State v. Helms

504 S.E.2d 293, 348 N.C. 578, 1998 N.C. LEXIS 321
CourtSupreme Court of North Carolina
DecidedJuly 9, 1998
DocketNo. 468PA97
StatusPublished
Cited by25 cases

This text of 504 S.E.2d 293 (State v. Helms) is published on Counsel Stack Legal Research, covering Supreme Court of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Helms, 504 S.E.2d 293, 348 N.C. 578, 1998 N.C. LEXIS 321 (N.C. 1998).

Opinion

FRYE, Justice.

Defendant appealed his conviction of driving while impaired in violation of N.C.G.S. § 20-138.1. He contended that the trial court erred by admitting into evidence the results of a horizontal gaze nystagmus (HGN) test without the establishment of a proper foundation. Defendant contended that the HGN test is a scientific test requiring expert testimony as to its reliability. The Court of Appeals agreed that the State failed to lay a proper foundation at trial for admission of the HGN test results. Nevertheless, the panel concluded that the error was harmless and upheld defendant’s conviction. We agree with the Court of Appeals on the admissibility of the HGN test results but reverse on the issue of harmless error.

The Court of Appeals held that Monroe Public Safety Officer E.P. Bradley’s testimony regarding the HGN test results was inadmissible and declined to take judicial notice of the validity of the test. Though it concluded that the admission of the HGN test results into evidence was improper, the court determined that the remaining testimony at trial overwhelmingly established defendant’s guilt of driving while impaired. Thus, it held the error was harmless.

Nystagmus has been defined as a physiological condition that involves

“an involuntary rapid movement of the eyeball, which may be horizontal, vertical, or rotary. An inability of the eyes to maintain visual fixation as they are turned from side to side (in other words, jerking or bouncing) is known as horizontal gaze nystagmus, or HGN.”

People v. Leahy, 8 Cal. 4th 587, 592, 882 P.2d 321, 323, 34 Cal. Rptr. 2d 663, 665 (1994) (quoting People v. Ojeda, 225 Cal. App. 3d 404, 406, 275 Cal. Rptr. 472, 472 (1990)) (citations omitted in original). In administering the HGN test,

the subject is asked to cover one eye and then use the remaining eye to track the lateral progress of an object (usually a pen) as [580]*580the officer moves the object at eye-level across the subject’s field of vision. As the moving object travels toward the outside of the subject’s vision, the officer watches the subject’s eye for “nystagmus” — an involuntary jerking movement of the eyeball. If the person’s eyeball exhibits nystagmus, and especially if the nystagmus occurs before the moving object has traveled 45 degrees from the center of the person’s vision, this is taken as an indication that the person is intoxicated.

Ballard v. State, 955 P.2d 931, 933 (Alaska Ct. App. 1998).

This Court has not previously addressed the admissibility of HGN evidence. In now doing so, we look first to other jurisdictions which have addressed the issue. Some courts have held that the results of HGN tests are admissible without evidentiary foundation. They reason that the HGN test is simply another field sobriety test, such as the finger-to-nose, sway, and walk-and-turn tests, admitted as evidence of intoxication. Whitson v. State, 314 Ark. 458, 863 S.W.2d 794 (1993); State v. Murphy, 451 N.W.2d 154 (Iowa 1990); City of Fargo v. McLaughlin, 512 N.W.2d 700 (N.D. 1994); State v. Nagel, 30 Ohio App. 3d 80, 506 N.E.2d 285 (1986); State v. Sullivan, 310 S.C. 311, 426 S.E.2d 766 (1993). The Ohio Court of Appeals, for example, noted that

[t]he gaze nystagmus test, as do the other commonly used field sobriety tests, requires only the personal observation of the officer administering it. It is objective in nature and does not require expert inteipretation. ...
It should be remembered that the [HGN] test was one of a number of field sobriety tests administered by the officer to assist him in assessing [defendant’s] physical condition. Taken together, they were strongly suggestive of intoxication. It does not require an expert to make such objective determinations.

Nagel, 30 Ohio App. 3d at 80-81, 506 N.E.2d at 286.

A majority of those jurisdictions addressing the admissibility of HGN evidence, however, have concluded the HGN test is a scientific test requiring a proper foundation to be admissible. See, e.g., Ballard v. State, 955 P.2d 931 (Alaska Ct. App.); State v. Superior Court, 149 Ariz. 269, 718 P.2d 171 (1986); State v. Meador, 674 So. 2d 826 (Fla. Dist. Ct. App.), disc. rev. denied, 686 So. 2d 580 (Fla. 1996); Commonwealth v. Sands, 424 Mass. 184, 675 N.E.2d 370 (1997); Emerson v. State, 880 S.W.2d 759 (Tex. Crim. App.), cert, denied, 513 [581]*581U.S. 931, 130 L. Ed. 2d 284 (1994). The courts which hold that HGN tests are scientific tests note that the HGN test is based on an underlying scientific assumption that a strong correlation exists between intoxication and nystagmus. Because that assumption is not within the common experience of jurors, these courts hold that before HGN evidence may be heard by a jury there must be testimony as to the techniques used by the police officer and the officer’s qualifications to administer and interpret the test.

A subset of those courts which hold that HGN tests are scientific in nature also hold that expert testimony is required to establish that the scientific principles upon which the HGN test is based are generally accepted by the scientific community. According to these cases, unless a police officer has special training or adequate knowledge qualifying him as an expert to explain the correlation between intoxication and nystagmus, his testimony is not adequate foundation for the admission of HGN test results. People v. Leahy, 8 Cal. 4th 587, 882 P.2d 321, 34 Cal. Rptr. 663; State v. Ruthardt, 680 A.2d 349 (Del. Super. Ct. 1996); Schultz v. State, 106 Md. App. 145, 664 A.2d 60 (1995); Hulse v. State,-Mont.-,-P.2d-, 1998 WL 239615 (May 5, 1998) (No.96-541); Commonwealth v. Miller, 367 Pa. Super. 359, 532 A.2d 1186 (1987); State v. Cissne, 72 Wash. App. 677, 865 P.2d 564, disc. rev. denied, 124 Wash. 2d 1006, 877 P.2d 1288 (1994).

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State v. Helms
504 S.E.2d 293 (Supreme Court of North Carolina, 1998)

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Bluebook (online)
504 S.E.2d 293, 348 N.C. 578, 1998 N.C. LEXIS 321, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-helms-nc-1998.