Thayer v. Principi

15 Vet. App. 204, 2001 U.S. Vet. App. LEXIS 1012, 2001 WL 1002743
CourtUnited States Court of Appeals for Veterans Claims
DecidedSeptember 4, 2001
DocketNo. 98-1782
StatusPublished
Cited by43 cases

This text of 15 Vet. App. 204 (Thayer v. Principi) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thayer v. Principi, 15 Vet. App. 204, 2001 U.S. Vet. App. LEXIS 1012, 2001 WL 1002743 (Cal. 2001).

Opinion

STEINBERG, Judge:

Before the Court is the appellant’s March 6, 2000, application, through counsel, for attorney fees and expenses in the amount of $4,862.73 pursuant to the Equal Access to Justice Act, 28 U.S.C. § 2412(d) [205]*205(EAJA). The Secretary filed a motion to dismiss the EAJA application, the appellant filed a response in opposition, and the parties and amicus curiae have filed additional pleadings pursuant to supplemental briefing orders issued by the Court. For the reasons that follow, the Court will deny the appellant’s application.

I. Background

The appellant appealed, through counsel, a May 1998 Board of Veterans’ Appeals (Board or BVA) decision that denied as not well grounded, under 38 U.S.C. § 5107(a) as it then existed, his November 1994 claim for Department of Veterans Affairs (VA) service connection for schizophrenia on the ground that he had failed to provide medical evidence of a nexus between his claimed condition and his service in the U.S. Army. On November 9, 1999, while the appeal of the May 1998 BVA decision was being litigated before the Court, a VA regional office (RO) awarded the appellant service connection for schizophrenia based on his having submitted new and material evidence of medical nexus, and assigned an effective date based on the November 1994 claim that had been denied by the Board in the May 1998 BVA decision on appeal to the Court. On February 15, 2000, the Court dismissed the appeal because the November 1999 VARO award of service connection for schizophrenia mooted the appeal of the Board’s denial of service connection for that same condition, in that the RO’s award provided all of the relief that could have been afforded based on the claim at issue in that appeal.

On March 6, 2000, the appellant, through counsel, filed the EAJA application. The Secretary filed a motion to dismiss, asserting that the Court lacked jurisdiction over the EAJA application, and the appellant filed a response to the Secretary’s motion. On August 10, 2000, the Court denied the EAJA application based on the fact that the underlying appeal had been dismissed for lack of jurisdiction.

On August 29, 2000, the appellant filed a motion for a panel decision; the current panel was assigned to the case and, on November 8, 2000, withdrew the August 10, 2000, single-judge order and ordered the parties and invited amicus curiae to file supplemental memoranda. Thayer v. Gober, 14 Vet.App. 181 (2000) (per curiam order). After those responses were filed, the United States Supreme Court issued its opinion in Buckhannon Board and Care Home v. West Virginia Dep’t of Health and Human Resources, in which that Court stated: “[W]e hold that the ‘catalyst theory’ is not a permissible basis for the award of attorney’s fees under the [Fair Housing Amendments Act of 1988], 42 U.S.C. § 3613(c)(2) [ (FHAA) ], and [the Americans with Disabilities Act of 1990], 42 U.S.C. § 12205 [(ADA)].” Buckhannon, 531 U.S. 1004, 121 S.Ct. 1835, 1843, 149 L.Ed.2d 855 (2001). On July 17, 2001, the Court ordered the parties to file supplemental memoranda addressing Buck-hannon. Oral argument was held on July 24, 2001, and the parties and amicus curiae have filed responses to the Court’s July 2001 briefing order.

II. Analysis

The EAJA provides:

(d)(1)(A) Except as otherwise provided by statute, a court shall award to a prevailing party other than the United States fees and other expenses ... incurred by that party in any civil action ..., brought by or against the United States in any court having jurisdiction of that action, unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.
(B) A party seeking an award of fees and other expenses shall, within thirty days of final judgment in the action, [206]*206submit to the court an application for fees and other expenses which shows that the party is a prevailing party and is eligible to receive an award under this subsection.... The party shall also allege that the position of the United States was not substantially justified.

28 U.S.C. § 2412(d)(1)(A), (B).

A. Secretary’s Motion to Dismiss for Lack of Jurisdiction

The Secretary has filed a motion to dismiss the EAJA application; he asserts that the Court lost jurisdiction over the “civil action”, 28 U.S.C. § 2412(d)(1)(A), in February 2000 when it dismissed the appeal as moot. In his motion to dismiss, the Secretary relies on three cases, Hudson v. West, 13 Vet.App. 470 (2000), vacated and remanded sub nom. Hudson v. Principi, 260 F.3d 1357 (2001); Kawad v. West, 12 Vet.App. 61 (1998) (per curiam order), and Heath v. West, 11 Vet.App. 400 (1998), all of which dismissed EAJA applications filed as to appeals over which the Court had lacked jurisdiction. In the since-withdrawn August 2000 single-judge order, the Court denied, but did not dismiss, the appellant’s EAJA application, thus implicitly denying the Secretary’s motion to dismiss. See Maddalino v. West, 13 Vet.App. 475, 477 (2000) (denying, not dismissing, EAJA application filed pursuant to petition for writ that Court had dismissed as moot after finding that “all of the relief sought had been provided”).

As to this jurisdictional question, the full Court recently awarded EAJA fees in Cul-lens v. Gober to an appellant whose underlying appeal had been dismissed because a settlement agreement had been entered into by the parties and the parties had filed a joint motion to dismiss the appeal as moot. Cullens, 14 Vet.App. 234, 244 (2001) (en banc). From the standpoint of the Court’s jurisdiction over the EAJA application, the situation presented in Cul-lens does not differ in any significant way from the instant case, in which the underlying appeal was also dismissed as moot, and thus this panel is bound by the full Court’s actions in Cullens. See Bethea v. Derwinski, 2 Vet.App. 252, 254 (1992) (panel decisions constitute “binding precedent” unless overturned by en banc opinion of this Court or decision of U.S. Court of Appeals for the Federal Circuit (Federal Circuit) or Supreme Court).

Even if Cullens did not fully resolve the jurisdictional question presented by the Secretary’s motion, we note the following as to the authorities relied upon by the Secretary. In Hudson v. West and Heath, both supra, the Court had never had jurisdiction over the actions that had served as the basis for the EAJA applications at issue, whereas in the instant case the Court had jurisdiction over the matter for more than a year before the RO granted the benefit sought on appeal. Moreover, to the extent that Hudson

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Bluebook (online)
15 Vet. App. 204, 2001 U.S. Vet. App. LEXIS 1012, 2001 WL 1002743, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thayer-v-principi-cavc-2001.