State v. Carothers

2006 SD 100, 724 N.W.2d 610, 2006 S.D. LEXIS 187, 2006 WL 3332840
CourtSouth Dakota Supreme Court
DecidedNovember 15, 2006
Docket23840
StatusPublished
Cited by29 cases

This text of 2006 SD 100 (State v. Carothers) is published on Counsel Stack Legal Research, covering South Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Carothers, 2006 SD 100, 724 N.W.2d 610, 2006 S.D. LEXIS 187, 2006 WL 3332840 (S.D. 2006).

Opinion

MEIERHENRY, Justice.

[¶ 1.] A jury found Derrick E. Caroth-ers (Carothers) guilty of Sexual Contact with a Child Under Sixteen and Criminal Pedophilia. Carothers was subsequently found to be an habitual offender and was sentenced to life in prison. He appeals and raises numerous issues. We affirm.

Background

[¶2.] The charges against Carothers stem from an incident on October 2, 2003 involving the four-year old child, S.T. Car-others had babysat S.T. and her siblings the previous night. He asked to stay with the family one more night and Mother agreed. After the evening meal, Caroth-ers went upstairs to the computer room and engaged in internet chat and masturbation. Soon after Carothers left to use the computer, the child went upstairs to play with some toys. Carothers was alone with the child about an hour. The next morning, the child revealed to her mother what had happened while she was alone with Carothers. The child came into the bathroom where Mother was doing laundry, pushed a stool against the door and locked it. She then told Mother that “he” had touched her in a bad place, indicating her vaginal area and pointed to Carothers’ location in the adjacent dining room.

[¶ 3.] Later that day, Mother took the child to the local medical clinic for an examination. They also met with law enforcement officers at the clinic. The child told law enforcement officers that Caroth-ers had licked her in her vaginal area, placed his hand and fingers on her vaginal area, moved them back and forth a lot of times, and put his hands in her pants. She further indicated that his pants were unzipped and he had licked her, grabbed her, and wanted to kiss her but she did not want to. Later, she also told Mother that Carothers had put a spoon under the door of the bedroom to keep the door closed. Mother subsequently found the spoon on the floor and called law enforcement to collect it and other potential evidence.

[¶4.] Carothers became aware of the child’s accusations and contacted law enforcement through a friend to indicate that he wished to speak to them. He reiterated his willingness to speak to law enforcement after police officers contacted him. Consequently, the officers asked Carothers to accompany them to the station to conduct an interview and Carothers agreed. Prior to beginning the interview, the officers advised Carothers that he was not under arrest and was free to leave at any time. The interview took place in the basement of the police station and lasted approximately 85 minutes.

[¶ 5.] A few days after the incident, the child’s mother took her to A Child’s Voice for an evaluation. 1 As part of the evaluation, the child was interviewed by Colleen Brazil (Brazil), a social worker. During this interview, the child gave Brazil further details of the alleged sexual contact and said that Carothers had warned her not to tell her mother.

[¶ 6.] On November 26, 2003, a grand jury indicted Carothers for three offenses: Sexual Contact with a Child Under Sixteen, Kidnapping, and Criminal Pedophilia. On December 31, 2003, the State filed a notice of intent to offer the child’s statements at trial. The trial court first ruled *615 to admit them under SDCL 19-16-38. 2 However, because of the subsequent United States Supreme Court decision in Crawford, v. Washington, the trial court reversed its prior ruling and concluded that the child’s statements to law enforcement officers and Brazil were inadmissible because the testimonial statements were not subject to cross-examination at the time they were made. 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004). The State appealed the ruling. We reversed concluding that the statements were admissible because they did not need to be subject to cross-examination at the time they were made if the child was available and subject to cross-examination at trial. State v. Carothers (Carothers I), 2005 SD 16, ¶ 14, 692 N.W.2d 544, 549.

[¶ 7.] A jury subsequently found Car-others guilty of Sexual Contact with a Child Under Sixteen and Criminal Pedophilia. In a separate trial, Carothers was found to be a habitual criminal and was sentenced to life in prison. Carothers appeals and raises several issues.

Analysis and Discussion

Indictment

[¶ 8.] Carothers first claims that the circuit court should have dismissed the indictment against him because of prosecutorial misconduct at the grand jury stage of the proceedings. Carothers specifically claims that the prosecutor improperly introduced evidence of Carothers’ prior criminal record to the grand jury in violation of SDCL 19-12-5 (Fed.R.Evid. 404(b)). The grand jury heard evidence of his prior convictions when Mother testified. In answer to a question by the State’s Attorney about Carothers’ prior record, she answered that she was aware “that [Carothers] had been in prison for grand theft, but that’s the extent that I was told.” Carothers also alleges that the State’s Attorney presented other highly suggestive and misleading testimony. Mother’s testimony appears in the settled record, but the other testimony of which he complains does not. Since we can only review what appears in the settled record, we are limited to reviewing Mother’s testimony. Spenner v. City of Sioux Falls, 1998 SD 56, ¶ 9, 580 N.W.2d 606, 610 (citing Nauman v. Nauman, 336 N.W.2d 662, 664 (S.D.1983)). Additionally, the trial court’s review of an indictment is limited by statute and we review the trial court’s decision to grant or deny a motion to dismiss an indictment under an abuse of *616 discretion standard. State v. Vatne, 2003 SD 81, ¶ 8, 659 N.W.2d 380, 383.

[¶ 9.] Carothers contends that the indictment should have been dismissed under SDCL 23A-8-2(3), which directs the court to dismiss an indictment “[w]hen it does not substantially conform to the requirements of this title.” Carothers claims that a requirement of the title is that the rules of evidence apply to grand jury proceedings. SDCL 23A-5-15. Even though the rules of evidence apply to grand jury proceedings, we have previously said that we “will not inquire into the legality or sufficiency of the evidence upon which an indictment is based.” Vatne, 2003 SD 31, ¶ 14, 659 N.W.2d at 384 (holding that an indictment could not be dismissed based on claim that testimony was hearsay and incompetent) (internal quotations omitted). The rationale for our limited inquiry is that “[a]n indictment returned by a legally constituted and unbiased grand jury, [is] like an information drawn by the prosecutor, [and] if valid on its face, is enough to call for trial of the charge on the merits.” State v. Cameron,

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Bluebook (online)
2006 SD 100, 724 N.W.2d 610, 2006 S.D. LEXIS 187, 2006 WL 3332840, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-carothers-sd-2006.