Stevens v. Lemmie

40 Va. Cir. 499, 1996 Va. Cir. LEXIS 430
CourtPetersburg County Circuit Court
DecidedDecember 10, 1996
DocketCase No. CL95-405; Case No. CL96-114; Case No. CL96-145
StatusPublished
Cited by7 cases

This text of 40 Va. Cir. 499 (Stevens v. Lemmie) is published on Counsel Stack Legal Research, covering Petersburg County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Stevens v. Lemmie, 40 Va. Cir. 499, 1996 Va. Cir. LEXIS 430 (Va. Super. Ct. 1996).

Opinion

By Judge Donald W. Lemons

The matters before the Court are three Petitions for Mandamus (as amended) requesting information, under the Virginia Freedom of Information Act (FOIA) (Virginia Code §§ 2.1-340 through 2.1-346.1),-regarding the fire that took place at Southside Regional Medical Center (SRMC, the Hospital) on the night of December 31, 1994. Corrine Stevens is executor of the estate of Alma Esther Bland Johnson who died in the fire. Ms. Stevens is the decedent’s representative for the purposes of a wrongful death action filed arising from the fire. Ms. Jacqueline Brown is not a plaintiff or potential plaintiff in any action arising from the fire. Valerie A. Lemmie is the City Manager of the City of Petersburg. David S. Dunham is the President of The Hospital Authority of the City of Petersburg, d/b/a Southside Regional Medical Center. The Hospital is a political subdivision of the Commonwealth of Virginia operated pursuant to § 15.1-1535 of the Code of Virginia.

For the sake of this opinion, cases CL95-405 and CL96-114 with defendant, Valerie A. Lemmie as the City Manager of the City of Petersburg, will collectively be referred to as the case against the City. Similarly, case CL96-145 naming David S. Dunham as defendant as the President of the Hospital Authority of the City of Petersburg, d/b/a Southside Regional Medical Center, will be referred to as the case against SRMC or the Hospital.

In determining these FOIA actions, the Court recognizes the policy of FOIA as presented by the General Assembly in Virginia Code § 2.1-340.1. In addition this Court also recognizes that FOIA:

shall be liberally construed to promote an increased awareness by all persons of governmental activities and afford every opportunity to citizens to witness the operations of government. Any exception or exemption shall be narrowly construed in order that nothing which should be public may be hidden from any person.

Va. Code Ann. § 2.1-340.1 (1995).

[501]*501The items in question in the case against the Hospital are listed on the Amended Index filed on August 2, 1996. The Court has reviewed the items submitted in camera including the video tape (with audio). The only items in question in the cases against the City are the videotape (with audio) and the Pinkerton incident reports.

The Court’s opinion will address the following questions in order: (1) Are the items in question covered by FOIA? (2) Does a FOIA exemption or statutory exception apply? (3) Has there been a waiver of that protection? (4) Do these requests constitute an improper use of FOIA? The opinion only addresses the question of whether these items are discoverable under FOIA. Whether any of these items would be discoverable in a particular civil action pursuant to the Rules of Court and applicable statutes is not at issue in these cases and would be analyzed differently.

I. FOIA Coverage

First the Court must determine if the items in question are “official records” subject to FOIA.

“Official records” means all written or printed books, papers, letters, documents, maps and tapes, photographs, films, sound recordings, reports or other material, regardless of physical form or characteristics, prepared, owned, or in the possession of a public body in the transaction of public business.

Va. Code Ann. § 2.1-341 (1995).

Given the public policy behind FOIA as articulated in § 2.1-340.1, the Court must read this section broadly. All of the items in question were “prepared, owned, or in the possession of a public body in the transaction of business.”

For example, the videotape of fire damage was made on the day after the fire by a SRMC employee at the direction of SRMC’s attorney. The attorney testified that the videotape was made in anticipation of potential litigation and was therefore “prepared” in the transaction of the Hospital’s business. Similarly, the incident reports were regularly made, pursuant to an agreement between Pinkerton and SRMC, regarding the safety of SRMC’s patients, staff, and visitors.

Whether the videotape or incident reports were ever utilized by any member of SRMC to make a business decision or whether they were disseminated to various hospital committees is not relevant to their char[502]*502acterization as “official records.” They related to the business of the Hospital and as such are “official records” and therefore subject to § 2.1-342.

The Court finds that the videotape and the incident reports are also “official records” of the City of Petersburg, The City conducts fire investigations as part of its official business. Although the videotape and incident reports were not “prepared” by the City, they are “in the possession” of the City pursuant to the transaction of its business of fire investigation.

The Court also finds that the Pinkerton Client Service Reports (# 44f) and Security Officers Manual/Post Orders (## 45e, 45f) are “official records” because they are “in the possession” of the Hospital pursuant to its agreement with Pinkerton to provide security. Regardless of who prepared the documents they are “official records” in the FOIA context. Similarly, the remaining items on the Amended Index filed by the Hospital are official records within the scope of FOIA.

II. FOIA Exemptions

A. Criminal Investigation Exemption

With respect to the case against the City, the Court finds that the contested records fall under the exemption in § 2.1-342(B)(1): “Memoranda, correspondence, evidence, and complaints related to criminal investigations.”

While no arrests were made and no criminal proceedings were instituted regarding the fire at SRMC, the fire investigation was a criminal investigation. The testimony of Special Agent Adams, City Fire Marshal Fryer, and Fire Inspector Atkins show that the investigation of the fire was certainly an investigation into potential criminal activity and the items sought in the action against the city were obtained pursuant to the investigation. All of the items sought by the petitioner which are in the possession of the Petersburg Fire Marshal’s Office were obtained by that office pursuant to a criminal investigation conducted in cooperation with the Virginia State Police. Section F-109.0 of the Virginia Uniform Fire Prevention Code states, in part:

[T]he code official shall investigate, or cause to be investigated, every fire or explosion occurring within the jurisdiction that is of a suspicious nature or which involves the loss of life or serious injury or causes destruction or damage to property .... [I]f it appears that such an occurrence is of a suspicious nature, the code official shall immediately take charge of the physical evi[503]*503dence .... The code official shall notify those persons designated by law to pursue investigation into such matters and shall further cooperate with the authorities in the collection of evidence and prosecution of the case and shall pursue the investigation to its conclusion.

The term “criminal investigation” must be read broadly in this context. See Letter to the Honorable Clifton A. Woodrum (June 21, 1991), in 1991 Rep. Att’y Gen. 13, 16-17. The exemption continues after the investigation has concluded.

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Cite This Page — Counsel Stack

Bluebook (online)
40 Va. Cir. 499, 1996 Va. Cir. LEXIS 430, Counsel Stack Legal Research, https://law.counselstack.com/opinion/stevens-v-lemmie-vaccpetersburg-1996.