State v. Thompson

735 N.W.2d 818, 15 Neb. Ct. App. 764, 2007 Neb. App. LEXIS 141
Nebraska Court of Appeals·Decided July 17, 2007·No. A-06-612·Published·Cited by 66 cases

Opinion

Severs, Judge.

INTRODUCTION

Richard W. Thompson pled no contest to two counts of sexual assault of a child, and the district court for Cheyenne County sentenced Thompson to 5 years’ intensive supervision probation on each count, to run consecutively. The State of Nebraska appeals the sentences imposed on Thompson as excessively lenient. The first impression issue presented by this case is Thompson’s claim that the State, by agreeing to “remain silent” at sentencing, has waived its right to appeal the district court’s sentences as excessively lenient. We conclude that the State did not waive its right to appeal, and therefore, we address the merits of the State’s contention on appeal that the sentences are. excessively lenient.

FACTUAL BACKGROUND

On October 31, 2005, Thompson was charged with count I, sexual assault of a child; count II, sexual assault of a child; and count III, first degree sexual assault. Thompson was arraigned on November 8 and entered a plea of not guilty. Thereafter, a plea agreement was reached. Thompson’s counsel put the plea agreement on the record, stating: “Thompson is prepared to enter a no contest plea to counts I and II, in exchange count III is going to be dismissed and at the time of sentencing the county attorney is going to remain silent.” The Cheyenne County Attorney affirmed that such was the plea agreement by the simple statement, “That’s right.” And, upon inquiry by the court as to whether such was “your agreement,” Thompson responded affirmatively on the record. Thompson pled no contest to the two counts of sexual assault of a child, a factual basis was provided on the record, and the trial court accepted the plea and scheduled the sentencing hearing. We shall discuss the details of the crimes in our discussion of the sentences in the analysis section of our opinion.

On May 23, 2006, a sentencing hearing was held. When the court asked if there was any evidence or recommendations to *768 present, the State said that there was “no argument from the State.” The State noted that this was “part of [the plea] agreement.” The district court then sentenced Thompson as stated above, and the State has timely appealed.

ASSIGNMENT OF ERROR

The State contends that the district court abused its discretion by imposing excessively lenient sentences upon Thompson.

STANDARD OF REVIEW

Whether an appellate court is reviewing a sentence for its leniency or its excessiveness, a sentence imposed by a district court that is within the statutorily prescribed limits will not be disturbed on appeal unless there appears to be an abuse of the trial court’s discretion. State v. Rice, 269 Neb. 717, 695 N.W.2d 418 (2005). A judicial abuse of discretion exists only when the reasons or rulings of a trial judge are clearly untenable, unfairly depriving a litigant of a substantial right and denying a just result in matters submitted for disposition. Id.

ANALYSIS

Did State Waive Appellate Sentence Review by Agreeing to Remain Silent at Sentencing?

We begin with Thompson’s assertions that the State, by complaining on appeal that his sentences were excessively lenient after agreeing to stand silent at the sentencing hearing, is in violation of the parties’ plea agreement and that “[t]his Court should enforce the plea agreement between Thompson and the State by dismissing this appeal.” Brief for appellee at 9.

It is well established that plea bargaining is an essential component of the administration of justice. See, Santobello v. New York, 404 U.S. 257, 92 S. Ct. 495, 30 L. Ed. 2d 427 (1971); State v. Gonzalez-Faguaga, 266 Neb. 72, 662 N.W.2d 581 (2003). “‘[W]hen a plea rests in any significant degree on a promise or agreement of the prosecutor, so that it can be said to be part of the inducement or consideration, such promise must be fulfilled.’ ” State v. Gonzalez-Faguaga, 266 Neb. at 77, 662 N.W.2d at 588, quoting Santobello v. New York, supra. There is no assertion that the prosecution did not live up to its agreement to “remain silent” at the time of sentencing. The *769 State is given a statutory right to appeal a sentence as excessively lenient pursuant to Neb. Rev. Stat. § 29-2320 (Cum. Supp. 2006). Section 29-2320 provides that the prosecuting attorney in a felony case may appeal the sentence imposed “if such attorney reasonably believes, based on all of the facts and circumstances of the particular case, that the sentence is excessively lenient.”

Our research has not revealed any Nebraska precedent addressing Thompson’s argument that the State, after agreeing to remain silent at a defendant’s sentencing hearing as part of a plea bargain, waives its right to appeal as excessively lenient a sentence which is within the statutory parameters. Thompson and the concurrence cite the following three cases from other jurisdictions to support the claim of waiver: Com. v. Fruehan, 384 Pa. Super. 156, 557 A.2d 1093 (1989); People v Arriaga, 199 Mich. App. 166, 501 N.W.2d 200 (1993); and State v. Wills, 244 Kan. 62, 765 P.2d 1114 (1988). We find these cases to be distinguishable, unpersuasive, or both.

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State v. Thompson, 735 N.W.2d 818, 15 Neb. Ct. App. 764, 2007 Neb. App. LEXIS 141 (Neb. Ct. App. 2007).

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