license tax.” 624 F.Supp. at 402. Both sides appeal.

B. Jurisdiction and the Anti-Injunction Act

The 4-R Act includes an exception to the Tax Injunction Act, 28 U.S.C. § 1341. 3 The first question we face is the breadth of the exception. By its terms, the 4-R Act exception to the Tax Injunction Act seems limited to assessment discrimination:

Notwithstanding section 1341 of title 28 and without regard to amount in controversy or citizenship of the parties, a district court of the United States has jurisdiction, concurrent with other jurisdiction of courts of the United States and the States, to prevent a violation of subsection (b) of this section. Relief may be granted under this subsection only if the ratio of assessed value to true market value of rail transportation property exceeds by at least 5 percent, the ratio of assessed value to true market value of other commercial and industrial property in the same assessment jurisdiction____

49 U.S.C. § 11503(c) (emphasis added).

This subsection is oddly cast. Read literally, it grants a sweeping exception to the Tax Injunction Act for claims under § 11503(b), then immediately takes away jurisdiction on two of four substantive provisions of § 11503(b)—subsection (3) (discriminatory tax rates) and subsection (4) (other discriminations). Our colleagues on the Ninth Circuit have read the language of the jurisdictional section of the statute as a mistake. They think the statute was meant to read: “Relief from discriminatory assessment may be granted under this section only if the ratio of assessed value ...” See Trailer Train Co. v. State Board of Equalization, 697 F.2d 860, 865-66 (9th Cir.) (despite literal language to contrary, statute permits claims in federal court for rate discrimination under § 11503(b)(3); to hold otherwise “leads to ... absurd result[s]”), cert. denied, 464 U.S. 846, 104 S.Ct. 149, 78 L.Ed.2d 139 (1983). The Supreme Court has tacitly affirmed this reading of the statute. The Court recently held that at the behest of the railroads federal courts must determine whether a state tax authority has correctly determined fair market value; the Court did not mention that the relief requested by the railroads does not come within the literal meaning of the exception in § 11503(c). See Burlington Northern Railroad Co. v. Oklahoma Tax Commission, _ U.S. _, 107 S.Ct. 1855, 95 L.Ed.2d 404 (1987). Other courts reviewing claims under § 11503(b)(4) of non-property-tax discrimination have assumed jurisdiction, overleaping this issue without even addressing it. See, e.g., Alabama Great Southern Railroad v. Eagerton, 663 F.2d 1036 (11th Cir.1981).

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817 F.2d 368, 1987 U.S. App. LEXIS 6741, Counsel Stack Legal Research, https://law.counselstack.com/opinion/the-kansas-city-southern-railway-co-cross-v-shirley-mcnamara-secretary-ca5-1987.