Holliday v. Principi

14 Vet. App. 280, 2001 U.S. Vet. App. LEXIS 125, 2001 WL 179824
CourtUnited States Court of Appeals for Veterans Claims
DecidedFebruary 22, 2001
Docket99-1788
StatusPublished
Cited by90 cases

This text of 14 Vet. App. 280 (Holliday v. Principi) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Holliday v. Principi, 14 Vet. App. 280, 2001 U.S. Vet. App. LEXIS 125, 2001 WL 179824 (Cal. 2001).

Opinions

KRAMER, Chief Judge, filed the opinion of the Court. STEINBERG, Judge, filed a concurring opinion.

KRAMER, Chief Judge:

The appellant appealed pro se a September 30, 1999, decision of the Board of Veterans’ Appeals (BVA or Board) that denied increased VA disability ratings for his service-connected sensory impairment and hyperesthesia with trigeminal nerve damage, residuals of a fracture of the left orbital floor, sinusitis, diplopia, and laceration of the left upper eyelid. Record (R.) at 4, 19. On October 12, 2000, the Court, in a single-judge memorandum decision, affirmed the BVA decision. On November 1, 2000, the appellant filed pro se a timely motion for reconsideration or, in the alternative, for a panel decision. See U.S. Vet. App. R. 35(a). In a December 1, 2000, order, the Court, in view of recent Congressional enactments (discussed below), withdrew the October 12, 2000, single-judge memorandum decision, granted the appellant’s motion for a panel decision, and ordered the parties, and any interested amici curiae, to submit supplemental briefs addressing several enumerated questions. Holliday v. Gober, 14 Vet.App. 197 (2000) (per curiam order). The appellant, through counsel, and the Secretary filed supplemental briefs in response to the Court’s December 1, 2000, order. In his supplemental brief, the Secretary moved for a full court decision and that motion has been denied by the full Court. The Vietnam Veterans of America (WA); the National Organization of Veterans Advocates (NOVA); Clark Evans, Esquire; and the Disabled American Veterans, together with Veterans of Foreign Wars of the United States, each filed an amicus curiae brief in response to that order. Oral argument was held on January 18, 2001, at which counsel for the appellant, the Secretary, the WA, and NOVA presented argument. This appeal is timely, and the Court has jurisdiction pursuant to 38 U.S.C. §§ 7252(a) and 7266(a). For the reasons that follow, the Court will vacate the decision of the Board and remand the matter.

I. BACKGROUND

The appellant served on active duty in the U.S. Navy from June 7, 1973, to November 23, 1973. R. at 22. On June 23, 1973, he struck his left eye on a shower head and fell to the floor. R. at 25, 43. The injuries that he sustained as a result of that incident led to a referral to a Naval medical board that diagnosed him as having the following: (1) “Orbital Blow Out Fracture, Left Eye”; (2) “Fibrosis and/or Entrapment of Left Medial Rectus Muscle and Left Inferior Rectus Muscle”; (3) “Partial Obstruction or Dysfunction of the Lacrimal Drainage System, Left Eye”; (4) “Enophthalmos, Left Eye”; and (5) “Laceration, Left Upper Lid.” R. at 28. Subsequently, a Naval physical evaluation board determined that he was unfit for military duty due to these diagnosed conditions. R. at 29. He was permanently retired from active duty in November 1973 (R. at 22, 31) with a Naval retirement disability rating of 30% (R. at 33).

In March 1974, a VA regional office (RO) granted service connection for the following conditions and assigned the following ratings: (1) Double vision (“diplo-pia”) of the left eye (10%); (2) fracture of the left orbital floor (0%); and (3) laceration of the left upper eyelid (0%). R. at 72. In 1996, the appellant sought increased disability ratings for his service-[282]*282connected conditions (R. at 76), and the RO denied his claims for increased ratings (R. at 102-04). The appellant filed a Notice of Disagreement as to the RO denials. R. at 115. He also amended his claim to include claims for service connection for headaches as a condition secondary to his service-connected injuries and for damage to the left side of his face and for sinusitis. R. at 111. In July 1997, the RO granted service connection for “sensory impairment and hyperesthesia with trigeminal nerve damage” and “sinusitis with headaches, fracture of maxillary sinus,” and assigned a 10% disability rating for each condition. R. at 143-46. The appellant appealed to the BVA the denial of increased disability ratings. R. at 196. In the September 1999 Board decision here on appeal, the BVA granted increased disability ratings to 30% for sensory impairment and hyperesthesia with trigeminal nerve damage (R. at 6-9) and 10% for a painful healed injury associated with the postoperative residuals of the left orbital floor fracture (R. at 9-11). The Board determined “that the veteran’s claims are well grounded within the meaning of 38 U.S.C. § 5107(a),” as then extant, but denied on the merits increased disability ratings for diplopia, sinusitis with headaches, and a laceration of the left upper eyelid. R. at 4, 19. The appellant appealed that BVA decision to the Court, and the Court, on October 12, 2000, affirmed that decision.

Subsequent to the Court’s October 12, 2000, decision, Congress enacted several laws regarding veterans benefits claims. First, on October 30, 2000, the Floyd D. Spence National Defense Authorization Act for Fiscal Year 2001, Pub.L. No. 106-398, 114 Stat. 1654, app. § 1611 (Oct. 30, 2000) [hereinafter NDAA § 1611], amended 38 U.S.C. § 5107 to provide “CLARIFICATION OF DEPARTMENT OF VETERANS AFFAIRS DUTY TO ASSIST.” That amendment to § 5107(a), inter alia, eliminated the well-grounded-claim requirement. Then, on November 1, 2000, the Veterans Benefits and Health Care Improvement Act of 2000, Pub.L. No. 106-419, 114 Stat. 1822 (Nov. 1, 2000), was enacted, with the following coordination provision [hereinafter “coordination provision”]:

If the Veterans Claims Assistance Act of 2000 is enacted before the provisions of the Floyd D. Spence National Defense Authorization Act for Fiscal Year 2001 are enacted into law, section 1611 of the Floyd D. Spence National Defense Authorization Act for Fiscal Year 2001, including the amendments made by that section, shall not take effect. If the Veterans Claims Assistance Act of 2000 is enacted after the provisions of the Floyd D. Spence National Defense Authorization Act for Fiscal Year 2001 are enacted into law, then os of the enactment of the Veterans Claims Assistance Act of2000, the amendments made by section 1611 of the Floyd D. Spence National Defense Authorization Act for Fiscal Year 2001 shall be deemed for all purposes not to have taken effect and that section shall cease to be in effect.

Id. at § 104(c)(2), 114 Stat. at 1828 (emphasis added). Finally, on November 9, 2000, the Veterans Claims Assistance Act of 2000, Pub.L. No. 106-475,114 Stat. 2096 (Nov. 9, 2000) [hereinafter VCAA], was enacted “[t]o amend title 38, United States Code, to reaffirm and clarify the duty of the Secretary of Veterans Affairs to assist claimants for benefits under laws administered by the Secretary, and for other purposes.” 146 Cong. Rec. H9912 (daily ed. Oct. 17, 2000) (statement of Rep. Stump); see 146 Cong. Rec. S9205 (daily ed. Sept. 25, 2000) (statement of Sen. Brownback for Sen. Specter). The VCAA made a series of amendments to chapter 51 (“CLAIMS, EFFECTIVE DATES, AND PAYMENTS”) of title 38, U.S.Code, which, as discussed infra, included adding 38 U.S.C. § 5100 to define the term “claimant”; amending 38 U.S.C.

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Bluebook (online)
14 Vet. App. 280, 2001 U.S. Vet. App. LEXIS 125, 2001 WL 179824, Counsel Stack Legal Research, https://law.counselstack.com/opinion/holliday-v-principi-cavc-2001.