State v. William Roseman and Lori Lewin (073674)

116 A.3d 20, 221 N.J. 611, 2015 N.J. LEXIS 638
CourtSupreme Court of New Jersey
DecidedJune 18, 2015
DocketA-105-13 A-106-13
StatusPublished
Cited by119 cases

This text of 116 A.3d 20 (State v. William Roseman and Lori Lewin (073674)) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. William Roseman and Lori Lewin (073674), 116 A.3d 20, 221 N.J. 611, 2015 N.J. LEXIS 638 (N.J. 2015).

Opinion

Justice SOLOMON

delivered the opinion of the Court.

We are called upon to determine whether denial of defendants’ applications to Pretrial Intervention (PTI) by the prosecutor was a patent and gross abuse of discretion. For the reasons set forth *616 below, we reverse the judgment of the Appellate Division and reinstate the trial court’s order compelling defendants’ admission into the Bergen County Pretrial Intervention Program over the objection of the prosecutor.

I.

The record of the trial court proceedings reveals the following. Defendants William Roseman and Lori Lewin were married from 1992 until 2000, during which time Roseman was elected the Mayor of Carlstadt. As his wife, Lewin was entitled to, and received, medical, dental and prescription benefits under Carl-stadt’s plan of health, prescription and dental insurance (Carl-stadt’s plan). After their divorce, each was responsible for then-own health insurance pursuant to the divorce decree; Roseman and the son of the marriage would remain on Carlstadt’s plan and Lewin was to be provided health insurance coverage through her own employer. Roseman notified a Carlstadt payroll clerk, who also served as the Assistant to the Insurance Officer, of the divorce. At the direction of the clerk, Roseman changed his W-4 tax form to reflect that he was no longer married, but Lewin’s name was not removed from Carlstadt’s plan. During the investigation of this matter by the prosecutor’s office, the clerk told investigators that she failed to remove Lewin from Carlstadt’s plan because the issue had simply “slipped her mind.” As a result of this administrative error, following the divorce, Lewin remained on Carlstadt’s plan, in addition to her own employer-provided health insurance plan.

Some of Lewin’s health care providers who supplied services to Lewin during the marriage, had health insurance information for both Lewin’s insurance plan and Carlstadt’s plan, and continued to submit claims under Carlstadt’s plan following the divorce. Between 2000 and 2007, approximately one hundred explanation of benefit (EOB) forms addressed to Roseman were sent to the marital residence where Lewin continued to reside following the *617 divorce; thirteen of those EOB forms listed claims against Carl-stadt’s plan for services provided to Lewin.

In late 2007, Carlstadt changed its dental insurance plan, requiring Roseman to submit forms transferring himself and his son to the new dental plan. After reviewing the forms, the Carlstadt Insurance Administrator inquired as to why Lewin was not listed as an insured of the dental plan, and Roseman advised that he and Lewin were divorced in 2000. At this time, Roseman discovered that Lewin was listed as an insured under Carlstadt’s plan after the divorce. Roseman promptly reported this error to the town council, had Lewin removed from Carlstadt’s plan, and initiated an internal audit of policy holders to detect other inaccuracies. The audit revealed that three former wives of city employees, including the former wives of a deputy police chief and a police lieutenant, and five over-age children, were also improperly listed as insureds under Carlstadt’s plan.

In order to reimburse Carlstadt’s health insurance provider, Lewin resubmitted to her employer’s health insurance carrier all of her medical, prescription and dental claims that had been paid by Carlstadt’s insurance providers after the divorce. As a result, Carlstadt’s insurance providers were repaid by Lewin’s insurance plan for all re-submitted claims that were not time-barred, and Lewin made direct restitution to Carlstadt’s insurance providers for the time-barred claims.

The investigation by the Bergen County Prosecutor’s Office began in this matter when it was informed by a former council-member that Lewin had been receiving medical benefits under Carlstadt’s plan following her divorce from Roseman. After the investigation by the prosecutor’s office, Roseman and Lewin were indicted in July 2009 on one count each of third-degree conspiracy, N.J.S.A. 2C:5-2; third-degree theft by deception, N.J.S.A 2C:20-4; and second-degree official misconduct, N.J.S.A. 2C:30-2a. Even though eight other individuals also were eligible to improperly receive benefits under Carlstadt’s plan, Roseman and Lewin were the only individuals prosecuted.

*618 The prosecutor extended plea offers of probationary sentences to both Roseman and Lewin in exchange for guilty pleas to the third-degree theft by deception charge. The plea offer extended to Roseman also required that he admit guilt, resign from office, and sign a consent order preventing him from holding any political office in the future.

Both Roseman and Lewin rejected the offer and applied for admission into PTI. Initially, Roseman was rejected for PTI, but after he informed the prosecutor that he would agree to resign and be subject to a lifetime disqualification from office in exchange for the prosecutor’s consent to his PTI application, approval of the agreement was sought and obtained by the prosecutor from the Attorney General’s office. The prosecutor also expressed his willingness to dismiss the indictment against Lewin if Roseman was admitted into PTI under those conditions. Subsequently, defendants reconsidered and rejected the conditioned PTI offer, and Roseman hired new counsel who filed a motion to dismiss the indictment.

Before the motion to dismiss was decided, the grand jury delivered a superseding indictment adding one additional count of each offense charged against each defendant. Thereafter, Rose-man amended his motion to dismiss to reflect these new charges. On the motion to dismiss, the trial judge dismissed the official misconduct charges, but refused to dismiss the remaining charges.

The State was granted leave to file an interlocutory appeal. The Appellate Division reversed the trial judge and reinstated the official misconduct counts of the indictment. After the interlocutory appeal was decided, defendants initiated efforts to resolve the matter, but those efforts failed because Roseman refused to resign and agree never to pursue public office in the future as conditions to any agreement.

As a result, the prosecutor rejected in writing both defendants’ PTI applications, citing the presumption against PTI for second-degree offenses provided by the PTI Guidelines and the following factors under N.J.S.A. 2C:43-12(e): the “nature of the offense,” *619 N.J.S.A. 2C:43-12(e)(1); the “facts of the case,” N.J.S.A. 2C:43-12(e)(2); the “motivation and age” of the defendants, N.J.S.A. 2C:43-12(e)(3); the “desire of the complainant or victim to forego prosecution,” N.J.S.A. 2C:43-12(e)(4); the “existence of personal problems and character traits which may be related to the applicant’s crime and for which services are unavailable within the criminal justice system,” N.J.S.A. 2C:43-12(e)(5); the “likelihood that the applicant’s crime is related to a condition or situation that would be conducive to change” through PTI, N.J.S.A. 2C:43-12(e)(6); the “needs and interests of the victim and society,” N.J.S.A.

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Cite This Page — Counsel Stack

Bluebook (online)
116 A.3d 20, 221 N.J. 611, 2015 N.J. LEXIS 638, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-william-roseman-and-lori-lewin-073674-nj-2015.