State v. Smith

373 S.E.2d 435, 323 N.C. 439, 1988 N.C. LEXIS 617
Supreme Court of North Carolina·Decided November 3, 1988·No. 163A88·Published·Cited by 25 cases

Opinions

[440] FRYE, Justice.

The dispositive issue presented on this appeal is whether the Court of Appeals erred when it affirmed the convictions of both defendants, holding that they were properly convicted of separate offenses arising out of the dissemination of each item determined by the jury to be obscene. The issue presented is one of first impression before this Court. The Court of Appeals decided that in enacting N.C.G.S. § 14-190.1 the legislature intended that a defendant could be convicted of a separate offense for each obscene item disseminated in a single transaction. We disagree and therefore reverse the Court of Appeals.

The undisputed facts are as follows:

On the afternoon of 1 October 1985, Officer H. F. Frye of the Charlotte City Police entered the Cinema Blue Bookstore in Charlotte. Defendant Schoch was the manager and defendant Smith worked as a clerk. The officer purchased a package of magazines and a film from Schoch. Defendant Smith took no part in this first sale. In a second sale later that afternoon, Sergeant T. G. Barnes, also of the Charlotte City Police, entered the same bookstore and purchased from both defendants Schoch and Smith two magazines. Defendant Schoch was subsequently prosecuted on five indictments charging him with disseminating obscenity in violation of the North Carolina Obscenity Statute, N.C.G.S. § 14-190.1 (one count for each of the three magazines and two films he sold to Officer Frye and Sergeant Barnes). Defendant Smith was tried on three indictments charging violation of the same statute (one count for each of the two magazines and one film he, together with Schoch, had sold to Sergeant Barnes). Neither defendant contests that he sold the materials which were found by the jury to be obscene.

In pertinent part N.C.G.S. § 14490.1(a) provides:

It shall be unlawful for any person, firm or corporation to intentionally disseminate obscenity. A person, firm or corporation disseminates obscenity within the meaning of this article if he or it:
(1) sells, delivers or provides or offers or agrees to sell, deliver or provide, any obscene writing, picture, rec[441] ord or other representation or embodiment of the obscene; or
(3) publishes, exhibits or otherwise makes available anything obscene; or
(4) exhibits, presents, rents, sells, delivers, or provides, or offers or agrees to exhibit, present, rent or to provide: any obscene still or motion picture, film, film strip or projection slide, or sound recording, sound tape, or sound track, or any matter or material of whatever form which is a representation, embodiment, performance, or publication of the obscene.

N.C.G.S. § 14-190.1 (1986 & Cum. Supp. 1987).

The statute makes it unlawful to intentionally disseminate obscenity. One disseminates obscenity within the meaning of the statute, by selling, delivering, providing or offering or agreeing to sell, deliver or provide “any obscene writing, picture, record or other representation or embodiment of the obscene.” N.C.G.S. § 14-190.1(a)(l). The word “disseminate,” depending on its context, may have a singular or plural connotation. This suggests that the General Assembly in enacting N.C.G.S. § 14-190.1 may have intended to punish the unlawful dissemination of each obscene item or intended that a single penalty attach to the unlawful conduct of intentionally disseminating obscenity. The statute makes no differentiation of offenses based upon the quantity of the obscene items disseminated. See Commonwealth v. Beacon Distributors, 14 Mass. App. 570, 441 N.E. 2d 541 (1982).

The Court of Appeals properly focused on the critical underlying question: What is the allowable unit of prosecution under N.C.G.S. § 14-190.1? The State contends, and defendants concede, that the allowable unit of prosecution is within the discretion of the legislature, subject only to constitutional limitations. However, defendants argue that when the legislature does not clearly express legislative intent, the court must determine the allowable unit of prosecution. In doing so, any ambiguity should be resolved in favor of lenity. Bell v. United States, 349 U.S. 81, 99 L.Ed. 905 (1955).

[442] In the instant case the majority opinion of the Court of Appeals impliedly adopted the rule of statutory construction in Bell, but found no ambiguity. Nevertheless, the language of N.C.G.S. § 14-190.1 exhibits “no clear expression of legislative intent to punish separately and cumulatively for each and every obscene item disseminated, regardless of the number of transactions involved.” State v. Smith, 89 N.C. App. 19, 24, 365 S.E. 2d 631, 634 (1988) (Wells, J., dissenting) (emphasis in original).

In Bell, a landmark case regarding the allowable unit of prosecution, the issue was whether the simultaneous interstate transportation of two women in violation of the Mann Act constituted two offenses or only one. Finding that the defendant in Bell could only be tried for one offense, the United States Supreme Court stated:

When Congress has the will it has no difficulty in expressing it when it has the will, that is, of defining what it desires to make the unit of prosecution and, more particularly, to make each stick in a faggot a single criminal unit. When Congress leaves to the Judiciary the task of imputing to Congress an undeclared will, the ambiguity should be resolved in favor of lenity. And this not out of any sentimental consideration, or for want of sympathy with the purpose of Congress in proscribing evil or antisocial conduct. It may fairly be said to be a presupposition of our law to resolve doubts in the enforcement of a penal code against the imposition of a harsher punishment. This in no wise implies that language used in criminal statutes should not be read with the saving grace of common sense with which other enactments, not cast in technical language, are to be read. Nor does it assume that offenders against the law carefully read the penal code before they embark on crime. It merely means that if Congress does not fix the punishment for a federal offense clearly and without ambiguity, doubt will be resolved against turning a single transaction into multiple offenses when we have no more to go on than the present case furnishes.

Bell at 83-84, 99 L.Ed. at 910-11.

Free access — add to your briefcase to read the full text and ask questions with AI

State v. Smith, 373 S.E.2d 435, 323 N.C. 439, 1988 N.C. LEXIS 617 (N.C. 1988).

373 S.E.2d 435 (State v. Smith) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

State v. Phelps
Court of Appeals of North Carolina, 2026
State v. Simpson
Court of Appeals of North Carolina, 2026
State v. Watlington
Court of Appeals of North Carolina, 2025
State v. Applewhite
Supreme Court of North Carolina, 2024
State v. Calderon
Court of Appeals of North Carolina, 2023
State v. Monroe
Court of Appeals of North Carolina, 2022
State v. Applewhite
Court of Appeals of North Carolina, 2021
State v. Conley
Supreme Court of North Carolina, 2020
State v. Heavner
741 S.E.2d 897 (Court of Appeals of North Carolina, 2013)
Culver v. State
22 So. 3d 499 (Court of Criminal Appeals of Alabama, 2008)
State v. Howell
609 S.E.2d 417 (Court of Appeals of North Carolina, 2005)
Girard v. State
883 So. 2d 717 (Supreme Court of Alabama, 2003)
Straughn v. State
876 So. 2d 492 (Court of Criminal Appeals of Alabama, 2003)
Girard v. State
883 So. 2d 714 (Court of Criminal Appeals of Alabama, 2002)
State v. Petty
512 S.E.2d 428 (Court of Appeals of North Carolina, 1999)
State v. White
492 S.E.2d 48 (Court of Appeals of North Carolina, 1997)
State v. Johnston
473 S.E.2d 25 (Court of Appeals of North Carolina, 1996)
King v. State
674 So. 2d 1381 (Court of Criminal Appeals of Alabama, 1995)
State v. Hemby
426 S.E.2d 77 (Supreme Court of North Carolina, 1993)
Harris v. State
563 So. 2d 9 (Court of Criminal Appeals of Alabama, 1989)