State v. Culbreath

30 S.W.3d 309, 2000 Tenn. LEXIS 588, 2000 WL 1562356
Tennessee Supreme Court·Decided October 20, 2000·No. W1999-01553-SC-R11-CD·Published·Cited by 106 cases

Opinions

OPINION

ANDERSON, C.J.,

delivered the opinion of the court,

in which BIRCH, and HOLDER, JJ., joined.

We granted this appeal to determine: 1) whether the trial court abused its discretion by disqualifying a District Attorney General and his staff due to the use of a private attorney to assist the prosecution where the private attorney received substantial compensation from a private, special interest group and 2) whether the trial court properly dismissed the indictments based on a violation of due process. The Court of Criminal Appeals affirmed the trial court’s ruling regarding disqualification but held that the appropriate remedy for the due process violation was suppression of the evidence and not dismissal of the indictments. We agree that the prosecution’s appointment and use of a private attorney who received substantial compensation from a private, special interest [311] group created a conflict of interest and an appearance of impropriety that required disqualification of the District Attorney General’s office. We further conclude that the prosecutor’s use of the private attorney under the circumstances of this case violated the defendants’ right to due process under the Tennessee Constitution and required dismissal of the indictments. Accordingly, the judgment of the Court of Criminal Appeals is reversed in part and the judgment of the trial court is reinstated.

BACKGROUND

The trial court conducted an extensive evidentiary hearing on the issues and set forth detailed findings of fact and conclusions of law in a 22-page order. We shall summarize the relevant events based on the entire record, as well as the trial court’s findings.

In December of 1995, Larry Parrish, an attorney in Memphis, Tennessee, was approached by the executive director of an organization known as the Citizens for Community Values, Inc., (“CCV”), who asked him to meet with two Shelby County assistant district attorneys, Amy Weirich and Jennifer Nichols, regarding the prosecution of obscenity cases. Parrish, a former Assistant United States Attorney, was experienced in the prosecution of obscenity cases.

Parrish met with Weirich and Nichols for three hours. When they asked for his help, Parrish replied, “I haven’t been asked.” On the following day, then-Shelby County District Attorney John Pierotti contacted Parrish and requested his assistance. Pierotti told Parrish that his office could not pay for Parrish’s services but could reimburse expenses. When Parrish asked if he could be compensated by outside sources, Pierotti agreed. According to Parrish, “that’s how it got started.”

Thereafter, Parrish conducted an extensive investigation into sexually-oriented businesses in Shelby County, Tennessee, with the assistance of two assistant district attorneys, an investigator from the District Attorney General’s office, and investigators from the Tennessee Bureau of Investigation and the Department of Revenue. Parrish met with these employees in his law firm office on a daily basis for several months. Beginning in January of 1996, the group’s investigation consisted of conducting surveillance of sexually-oriented establishments and taking statements from a large number of witnesses. Although Parrish testified that it was “understood” that General Pierotti had the ultimate decision-making authority, there were no procedures or guidelines establishing Parrish’s specific duties or Pierotti’s oversight.

The initial agreement called for the District Attorney General’s office to pay for expenses incurred during the investigation, but Parrish began to pay expenses from contributions by CCV and numerous members of the community. Parrish testified that CCV received a monthly statement itemizing his time and expenses, just as any other client. Parrish’s expenses included the use of court reporters to take statements,1 a TV/VCR, copying and courier expenses, video monitors, special telephone lines, and various office supplies and equipment. The expenses were paid from CCV contributions. From December of 1995 to July of 1996, Parrish accumulated over 2,400 hours in the investigation. His fee was approximately $212,000 and expenses totaled over $84,000.

On July 11, 1996, Parrish was “appointed” as a “Special Assistant District Attorney” by General Pierotti and was administered an oath of office for the first time. On the same day, a civil nuisance suit seeking injunctive relief against several sexually-oriented businesses was filed in Shelby County Chancery Court. The civil [312] complaint was signed by Parrish as “Special Assistant District Attorney General,” District Attorney General Pierotti, and two assistant district attorneys.

At Pierotti’s request, Parrish was appointed as additional counsel in matters relating to the civil cases in chancery court by Governor Don Sundquist on August 30, 1996. The letter of appointment noted that Parrish would not be compensated by the State, that Parrish would disclose the amount and source of any compensation received, that such information was a matter of public record, and that Parrish was under the direct supervision of General Pierotti.

When Pierotti resigned, effective November 1,1996, his successor, William Gibbons, continued to work with Parrish in the investigation and prosecution of sexually-oriented businesses. In addition to the civil nuisance suit already filed in chancery court, Gibbons sought criminal indictments from the grand jury. In December of 1996, the grand jury returned an 18-count indictment against the defendant, Donald L. Culbreath, and a 22-count indictment against the co-defendant, Genna McCallie.2 On July 31, 1997, the Governor appointed Parrish as additional counsel in the pending civil cases and the pending criminal indictments.

The trial court found that over a 19-month period, Parrish received $410,931.87 for his services from CCV and other private contributors between December of 1995 and July of 1997. Of this amount, Parrish’s expenses exceeded $100,000.

The trial court found that Parrish’s substantial involvement in the prosecution of these cases and his “enormous” compensation from a private, special interest group created a conflict of interest that required Parrish’s disqualification.3 The trial court also determined that the conflict of interest created an appearance of impropriety that required disqualification of the District Attorney General and his office. The trial court concluded that these actions violated the defendants’ right to due process and dismissed the indictments.

The Court of Criminal Appeals held that the trial court did not abuse its discretion in disqualifying Parrish and the entire District Attorney General’s office based on the appearance of impropriety. The court agreed that the defendants’ right to due process had been violated, but suggested that the appropriate remedy was suppression of the evidence and not dismissal of the indictments.

We granted this appeal to review these important questions.

DISQUALIFICATION

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State v. Culbreath, 30 S.W.3d 309, 2000 Tenn. LEXIS 588, 2000 WL 1562356 (Tenn. 2000).

30 S.W.3d 309 (State v. Culbreath) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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