Stewart v. Smith

673 F.2d 486
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 9, 1982
DocketNo. 80-1340
StatusPublished

This text of 673 F.2d 486 (Stewart v. Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stewart v. Smith, 673 F.2d 486 (D.C. Cir. 1982).

Opinions

Opinion for the Court filed by Circuit Judge WALD.

Dissenting opinion filed by Circuit Judge WRIGHT.

WALD, Circuit Judge:

Appellants, Daryl Stewart and Audrey Herbst, brought this action to challenge the Bureau of Prisons’ (“BOP”) policy of refusing to consider for jobs within correctional facilities any applicant who is over thirty-four years of age.1 Appellants contend that BOP’s policy (1) violates the Age Discrimination in Employment Act, 29 U.S.C. § 633a (“ADEA”); (2) is arbitrary and capricious and thus invalid under the Administrative Procedure Act (“APA”), 5 U.S.C. § 706(2)(A); and (3) was adopted in contravention of the notice and comment rulemaking requirement of the APA, 5 U.S.C. § 553. Appellants also argue that the district court erred by remanding this case to the Office of Personnel Management (“OPM”) for a detailed review of the propriety of BOP’s policy with respect to each job classification in prison facilities. For the reasons set forth below, we affirm the district court’s order upholding BOP’s maximum age policy and granting summary judgment to appellees.

I. BACKGROUND

A. Statutory Authority for Maximum Age Policies

In 1974, Congress enacted Public Law 93-350, 88 Stat. 355, a major piece of legislation designed to enhance the “youth and vigor” of federal law enforcement personnel.2 Together with provisions on mandatory retirement3 and incentives for early retirement,4 Public Law 93-350 provided agencies employing law enforcement officers with authority to set maximum ages [488]*488for appointment to law enforcement positions. See 5 U.S.C. § 3307(d).5 To set such a maximum age rule, an agency first had to receive the concurrence of the Civil Service Commission (“Commission”)6 in its determination that the relevant employees are law enforcement officers. Under 5 U.S.C. § 8331(20), the term “law enforcement officer” is defined for all of Public Law 93-350’s hiring and retirement provisions to include employees at the Bureau of Prisons:

whose duties in connection with individuals in detention suspected or convicted of offenses against the criminal laws of the United States or of the District of Columbia or offenses against the punitive articles of the Uniformed Code of Military Justice (chapter 47 of title 10) require frequent ... direct contact with these individuals in their detention, direction, supervision, inspection, training, employment, care, transportation, or rehabilitation[.]

5 U.S.C. § 8331(20).7 The remaining steps for establishing a maximum age rule for law enforcement officers are set out in 5 U.S.C. § 3307(d). Under that section, the agency employing the law enforcement officers must initiate a proposed maximum age rule. Finally, section 3307(d) provides that a maximum age rule must be concurred in by an agency designated by the President. Subsequent executive orders assigned this concurrence responsibility to the Commission8 and, following Reorganization Plan No. 2 of 1978,9 to its successor, OPM.10

B. Establishment of BOP’s Maximum Age Policy

Following passage of Public Law 93-350, the Department of Justice (“Department”) sought the concurrence of the Commission in its determination that all BOP employees working within correctional facilities are “law enforcement officers” within the meaning of 5 U.S.C. § 8331(20). In its letter to the Commission, the Department explained that BOP employees working within correctional facilities had almost invariably received increased pensions for hazardous duty under prior law, which had required the Commission to make a case by case determination of whether the hazards faced by an employee warranted an enhanced retirement annuity.11 The Department offered to provide more detailed information to the Commission.12 The Corn-[489]*489mission, however, apparently agreed that further documentation was unnecessary. On March 12, 1975, it concurred in the Department’s determination,13 thereby bringing BOP’s employees in correctional facilities within the scope of Public Law 93-350’s retirement provisions as well as its provision for setting maximum age requirements.

Meanwhile, the Department had participated in meetings with the Commission regarding procedures and standards for setting maximum age entry requirements.14 On April 28, 1975, the Attorney General, Edward H. Levi, formally requested that the maximum age for appointment to law enforcement positions within its agency be set at the date immediately preceding an individual’s 35th birthday.15 The Attorney General proposed that exceptions to this policy be carved out only for especially qualified individuals, skill shortages and in cases where tentative selectees reach their thirty-fifth birthday during clearance and processing requirements.16 On June 4, 1975, the Commission concurred in this proposal.17

C. Proceedings Below

In the fall of 1976, appellant Stewart telephoned the Federal Correctional Institution for Women in Alderson, West Virginia, to inquire about available jobs. After indicating that she was over 35 years of age,18 she was told that she was ineligible for any job within that institution. Subsequently, Stewart sent a letter to the Commission, which at that time had responsibility for administering the ADEA, 29 U.S.C. § 633a, inquiring as to the legality of BOP’s policy. Jeanne Monk, ADEA Program Coordinator for the Commission, answered Stewart’s letter, explaining that the statute authorizing maximum age entry rules for law enforcement officers is an exception to the ADEA and that, therefore, BOP’s policy did not constitute arbitrary age discrimination as prohibited by the ADEA.19 On March 10, 1977, Stewart brought this suit in district court alleging that the Attorney General, the Director of the Bureau of Prisons, and the Chairman and members of the Civil Service Commission had adopted the maximum age policy in violation of the ADEA, the APA and the equal protection guaran[490]*490tee of the Fifth Amendment.20

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Bluebook (online)
673 F.2d 486, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stewart-v-smith-cadc-1982.