State v. Williams

877 A.2d 1258, 184 N.J. 432, 2005 N.J. LEXIS 934
Supreme Court of New Jersey·Decided July 28, 2005·Published·Cited by 37 cases

Opinions

Justice ZAZZALI

delivered the opinion of the Court.

In this appeal, we must decide whether a mediator appointed by a court under Rule 1:40 may testify in a subsequent criminal proceeding regarding a participant’s statements made during mediation.

Defendant’s brother-in-law phoned defendant and left several taunting messages, leading to a face-to-face argument that quickly escalated into a physical fight. Defendant claims that his brother-in-law hit him in the shoulder with a large construction shovel. The brother-in-law counters that defendant retrieved a machete from the trunk of his car and cut the brother-in-law’s wrist and foot. Police later apprehended defendant in his apartment where they found a machete.

After his arrest, defendant filed a municipal court complaint against his brother-in-law, alleging that the phone messages constituted harassment. The municipal court, in accordance with Rule 1:40, appointed a mediator in an attempt to resolve the harassment dispute. The mediation was unsuccessful, and the mediator referred the matter back to municipal court.

A grand jury later indicted defendant for aggravated assault and two charges of possession of a weapon. Defendant asserted self-defense as his primary theory and proffered the mediator as a defense witness. Questioned by the court outside of the jury’s presence, the mediator indicated that the brother-in-law stated during the mediation session that he had wielded the shovel. The court, however, excluded that testimony under Rule l:40-4(c), which prohibits a mediator from testifying in any subsequent proceeding.

[437] Defendant was convicted of assault and a weapons charge. The Appellate Division upheld the trial court’s exclusion of the mediator’s testimony and affirmed defendant’s conviction. For the reasons set forth below, we agree with the Appellate Division and affirm.

I.

Defendant Carl Williams and his brother-in-law, Brahima Bocoum, were close friends. Defendant’s wife, Kia, is the sister of Boeoum’s wife, Renee Oliver. Difficulties between defendant and Kia’s family eventually destroyed his friendship with Boeoum. The situation worsened when Boeoum became enraged after Renee told him that defendant had been gossiping about him. Together with Renee and her brother Robert, Boeoum left threatening, profanity-laced messages on defendant’s voicemail.

When defendant received the messages the next morning, he drove to Bocoum’s residence. He called into Bocoum’s house and banged on a window, waking Boeoum, Renee, and Robert. From a first-story window, Boeoum began arguing with defendant. Boeoum eventually went outside to confront defendant on his front porch. At one point, Robert pulled Boeoum back into the house, but Boeoum reemerged and approached defendant on the sidewalk.

According to Boeoum, defendant walked to his car parked across the street, opened the trunk, and pulled out a machete. Defendant swung the machete at Boeoum, cutting his right wrist. The two wrestled briefly and fell into several full garbage cans. Renee and Robert confirm Bocoum’s accusations. Defendant, however, denies that he had a machete and claims that Boeoum cut his wrist when they fell into the garbage cans. Defendant further maintains that, at one point during the argument, Boeoum picked up a large construction shovel located on the front porch and hit defendant in the shoulder. Boeoum, Renee, and Robert all testified that Boeoum did not pick up or swing a shovel at defendant.

[438] After crashing into the garbage, defendant got into his car and sped away. Police arrived at the scene and sent Bocoum to a hospital, where he received treatment for the cut on his wrist and was released. Police found the sheath to a machete on the sidewalk in front of Bocoum’s residence. Officers went to defendant’s apartment, but he did not answer when they knocked and announced their presence. A maintenance person opened the apartment door, and police entered and arrested defendant. Officers discovered an unsheathed machete under a bed in the apartment.

While in police custody, an officer advised defendant that he could file a municipal court complaint against Bocoum and Renee for making harassing phone calls. After defendant filed the complaint, the municipal court, pursuant to Rule 1:40, appointed Pastor Josiah Hall to mediate the dispute. The parties were unable to resolve their dispute through mediation, and Hall referred the matter back to the municipal court.

A grand jury indicted defendant for third-degree aggravated assault, N.J.S.A. 2C:12-lb(2); third-degree possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4d; and fourth-degree unlawful possession of a weapon, N.J.S.A 2C:39-5d. At trial, Renee Oliver, who was testifying for the State, pointed out Hall, the mediator, who was seated in the audience section of the courtroom. At a recess, defense counsel spoke with Hall and then requested permission to call him as a defense witness. With the jury excused, the court interviewed Hall, who confirmed that he was the mediator who conducted the mediation between defendant and Bocoum more than a year earlier. He said that he attended the trial because defendant had stopped by his house and told him that the trial was scheduled to start. Although Hall denied being a “friend” of defendant, he indicated that he lived near defendant’s mother, and, as a pastor, he was obligated “to be friendly with everybody.”

Hall described defendant and Bocoum’s exchange during the mediation:

[439] They were talking about the fight that they has. [Defendant] says that they went into a fight and they come together and he picked up the next gentleman and he threw him and they fell into a garbage bin, okay? ... I ask [defendant] did you use a weapon and he says no.
The other fellow says that it was a fight and there was a shovel at the door and he picked up the shovel and — but he didn’t make any hit with it.

Hall said that the mediation session quickly became chaotic, with both defendant and Bocoum “talking at the same time.” According to Hall, Bocoum “said he’s the one that picked up the shovel. It seemed like he picked up — to my understanding, the little knowledge I have — he picked up the shovel, but he didn’t say he hit [defendant] with it or nothing.” Hall also recalled that he “didn’t hear nothing about a machete.”

After interviewing Hall, the court rejected defendant’s proffer of Hall’s testimony. The eotirt based its ruling on Rule l:40-4(c), which guarantees the confidentiality of mediation sessions. The trial court stated:

There is very strong public policy for this rule. It really obliterates the whole dispute resolution process if this confidentiality is not enforced. Of course, the rule has been violated. The mediator violated it; [defense counsel] violated it.
I’ve made a record for a court. [Defense counsel] has no right to ask him about what went on in that mediation process in the first place, to solicit that information from him. And the question I’m faced with now that the rule has been violated, should I under all of the circumstances allow the defendant the benefit of this testimony.

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State v. Williams, 877 A.2d 1258, 184 N.J. 432, 2005 N.J. LEXIS 934 (N.J. 2005).

877 A.2d 1258 (State v. Williams) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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