Sumner v. Principi

15 Vet. App. 256, 2001 U.S. Vet. App. LEXIS 1217, 2001 WL 1354868
United States Court of Appeals for Veterans Claims·Decided November 6, 2001·No. 99-0368·Published·Cited by 73 cases

Opinion

KRAMER, Chief Judge.

Presently before the Court is the appellant’s application for attorney fees and expenses under the Equal Access to Justice Act, 28 U.S.C. § 2412(d) (EAJA). For the reasons that follow, the Court will revoke the single-judge order previously issued in this case; will issue this opinion in its stead; and will deny the appellant’s EAJA application.

I. BACKGROUND

The appellant, through counsel, filed with this Court a timely Notice of Appeal (NOA) from a January 20, 1999, Board of Veterans’ Appeals (Board or BVA) decision that had denied his claim for service connection for spinal meningitis. Subsequent to filing his NOA with the Court, the appellant filed an unopposed motion for a stay of proceedings in his appeal; he notified the Court that he had filed with the Board a motion for reconsideration (premised upon the discovery of new and material evidence in the form of relevant records or reports of the service department concerned) of the January 1999 BVA decision and requested that the Court stay proceedings in his case until he received notification from the Board Chairman whether the Chairman was inclined to grant reconsideration. In November 1999, the Court ordered, inter alia, that if the Board Chairman was inclined to grant reconsideration of the January 1999 Board decision, the Secretary was to file with the Court a motion for remand. See Cerullo v. Derwinski, 1 Vet.App. 195, 200 (1991).

On February 4, 2000, pursuant to the Court’s order, the Secretary filed an unopposed motion to remand the January 1999 Board decision pursuant to Cerullo, supra. In that motion, the Secretary indicated that the BVA had notified the appellant that the BVA Chairman was inclined to grant reconsideration of the January 1999 Board decision and that the Board would take no further action with regard to reconsideration pending this Court’s transfer of jurisdiction over the appeal from the Court to the Board. The Secretary thus requested that the Court “remand ... to allow the BVA to vacate its decision and to readjudicate [the ajppellant’s claim.” Motion at 1. Accordingly, the Court, on February 10, 2000, granted the Secretary’s unopposed motion for remand pursuant to Cerullo, supra, and ordered the immediate issuance of mandate.

The appellant, on March 11, 2000, filed his application for an award of attorney fees and expenses under the EAJA, seeking $6,444.66 in fees and expenses. The appellant asserted that he was a prevailing party for purposes of an award of EAJA fees, inter alia, because, by obtaining a remand of his claim, he had achieved success “on the merits.” Application (Appl.) at 2. In the alternative, the appellant asserted that he was a prevailing party under the catalyst theory. Id. The appellant further asserted that: the position of the Secretary at the administrative level was not substantially justified; there were no special circumstances that would make an award of EAJA fees unjust; and his net worth did not exceed $2,000,000. Appl. at *258 3-4. The Secretary, on May 15, 2000, filed a response in opposition to the appellant’s EAJA application. In that response, the Secretary asserted that the appellant was not a prevailing party under the EAJA because the Cerullo remand that was granted in his appeal did not reflect that the appellant had succeeded in “any demonstrable manner on the merits.” Response (Resp.) at 5. In addition, the Secretary argued that the appellant had failed to show that his appeal was the catalyst that had prompted the BVA to grant reconsideration and that the appellant thus was not a prevailing party under the catalyst theory. Resp. at 6-7. The Secretary further asserted that his position at the administrative level was substantially justified. Resp. at 9-10. The Secretary requested, therefore, that the Court deny the appellant’s EAJA application. Resp. at 10. The appellant subsequently filed a reply to the Secretary’s response; he in essence reiterated the assertions that he had made in his EAJA application.

In an August 9, 2000, single-judge order, the Court dismissed the appellant’s EAJA application for lack of jurisdiction. In that order, the Court found that the appellant was not a prevailing party for purposes of an award of EAJA fees because, under this Court’s decision in Lematta v. Brown, 8 Vet.App. 504, 507 (1996), “a Cerullo remand for reconsideration by the Board, prior to the Court’s review of the record on appeal or the filing of briefs, does not confer prevailing-party status upon an appellant pursuant to a merits theory.” Sumner v. Gober, U.S. Vet.App. No. 99-368 (ord. Aug. 9, 2000). The Court also stated that, even assuming that the appellant was a prevailing party, the position of the Secretary at both the administrative and the litigation stages was substantially justified. Id. at 3.

Subsequent to the Court’s August 9, 2000, dismissal of his EAJA application, the appellant filed a timely motion for panel review and for panel referral to the full Court for a decision. In that motion, the appellant argued, inter alia, that, pursuant to Shalala v. Schaefer, 509 U.S. 292, 113 S.Ct. 2625, 125 L.Ed.2d 239 (1993), and Stillwell v. Brown, 6 Vet.App. 291 (1994), he was a prevailing party because the Court’s February 2000 remand of his appeal qualified as success on the merits. Finally, the appellant requested that the en banc Court reconsider and overrule Le-matta because it was inconsistent with Schaefer and Stillwell, both supra. In a September 29, 2000, order, the Court denied the appellant’s motion for a panel decision and denied as premature the appellant’s motion for a full Court decision. See U.S. Vet.App. R. 35(c) (motion for full Court decision may be filed after panel has denied motion for panel decision or motion for panel reconsideration).

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Sumner v. Principi, 15 Vet. App. 256, 2001 U.S. Vet. App. LEXIS 1217, 2001 WL 1354868 (Cal. 2001).

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