Joseph A. Fortuck v. Anthony J. Principi

17 Vet. App. 173, 2003 WL 21486887
CourtUnited States Court of Appeals for Veterans Claims
DecidedJuly 27, 2003
Docket01-345
StatusPublished
Cited by25 cases

This text of 17 Vet. App. 173 (Joseph A. Fortuck v. Anthony J. Principi) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joseph A. Fortuck v. Anthony J. Principi, 17 Vet. App. 173, 2003 WL 21486887 (Cal. 2003).

Opinion

STEINBERG, Judge:

The appellant, through counsel, seeks review of a November 17, 2000, decision of the Board of Veterans’ Appeals (BVA or Board) that concluded that new and material evidence had not been presented to reopen his previously and finally disallowed claim for Department of Veterans Affairs (VA) service connection for an acquired psychiatric disorder. Record (R.) at 1-8. The appellant and the Secretary each filed briefs, and the appellant filed a reply brief.

In a March 28, 2002, single-judge memorandum decision, the Court affirmed the November 2000 BVA decision. Fortuck v. Principi, No. 01-345, 2002 WL 553436, at *4 (Vet.App. Mar.28, 2002). In that March 2002 decision, the Court granted the appellant’s express waiver of consideration of the effect on his appeal of the Veterans Claims Assistance Act of 2000, Pub.L. No. 106-475, 114 Stat.2096 (2000) (VCAA). Fortuck, 2002 WL 553436, at *2. The Court also determined that the appellant’s mother’s April 1979 statement to the Probate Court of the County of Wayne, Michigan [hereinafter Probate Court], regarding the appellant’s mental stability was not new and material evidence that the appellant had exhibited schizophrenia during service or within the one-year presumption period under 38 C.F.R. § 3.307(c) (2001) because (1) in April 1998, a VA examiner had indicated, without identifying the April 1979 statement “as indicia of schizophrenia”, that the appellant’s schizophrenia was first documented in 1983 (see R. at 645) and (2) “it was plausible for the Board to conclude that the period from 1979 to 1983 was an unreasonable time lapse.” For-tuck, 2002 WL 553436, at *3. The Court further concluded that “lay assertions of medical causation will not suffice initially to reopen a claim under 38 U.S.C. § 5108.” Ibid (citing Moray v. Brown, 5 Vet.App. 211, 214 (1993)).

On May 2, 2002, the appellant filed a timely motion for a panel decision. On October 15, 2002, Judge Farley was designated a member of the panel to replace Judge Holdaway, who had retired. In a March 13, 2003, order, the Court granted the appellant’s motion for a panel decision and ordered the Secretary to respond to that motion within 30 days. Fortuck v. Principi, No. 01-345, 2003 WL 1192911 (Vet.App. Mar.13, 2003) (per curiam order). The Secretary filed a response on April 14, 2003.

The Court will withdraw the March 28, 2002, single-judge memorandum decision and issue this opinion in its stead. For the reasons that follow, the Court will vacate the November 2000 Board decision and remand the matter for readjudication.

I. Relevant Background

The veteran served on active duty in the U.S. Army from June 1977 to March 1979. R. at 11. His service entrance examination report did not indicate any abnormal psychiatric or neurological condition, and it appears that he signed a statement in the examination report that stated: “I am in [g]ood [h]ealth.” R. at 16-17. In a November 1978 Army examination report, the examiner noted that the veteran had occasional depression. R. at 45. The veteran’s February 1979 separation examination report did not note any neurological abnormalities, but under the “Psychiatric” category both the “normal” and “abnormal” *175 boxes were checked. R. at 48. In April 1979, the veteran’s mother filed a petition with the Probate Court for his judicial commitment and treatment due to mental illness. R. at 127-28. (The Court notes that this document was received by YA in February 1992, see R. at 125.) That same month, the Probate Court issued an order of examination and transport whereby the veteran was taken into protective custody and transported immediately to a hospital for a psychiatric examination; a report of that examination does not appear to be part of the record on appeal (ROA). R. at 129-30; see R. at 1-754.

In August 1983, after criminal charges were filed against the veteran for assault with intent to murder and possession of a firearm in the commission of a felony, a Michigan state district court judge signed an incompetent-to-stand-trial order that committed the veteran for 15 months to an institution for psychiatric care; the veteran was then admitted to the Center for Forensic Psychiatry (CFP). R. at 66-70, 74, 362-65, 377. Later that month, a CFP psychiatric examiner reported that he was “not thoroughly convinced” that the veteran had “a major mental illness[,] and hence treatment with medication will not be initiated”; the examiner ruled out the possible diagnoses of a passive-aggressive personality disorder with a history of substance abuse, a factitious disorder with psychological symptoms, and an atypical paranoid disorder. R. at 70. The chief clinician at the hospital that same month diagnosed the veteran as having “[p]assive-[a]ggres-sive [pjersonality [disorder, [ajntisocial [personality [disorder” and “rule out [ajtypical [depression”. R. at 387. The veteran was civilly committed by the Probate Court in October 1984 to the CFP where he remained for approximately three years (R. at 438, 460); in November 1984, Dr. Phelps diagnosed “[sjchizophre-nia, [pjaranoid [tjype, [cjhronic” and concluded that the veteran was “mentally ill” (R. at 75). .In January 1985, the veteran’s mother again submitted a petition to the Probate Court asking the court to find that the veteran was “legally incapacitated”. R. at 430-33. In a February 1985 physician’s certificate prepared for the Probate Court, Dr. Yaroch, a psychiatrist, indicated that the veteran had “[sjchizophrenia, paranoid type”, as well as “[mjajor depressive episode”. R. at 426. In a March 1985 order, the Probate Court determined that the veteran should continue hospital treatment indefinitely because of his mental condition. R. at 536-37. In August 1987, the veteran was transferred to the North-ville Regional Psychiatric Hospital (NRPH); he was discharged in April 1988 and placed in a group home before making a transition to living independently. R. at 104.

In June 1988, the veteran submitted to a VA regional office (RO) an application for compensation or pension (C & P) for, inter alia, a December 1978 head injury and paranoid schizophrenia. R. at 55-58. The veteran in August 1988 sent a letter to the VARO stating that his paranoid schizophrenia had been “aggravated” by his military service. R. at 78. In August 1988, the RO denied his claim for service connection for an acquired psychiatric disorder. R. at 80. The RO noted, in a November 1988 decision denying the same claim, that the veteran’s service records were “entirely silent for any indications of treatment or complaints of any psychiatric disabilities.” R. at 91-92. In a Statement of the Case (SOC) issued that same month, the RO indicated that the “first evidence of a psychosis [was in] the November 1984 evaluation, more than one year following [the veteran’s] discharge from military service.” R. at 95-98.

In September 1989, the veteran was readmitted to NRPH for approximately one *176 month, diagnosed as having “[sjchizophre-nia, paranoid”, and then transferred to a VA medical center for another month. R. at 100, 104-06, 154, 189.

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Bluebook (online)
17 Vet. App. 173, 2003 WL 21486887, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joseph-a-fortuck-v-anthony-j-principi-cavc-2003.