In re Guardianship & Conservatorship of Stratbucker

CourtNebraska Court of Appeals
DecidedFebruary 23, 2021
DocketA-20-430
StatusPublished

This text of In re Guardianship & Conservatorship of Stratbucker (In re Guardianship & Conservatorship of Stratbucker) is published on Counsel Stack Legal Research, covering Nebraska Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Guardianship & Conservatorship of Stratbucker, (Neb. Ct. App. 2021).

Opinion

IN THE NEBRASKA COURT OF APPEALS

MEMORANDUM OPINION AND JUDGMENT ON APPEAL (Memorandum Web Opinion)

IN RE GUARDIANSHIP & CONSERVATORSHIP OF STRATBUCKER

NOTICE: THIS OPINION IS NOT DESIGNATED FOR PERMANENT PUBLICATION AND MAY NOT BE CITED EXCEPT AS PROVIDED BY NEB. CT. R. APP. P. § 2-102(E).

IN RE GUARDIANSHIP AND CONSERVATORSHIP OF JUDITH A. STRATBUCKER, A PROTECTED PERSON.

JULIE A. FRANK ET AL., APPELLEES, V.

RICHARD J. HENKENIUS, APPELLANT.

Filed February 23, 2021. No. A-20-430.

Appeal from the County Court for Douglas County: MARCENA M. HENDRIX, Judge. Affirmed. Richard J. Henkenius, pro se. No appearance for appellees.

MOORE, BISHOP, and ARTERBURN, Judges. ARTERBURN, Judge. INTRODUCTION Richard J. Henkenius appeals from an order of the county court for Douglas County finding him in contempt of court and ordering him to pay $2,500 as a sanction. For the reasons set forth herein, we affirm. BACKGROUND In July 2019, Stacie Bannon was appointed as temporary guardian and conservator for Judith Stratbucker. Bannon had an attorney who represented her at the time of her appointment, but her attorney withdrew as counsel in August. At about the same time, the county court removed Bannon and appointed Julie A. Frank as temporary guardian and conservator. After the withdrawal

-1- of Bannon’s first attorney, Henkenius was approached about potentially representing Bannon. Bannon requested that Henkenius enter his appearance and file a motion to terminate the appointment of Frank and to reinstate Bannon as temporary guardian and conservator for Stratbucker. Henkenius did so in September. Henkenius did not file any further motions or pleadings in the case. In addition, he did not appear at scheduled hearings. On January 9, 2020, upon its own motion, the county court ordered Henkenius to show cause as to why he should not be held in contempt of court. In a written order, the court stated that Henkenius had failed to appear at subsequent hearings in the course of the proceedings after filing his appearance. According to the order, the court attached all the pleadings in the court file in support of its order. However, these pleadings and notices for hearing are not otherwise included in our record. A copy of the order requiring Henkenius to show cause why he should not be held in contempt of court was forwarded to all interested parties in the case and to the Counsel for Discipline for the Nebraska Supreme Court. At the show cause hearing, Henkenius offered an affidavit in support of why he should not be held in contempt. Henkenius’ affidavit stated that he was not hired or retained by Bannon after he filed his appearance in the matter. He summarized the electronic communication he had engaged in with opposing counsel where he notified opposing counsel that he was not retained and would not do any further work until he was formally retained. He stated that though Bannon initially stated she could borrow money to pay a retainer, she never signed a retainer agreement, never paid him anything, and had decided to represent herself. As a result, Henkenius did not provide any further representation. Henkenius also provided his affidavit to the Counsel for Discipline. Henkenius made a brief argument during the show cause hearing. He argued that he had never been retained by Bannon and only entered his appearance because Bannon was in danger of losing her case. He stated that he relied on Bannon’s promise that she would sign a retainer agreement and would pay Henkenius after he entered his appearance. He also argued that he informed all interested parties that he would not do any more work on the case until he was retained by Bannon. At this point in Henkenius’ argument, the following colloquy occurred: THE COURT: Did you inform the Court? MR. HENKENIUS: Again? I’m sorry. THE COURT: Did you inform the Court? MR. HENKENIUS: I have not, except for -- prior to today. THE COURT: Did you move to withdraw? MR. HENKENIUS: I have not yet. THE COURT: All right. You’re excused. The matter’s under advisement. . . .

On February 4, 2020, the court entered an order, finding Henkenius in contempt of court. The county court ordered Henkenius to pay $2,500 as a sanction for his conduct. The court specifically concluded that Henkenius filed a “Motion to Reinstate Angela Stacie Bannon as Guardian and Conservator” but then failed to appear for hearings, failed to file a motion to withdraw, and remained attorney of record despite the matter having been set for trial. On February 11, 2020, Henkenius filed a verified motion to vacate the order. In this motion, Henkenius stated that he filed a motion to withdraw but then withdrew the motion at trial which

-2- was held on February 6, 2020. He represented Bannon at trial. He argued that his conduct was not egregious and that he was only sanctioned for failing to attend some hearings. He also stated that these hearings were conducted by the court on its own motion “without notice to any party and without a hearing.” He also argued that these hearings “accomplished nothing.” He further argued that the contempt sanction was onerous or unjust because he represented Bannon at trial and was not paid for this representation. Henkenius stated that he received a letter from the Counsel for Discipline about the court finding him in contempt of court. He requested that the court vacate its order requiring him to pay $2,500 as a contempt sanction. Henkenius ultimately filed a motion to withdraw as Bannon’s counsel on February 27, 2020. A hearing on the motion to vacate was held on June 1, 2020. Henkenius did not make an argument at the hearing on the motion to vacate but the verified motion for vacating the order was received by the court. The motion to vacate was denied by the court on June 4, 2020. Henkenius filed a notice of appeal on June 11, 2020, to this court. ASSIGNMENTS OF ERROR Henkenius assigns nine errors committed by the county court. Consolidated, renumbered, and restated, he assigns and argues that the county court erred by (1) entering a criminal contempt sanction without conducting a criminal proceeding, (2) finding him in contempt without specifying that he willfully committed the actions underlying the contempt, (3) failing to find that his actions actually obstructed the administration of justice as required under Neb. Rev. Stat. § 25-2121 (Reissue 2016), (4) entering a criminal contempt sanction in the amount of $2,500 without mitigating the amount based upon his actions of representing Bannon at trial, and (5) notifying the Counsel for Discipline of his contempt sanction without specifying which actions violated the Nebraska Rules of Professional Conduct. STANDARD OF REVIEW A jurisdictional question that does not involve a factual dispute is determined by an appellate court as a matter of law, which requires the appellate court to reach a conclusion independent of the lower court’s decision. State ex rel. Malone v. Baldonado-Bellamy, 307 Neb. 549, 950 N.W.2d 81 (2020). A final judgment or order in a contempt proceeding is reviewed in the same manner as in a criminal case. State v. Thalken, 2 Neb. App. 867, 516 N.W.2d 635 (1994). A trial court’s factual finding in a contempt proceeding will be upheld on appeal unless the finding is clearly erroneous. Id. When reviewing a contempt order, an appellate court reviews for an abuse of discretion in the trial court’s determination of the appropriateness of the sanction it imposed. In re Interest of Samantha L. & Jasmine L., 284 Neb. 856, 824 N.W.2d 691 (2012).

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Bluebook (online)
In re Guardianship & Conservatorship of Stratbucker, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-guardianship-conservatorship-of-stratbucker-nebctapp-2021.