State v. Superior Oil, Inc.

875 S.W.2d 658, 1994 Tenn. LEXIS 110
CourtTennessee Supreme Court
DecidedApril 11, 1994
StatusPublished
Cited by32 cases

This text of 875 S.W.2d 658 (State v. Superior Oil, Inc.) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Superior Oil, Inc., 875 S.W.2d 658, 1994 Tenn. LEXIS 110 (Tenn. 1994).

Opinion

OPINION

ANDERSON, Justice.

We are asked in this appeal to determine the constitutionality of the Water Quality Control Act of 1977, which requires that the district attorney general or the grand jury obtain permission from either the Water Quality Control Board or the Commissioner of the Department of Health and Environment before a warrant, presentment, or indictment may be issued for violation of the Act. The trial court upheld the constitutionality of the Act. Because the Act infringes upon the prosecutorial discretion of the district attorney general and circumscribes the independence of the grand jury to investigate crimes and issue presentments, we conclude that it violates Article VI, § 5 and Article 1, § 14 of the Tennessee Constitution.

BACKGROUND

The Davidson County Grand Jury indicted the defendants, Superior Oil, Inc., David Shacklett, Kelly Taylor, and Jeff Bridges for violations of the Water Quality Control Act of 1977 1 . The defendants filed a motion to dismiss the indictment upon the ground that the State had not obtained permission to prosecute as required by a provision of the Act, Tenn.Code Ann. § 69 — 3—115(d), which provides in part:

No warrant, presentment, or indictment arising under this part shall be issued except upon application by the board or the commissioner or upon such application authorized in writing by either of them.

The State’s response attacked the constitutionality of the foregoing provision of the Act. After a hearing, the trial court granted the motion to dismiss the indictment, holding the Act constitutional.

The State appeals, contending that the Act is unconstitutional first, because it impermis-sibly interferes with the prosecutorial discretion inherent in the constitutional office of district attorney general; and second, because it infringes upon the independent investigative authority of the grand jury. We have determined that the Act impermissibly violates the Tennessee Constitution for the reasons articulated below.

CONSTITUTIONALITY OF THE STATUTE

Prosecutorial Discretion

As a threshold matter, we note that contrary to the insistence of the defendants, the *660 record clearly reflects that the district attorney general complied with Tenn.Code Ann. § 29-14-107 by giving notice to the Office of the State Attorney General that the constitutionality of a state law was being questioned. Moreover, the challenge raised to the constitutionality of this statute by both the district attorney general and on appeal, the state attorney general, is appropriate because the questioned statute directly conflicts with the inherent prosecutorial discretion of the district attorney general. See State v. Chastain, 871 S.W.2d 661 (Tenn.1994).

The office of district attorney general is created by Article VI, § 5 of the 1870 Tennessee Constitution, which provides in pertinent part:

An Attorney for the State for any circuit or district, for which a Judge having criminal jurisdiction shall be provided by law, shall be elected by the qualified voters of such circuit or district.... In all cases where the Attorney for any district fails or refuses to attend and prosecute according to law, the Court shall have power to appoint an Attorney pro tempore.

Thus, the .district attorney general is an elected constitutional officer similar to the office created in the first Tennessee Constitution in 1796; the constitutional office is an extension of the common law attorney general in England, which became a part of the colonial government in America. See 1 Blackstone’s Commentaries, 45 (1769); Ham-monds, The Attorney General in the American Colonies, Anglo-American Legal History, Series V.l, no. 3, at 2-21 (1939). Although there are various statutes which assign duties to the elected constitutional office of district attorney general, 2 there are no statutory criteria governing the exercise of the prosecutorial discretion traditionally vested in the officer in determining whether, when, and against whom to institute criminal proceedings. 3 Indeed, it has been often recognized that “prosecutorial discretion in the charging process is very broad.” 4 “So long as the prosecutor has probable cause to believe that the accused committed an offense, the decision whether to prosecute, and what charge to bring before a grand jury generally rests entirely within the discretion of the prosecution,” 5 limited only by certain constitutional constraints. 6

In discussing the extent of discretion possessed by a district attorney general in Tennessee, this Court in an opinion authored by Chief Justice Henry stated:

He or she is answerable to no superior and has virtually unbridled discretion in determining whether to prosecute and for what offense. No court may interfere with his discretion to prosecute, and in the formulation of this decision he or she is answerable to no one. In a very real sense this is the most powerful office in Tennessee today. Its responsibilities are awesome; the potential for abuse is frightening.

Dearborne v. State, 575 S.W.2d 259, 262 (Tenn.1978), (quoting Pace v. State, 566 S.W.2d 861, 866 (Tenn.1978) (Henry, C.J., concurring)). The opinion’s expansive language implies almost no limit to prosecutorial discretion; however, as we have previously noted, there are constitutional restraints, and as Justice Henry observes later in the opinion:

This prosecutorial discretion is deeply rooted in the common law and is a vital part of our common-law tradition. But this discretion has its outer limits. When the charging process — in this state the indictment — has been completed, the disposi *661 tion of the charge becomes a judicial function.

Dearborne, 575 S.W.2d at 262 (quoting Pace, 566 S.W.2d at 867).

As a corollary of the wide discretion vested in a district attorney general, it has long been recognized that the office has the inherent responsibility and duty to seek justice rather than to be just an advocate for the State’s victory at any cost. This Court in Foute v. State, 4 Tenn. (3 Hayw.) 98, 99 (1816), described the responsibilities of the office of district attorney general as follows:

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Cite This Page — Counsel Stack

Bluebook (online)
875 S.W.2d 658, 1994 Tenn. LEXIS 110, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-superior-oil-inc-tenn-1994.