People v. Leahy

882 P.2d 321, 8 Cal. 4th 587, 34 Cal. Rptr. 2d 663, 94 Cal. Daily Op. Serv. 8196, 94 Daily Journal DAR 15165, 1994 Cal. LEXIS 5373
CourtCalifornia Supreme Court
DecidedOctober 27, 1994
DocketS035250
StatusPublished
Cited by193 cases

This text of 882 P.2d 321 (People v. Leahy) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Leahy, 882 P.2d 321, 8 Cal. 4th 587, 34 Cal. Rptr. 2d 663, 94 Cal. Daily Op. Serv. 8196, 94 Daily Journal DAR 15165, 1994 Cal. LEXIS 5373 (Cal. 1994).

Opinions

Opinion

LUCAS, C. J.

Introduction

The issues addressed by the Court of Appeal in this case were (1) whether the results of a horizontal gaze nystagmus (HGN) field sobriety test are admissible in the absence of a Kelly/Frye foundational showing, that is, foundational evidence disclosing general acceptance of the test within the relevant scientific community (see People v. Kelly (1976) 17 Cal.3d 24 [130 Cal.Rptr. 144, 549 P.2d 1240] [hereafter Kelly]; Frye v. United States (D.C. Cir. 1923) 293 F. 1013, 1014 [54 App.D.C. 46, 34 A.L.R. 145] (hereafter Frye)), and (2) whether a police officer without scientific expertise is qualified to give an opinion concerning the results of the HGN test. The Court of Appeal answered both questions in the negative and reversed defendant Leahy’s convictions for driving under the influence of alcohol (Veh. Code, § 23152, subd. (a)) and driving with a blood-alcohol level in excess of .08 percent (id., subd. (b)).

We granted review and asked for supplemental briefing on the question whether the Kelly/Frye standard for admitting the results of new scientific techniques should be modified following the United States Supreme Court’s decision in Daubert v. Merrell Dow Pharmaceuticals, Inc. (1993) 509 U.S. _[125 L.Ed.2d 469,113 S.Ct. 2786] (hereafter Daubert)], holding that Frye was abrogated by rule 702 of the Federal Rules of Evidence (28 U.S.C.). As will appear, after reviewing such additional briefing and argument, we conclude that the Kelly/Frye formulation (or now more accurately, the Kelly formulation) should remain a prerequisite to the admission of expert testimony regarding new scientific methodology in this state. We further [592]*592conclude, consistent with the Court of Appeal’s conclusions herein, that the HGN test is a “new scientific technique” within the scope of Kelly, and that the trial court improperly admitted police testimony regarding that technique without first requiring compliance with Kelly.

Accordingly, we affirm the judgment of the Court of Appeal reversing defendant Leahy’s conviction on the ground of failure to comply with Kelly, and direct a remand to the trial court for a Kelly hearing in accordance with our opinion.

Facts

The following facts were taken largely from the Court of Appeal opinion. Although that court also resolved a consolidated appeal in an unrelated case (People v. Tatar), we confine our discussion to the appeal of defendant William Michael Leahy.

Leahy was stopped after a police officer observed him driving a car traveling 55 miles per hour in a 25-mile-per-hour zone. Leahy’s face was flushed, his eyes were red and watery, his speech was slurred, his balance was unsteady, and he exuded the odor of alcohol. Despite these relatively conventional indicia of intoxication, the officer was not convinced defendant was under the influence of alcohol. The officer decided to give defendant some field sobriety tests.

Defendant passed two such tests, the “internal clock” test and the “alphabet” test. He was also required, however, to take the HGN test. As a recent appellate decision explains, “Nystagmus is an involuntary rapid movement of the eyeball, which may be horizontal, vertical, or rotary. [Citation.] An inability of the eyes to maintain visual fixation as they are turned from side to side (in other words, jerking or bouncing) is known as horizontal gaze nystagmus, or HGN. [Citation.] Some investigators believe alcohol intoxication increases the frequency and amplitude of HGN and causes HGN to occur at a smaller angle of deviation from the forward direction. [Citation.]” (People v. Ojeda (1990) 225 Cal.App.3d 404, 406 [275 Cal.Rptr. 472].)

In the present case, the officer believed that defendant failed the HGN test, and accordingly he arrested defendant. A subsequent intoxilyzer breath test revealed a .10 percent blood-alcohol level. Accordingly, defendant was charged with driving under the influence of alcohol (Veh. Code, § 23152, subd. (a)) and driving with a blood-alcohol level in excess of .08 percent (id., § 23152, subd. (b)). Defendant made a motion in limine to bar evidence of the HGN test result based on Kelly, supra, 17 Cal.3d 24, and Frye, supra, 293 F. 1013. The trial court denied the motion.

[593]*593The trial court determined that “the Kelly-Frye rule is inapplicable because the nature of this test isn’t a specific test for the determination of alcohol; it is only a symptom that the officer is testifying to . . .in the same manner as he might be testifying to a symptom of slurred speech or a person’s face turning red, or . . . bloodshot eyes. It would be on that type of reasoning that it would be allowed in.” Thus, the arresting officers were permitted to testify, over continuing objection, concerning the relationship between the HGN test and defendant’s intoxication.

Court of Appeal Decision

The Court of Appeal focused primarily on the question whether police officers were competent to testify regarding HGN test results in light of the Kelly/Frye rule. The court assumed the continued vitality of the Kelly! Frye formulation, and concluded that the HGN test was indeed a scientific technique requiring expert foundational testimony. (Compare People v. Ojeda, supra, 225 Cal.App.3d at pp. 407-409 [allowing police officer to testify regarding HGN test results as indicating defendant’s intoxication], with People v. Williams (1992) 3 Cal.App.4th 1326, 1332-1335 [5 Cal.Rptr.2d 130] [disallowing officer’s opinion testimony, based on HGN test, that suspect had consumed alcohol], and People v. Loomis (1984) 156 Cal.App.3d Supp. 1, 5-7 [203 Cal.Rptr. 767] [disallowing police officer’s opinion testimony, based on HGN test results, regarding suspect’s blood-alcohol level].)

The Court of Appeal agreed with the analyses of the Williams and Loomis courts and concluded “[i]t was error to admit HGN evidence as either lay or expert testimony without a proper scientific foundation. The usual field sobriety tests are grounded in common knowledge, i.e., that intoxicated persons will often demonstrate lack of concentration, judgment, balance, and coordination. HGN is not. [f| Consequently, at least as the law of California currently stands, it will be error in the event of any retrial to permit such evidence as the basis of an opinion concerning intoxication without a Kelly-Frye foundation, i.e., proof of general acceptance of HGN in the scientific community. [Footnote omitted.]”

Discussion

We will first discuss the background leading to adoption of the Kelly/Frye formulation and then outline some of the considerations which militate for or against its retention. We next will address the Daubert decision and its effect on that formulation. As will appear, we conclude, consistent with the views of both parties herein, that Daubert affords no [594]*594compelling reason for abandoning Kelly in favor of the more “flexible” approach outlined in Daubert.

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Bluebook (online)
882 P.2d 321, 8 Cal. 4th 587, 34 Cal. Rptr. 2d 663, 94 Cal. Daily Op. Serv. 8196, 94 Daily Journal DAR 15165, 1994 Cal. LEXIS 5373, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-leahy-cal-1994.