Opinion
NORCOTT, J.
The defendant, James Simpson, appeals
from the judgment of conviction, rendered after a jury trial, of sexual assault in the first degree in violation of General Statutes § 53a-70 (a) (2),
and risk of injury to a child in violation of General Statutes (Rev. to 2003) § 53-21 (a) (2).
On appeal, the defendant claims
that the admission into evidence of portions of a videotaped interview of the victim violated: (1) this court’s decision in
State
v.
Whelan,
200 Conn. 743, 513 A.2d 86, cert. denied, 479 U.S. 994, 107 S. Ct. 597, 93 L. Ed. 2d 598 (1986), which permits the limited substantive use of prior inconsistent statements; and (2) his rights under the confrontation clause of the sixth amendment to the United States constitution
as articulated by
Crawford
v.
Washington,
541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004). We disagree, and affirm the judgment of the trial court.
The record reveals the procedural history and the following facts, which the jury reasonably could have found. The defendant is the great uncle of the victim, E.
In the early spring of 2003, the defendant babysat for E, who was then five years old, and her older brother, D, at the defendant’s apartment in Waterbury. During that time, the defendant engaged in numerous sexual acts with E, including cunnilingus and digital and penile penetration of her vagina. E’s family did not become aware of the defendant’s conduct until May, 2003, when E approached Annette Dillan, a social worker at her elementary school, and complained of vaginal itching; E then told Dillan and the school nurse that the defendant had kissed her vagina.
Dillan notified E’s grandmother, C,
and the department of children and families (department) about E’s
allegations, and the department initiated an investigation that was continued by Jacqueline Ortiz, a Waterbury police detective. On June 6, 2003, Sharon Kelly of the Child Guidance Center in Waterbury conducted a videotaped interview of E in conjunction with that investigation. During that interview, E stated that the defendant had kissed her vagina, and also had penetrated her vagina with his penis. E also was examined by Judith Kanz, a pediatric nurse practitioner at Saint Mary’s Hospital in Waterbury, who concluded that E exhibited physical signs that were consistent with sexual abuse.
The state subsequently charged the defendant with one count of sexual assault in the first degree in violation of § 53a-70 (a) (2), and one count of risk of injury to a child in violation of § 53-21 (a) (2). The defendant was tried before a jury,
and the trial court admitted into evidence, over his objection, portions of the videotaped interview of E pursuant to
State
v.
Whelan,
supra, 200 Conn. 743. The trial court rendered a judgment of conviction in accordance with the jury’s verdict of guilty on both counts. The trial court sentenced the defendant to a total effective sentence of fifteen years imprisonment, with five years special parole. This appeal followed.
On appeal, the defendant claims that the trial court improperly admitted portions of E’s videotaped interview for substantive purposes pursuant to
State
v.
Whelan,
supra, 200 Conn. 743. The defendant also con
tends that the admission of the videotaped statement violated
Crawford
v.
Washington,
supra, 541 U.S. 36.
The following additional facts and procedural history are relevant to the defendant’s claims on appeal. Citing the Appellate Court decision in
State
v.
Luis F.,
85 Conn. App. 264, 856 A.2d 522 (2004), the state offered portions of the videotaped interview into evidence to establish that the defendant had penetrated E’s vagina with his penis, as well as digitally and orally.
The defen
dant objected to the admission of the videotape on the
ground that E’s trial testimony was not inconsistent with her statements on the videotape because she had not recanted or disavowed portions of that interview; the defendant argued that her trial testimony “is incomplete, not inconsistent . . . .”
The defendant also
claimed that the admission of the videotape would violate
Crawford
v.
Washington,
supra, 541 U.S. 36, because he would not be able to cross-examine E effectively. After viewing the videotape, the trial court reserved decision.
The following day at trial, the trial court and the parties further discussed the state’s use of the videotape. The trial court noted that the videotape possibly could be used to refresh E’s recollection about what had happened to her, and would not necessarily need to be played for the jury. The defendant agreed to this, and the videotape was played for the victim, who maintained that she did not remember the defendant touching her body in any way with his penis. Thereafter, Ortiz testified and laid the foundation for the admissibility of the videotape as a fair and accurate representation of the interview. At this point, the videotape was presented to the jury; see footnote 9 of this opinion; and the trial court instructed the jury as to its proper use both to evaluate the credibility of the parties in the case, as well as substantive evidence under
Whelan.*
I
It is well settled that, “[a]n out-of-court statement offered to prove the truth of the matter asserted is hearsay and is generally inadmissible unless an exception to the general rule applies.” (Internal quotation marks omitted.)
State
v.
Kirby,
280 Conn. 361, 373, 908 A.2d 506 (2006). In
State
v.
Whelan,
supra, 200 Conn. 753, however, we adopted a hearsay exception “allowing the substantive use of prior written inconsis
tent statements, signed by the declarant, who has personal knowledge of the facts stated, when the declarant testifies at trial and is subject to cross-examination.” “This rule has also been codified in § 8-5 (1) of the Connecticut Code of Evidence, which incorporates all of the developments and clarifications of the
Whelan
rule that have occurred since
Whelan
was decided.”
State
v.
Pierre,
277 Conn. 42, 58, 890 A.2d 474, cert. denied, 547 U.S. 1197, 126 S. Ct. 2873, 165 L. Ed. 2d 904 (2006). In addition to signed documents, the
Whelan
rule also is applicable to tape-recorded statements that otherwise satisfy its conditions. See, e.g.,
State
v.
Alvarez,
216 Conn. 301, 313, 579 A.2d 515 (1990); see also
State
v.
Luis F.,
supra, 85 Conn. App. 267-69
(Whelan
rule applicable to videotapes).
The
Whelan
hearsay exception applies to “a relatively narrow category of prior inconsistent statements . . . [and was] carefully limited ... to those prior statements that carry such substantial indicia of reliability as to warrant their substantive admissibility. As with any statement that is admitted into evidence under a hearsay exception, a statement that satisfies the
Whelan
criteria may or may not be true in fact. But, as with
any other statement that qualifies under a hearsay exception, it nevertheless is admissible to establish the truth of the matter asserted because it falls within a class of hearsay evidence that has been deemed sufficiently trustworthy to merit such treatment. Thus, as with all other admissible nonhearsay evidence, we allow the fact finder to determine whether the hearsay statement is credible upon consideration of all the relevant circumstances. Consequently, once the proponent of a prior inconsistent statement has established that the statement satisfies the requirements of
Whelan,
that statement, like statements satisfying the requirements of other hearsay exceptions, is presumptively admissible.”
State
v.
Mukhtaar,
253 Conn. 280, 306, 750 A.2d 1059 (2000).
Before turning to the defendant’s specific claims on appeal, we note that “[t]he admissibility of evidence, including the admissibility of a prior inconsistent statement pursuant to
Whelan,
is a matter within the . . . discretion of the trial court. . . . [T]he trial court’s decision will be reversed only where abuse of discretion is manifest or where an injustice appears to have been done. . . . On review by this court, therefore, eveiy reasonable presumption should be given in favor of the trial court’s ruling.” (Citation omitted; internal quotation marks omitted.)
State
v.
Pierre,
supra, 277 Conn. 56; accord
State
v.
Saucier,
283 Conn. 207, 217-19, 926 A.2d 633 (2007) (Adopting “ ‘hybrid’ ” approach to review of hearsay claims and concluding that “[w]e review the trial court’s decision to admit evidence, if premised on a correct view of the law, however, for an abuse of discretion. ... In other words, only after a trial court has made the legal determination that a particular statement is or is not hearsay, or is subject to a hearsay exception, is it vested with the discretion to admit or to bar the evidence based upon relevancy, prejudice, or other legally appropriate grounds related
to the rale of evidence under which admission is being sought.” [Citation omitted.]).
A
We begin with the defendant’s claim that the statements in the videotaped interview are inadmissible under the
Whelan
rale because they were not made under circumstances that demonstrate their reliability and trustworthiness. Specifically, the defendant contends that “E lacked credibility and the capacity to provide reliable statements” because of her mental health and behavioral problems.
The defendant also argues that E’s answers to the interview questions are unreliable because those questions were inappropriately leading, rather than open-ended, and E was “hyperactive and fidgety” throughout the entire interview, occasionally giving inappropriate responses to the questions posed to her. See footnote 9 of this opinion. In response, the state argues, inter alia, that this claim was not preserved for appellate review because the defendant’s failure to object to the videotape on this ground deprived the trial court of the opportunity to fulfill its gatekeeping responsibilities with respect to the reliability of
Whelan
evidence under
State
v.
Mukhtaar,
supra, 253 Conn. 306-307.
We agree with the state
and conclude that the defendant’s reliability claim is unreviewable because of his failure to object to the videotape on this basis.
“We have stated that [t]he standard for the preservation of a claim alleging an improper evidentiary ruling at trial is well settled. This court is not bound to consider claims of law not made at the trial. ... In order to preserve an evidentiary ruling for review, trial counsel must object properly. ... In objecting to evidence, counsel must properly articulate the basis of the objection so as to apprise the trial court of the precise nature of the objection and its real purpose, in order to form an adequate basis for a reviewable ruling. . . . Once counsel states the authority and ground of [the] objection, any appeal will be limited to the ground asserted. . . .
“These requirements are not simply formalities. They serve to alert the trial court to potential error while there is still time for the court to act. . . . Assigning error to a court’s evidentiary rulings on the basis of objections never raised at trial unfairly subjects the court and the opposing party to trial by ambush.” (Internal quotation marks omitted.)
State
v.
Cabral,
275 Conn.
514, 530-31, 881 A.2d 247, cert. denied, 546 U.S. 1048, 126 S. Ct. 773, 163 L. Ed. 2d 600 (2005); id., 531 (declining to review claim that tape-recorded statements were inadmissible under coconspirator hearsay exception when objection at trial was on “different” ground that listener was acting as agent of police when statements were made); see also Practice Book § 5-5.
This rule limiting appellate review of evidentiary claims to the ground asserted at trial applies with equal force to
Whelan
issues. See, e.g.,
State
v.
Meehan,
260 Conn. 372, 388-89, 796 A.2d 1191 (2002) (declining to reach claim that
uWhelan
requires, inter alia, a finding that memory loss is feigned, not actual, in order for a prior statement to constitute an inconsistent statement” because objection at trial was limited to grounds that proffered grand jury testimony was unsigned, not otherwise sufficiently reliable or trustworthy, and that witness’ “memory loss rendered her functionally unavailable for cross-examination”);
State
v.
Marshall,
87 Conn. App. 592, 597-98, 867 A.2d 57 (declining to review claims that statement in document was not sufficiently inconsistent and not made under necessary conditions of reliability and trustworthiness because objection at trial was solely on ground that declarant had not verified document), cert. denied, 273 Conn. 925, 871 A.2d 1032 (2005).
Indeed, our decision in
State
v.
Newsome,
238 Conn. 588, 682 A.2d 972 (1996), is dispositive of the defendant’s claim. In
Newsome,
the defendant claimed on appeal that the trial court had, at his probable cause hearing,
improperly admitted into evidence a witness’ statement to the police that he had witnessed the defendant commit the murder at issue. Id., 594-95. Specifically, the defendant claimed that the trial court improperly had admitted the statement into evidence under
Whelan
“because it failed to evince a basis for [the witness’] personal knowledge of the factual allegations it contained, since the statement ‘failed to state in so many words that the declarant actually saw the defendant shoot [the victim],’ and, therefore, it ‘left ambiguous whether the declarant had the “personal knowledge” prerequisite to admitting’ the statement into evidence under
Whelan.
Moreover, the defendant [also] claim[ed] that the statement failed to provide sufficient detail regarding the incident and that
the statement was otherwise too unreliable to be admitted.”
(Emphasis added.) Id., 595. We declined to review these claims on appeal because the defendant’s objection to the statement was based solely on the ground that it “was not inconsistent with his testimony and, therefore, was not admissible under
Whelan.”
Id., 596.
We conclude that the defendant’s
Whelan
claim about the reliability of E’s statements is unreviewable on appeal. The defendant’s objections at trial, while well argued, were confined solely to whether E’s trial testimony was inconsistent with her videotaped statement. See footnote 10 of this opinion. Accordingly, because the trial court did not have the opportunity to perform its gatekeeping role under
State
v.
Mukhtaar,
supra, 253 Conn. 306-307; see footnote 14 of this opinion; this claim is not adequately preserved for appellate review.
B
We next turn to the defendant’s claim that the trial court abused its discretion by concluding that E’s trial testimony was, for the purpose of admissibility under
Whelan,
inconsistent with her videotaped statements. Specifically, the defendant argues that the trial court improperly relied on
State
v.
Luis F.,
supra, 85 Conn. App. 266-67, because that case involved a witness who had recanted her accusations while testifying at trial. The defendant contends that E never disavowed or recanted her accusations, and did not answer, until she was pressured, that she did not recall the defendant penetrating her vagina with his penis. In response, the state argues that, in view of E’s testimony as a whole, the trial court properly exercised its discretion because she testified that she could not remember telling the interviewers that the defendant had put his penis inside her vagina. We agree with the state.
“Whether there are inconsistencies between the two statements is properly a matter for the trial court. . . . Inconsistencies may be shown not only by contradictory statements but also by omissions. In determining whether an inconsistency exists, the testimony of a witness as a whole, or the whole impression or effect of what has been said, must be examined. . . . Inconsistency in effect, rather than contradiction in express terms, is the test for admitting a witness’ prior statement . . . and the same principle governs the case of the forgetful witness. ... A statement’s inconsistency may be determined from the circumstances and is not limited to cases in which diametrically opposed assertions have been made.
Thus, inconsistencies may be found in changes in position and they may also be found in denial of recollection. . . .
The trial court has considerable discretion to determine whether evasive answers are inconsistent with prior statements.” (Citations omitted; emphasis added; internal quotation marks omitted.)
State
v.
Whelan,
supra, 200 Conn. 748-49 n.4; id. (trial court properly concluded that witness’ testimony was inconsistent when he testified at trial that “he had no recollection of certain facts within” his statement and “was unable to recall the specific details of the fight”); see also, e.g.,
State
v.
Bell,
283 Conn. 748, 768 n.18, 931 A.2d 198 (2007) (“[t]his court previously rejected a claim that a trial court improperly had determined that a witness’ testimony at trial—that he could not recall certain facts from a prior statement—was inconsistent with his prior statement”).
We discuss briefly the Appellate Court’s well reasoned analysis and application of this general rule in
State
v.
Luis F.,
supra, 85 Conn. App. 264, which was relied on by both the parties and the trial court in the present case. In that case, the teenage victim stated in a videotaped interview that the defendant, her father, inappropriately had touched her breasts and vagina,
and also had penetrated her vagina with his penis on two occasions. Id., 266. At trial, both the victim and her mother recanted their prior statements to the police about the abuse, and the “victim testified at trial that she had ‘made everything up’ ” in order to get out of the family’s house, and also “that she did not recall stating during her interview . . . that the defendant had sexual intercourse with her.” Id., 267. The Appellate Court noted that the “dispositive issue [was] whether the victim’s statements on the videotape were inconsistent with her testimony at trial.” Id., 269-70. That court cited
State
v.
Whelan,
supra, 200 Conn. 748 n.4, and stated that, “[although
Whelan
is not limited to diametrically opposed assertions, such is the case here” because of the victim’s recantations.
State
v.
Luis F.,
supra, 270. Significantly, the Appellate Court further stated that
“the victim’s testimony that she did not recall stating that the defendant had sexual intercourse with her can be considered inconsistent with her prior statement that the defendant had sexual intercourse with her,
as she presented herself as a forgetful witness. The court was well within its discretion to consider the victim’s testimony both inconsistent with her prior statements and evasive.” (Emphasis added.) Id.; see also
State
v.
Francis D.,
75 Conn. App. 1, 18, 815 A.2d 191 (“[t]he victim’s inability to recall material facts . . . clearly satisfies the inconsistency element” of
Whelan),
cert. denied, 263 Conn. 909, 819 A.2d 842 (2003).
As we previously noted, even after attempts to refresh her memory, E testified at trial that she did not remember the defendant touching her body in any way with his penis. Because it is well settled that failures of memory and omissions in trial testimony satisfy the inconsistency element of
Whelan,
we conclude that the trial court did not abuse its broad discretion by relying on
State
v.
Luis F.,
supra, 85 Conn. App. 269-70, in
admitting portions of the videotaped interview into evidence.
II
The defendant next argues that the admission of the videotaped interview into evidence violated his federal confrontation clause rights under
Crawford
v.
Washington,
supra, 541 U.S. 36.
Specifically, the defendant argues that the videotaped interview is inadmissible under
Crawford
because: (1) it was “testimonial” in nature because it was performed in conjunction with the state’s investigation of the allegations against him; and (2) E was “functionally unavailable” for cross-examination because she testified that she did not recall making the statements on the videotape. In response, the state argues that the defendant’s claims are foreclosed by our recent decisions in
State
v.
Arroyo,
284 Conn. 597, 935 A.2d 975 (2007),
State
v.
George J.,
280 Conn. 551, 910 A.2d 931 (2006), cert. denied, 549 U.S. 1326, 127 S. Ct. 1919, 167 L. Ed. 2d 573 (2007), and
State
v.
Pierre,
supra, 277 Conn. 42. We agree with the state.
We begin by noting that the defendant preserved his
Crawford
claim at trial and that we exercise plenary review over whether the trial court properly concluded that the admission of the videotapes did not violate the defendant’s confrontation clause rights under
Crawford. See,
e.g.,
State
v.
George J.,
supra, 280 Conn. 592;
State
v.
Kirby,
supra, 280 Conn. 378.
“Under
Crawford
v.
Washington,
supra, 541 U.S. 68, the hearsay statements of an unavailable witness that
are testimonial in nature may be admitted under the sixth amendment’s confrontation clause only if the defendant has had a prior opportunity to cross-examine the declarant. Hearsay statements that are nontestimonial in nature are not governed by the confrontation clause, and their admissibility is governed solely by the rules of evidence.”
State
v.
Slater,
285 Conn. 162, 169-70, 939 A.2d 1105 (2008).
Even if we were to assume without deciding that E’s statements in the videotaped interview were, on the facts of the present case, “testimonial” in nature,
we nevertheless conclude that the admission of the videotaped interview did not violate the defendant’s rights under
Crawford
v.
Washington,
supra, 541 U.S. 36. Our decision in
State
v.
Pierre,
supra, 277 Conn. 42, is instructive. In that case, the witness, a Mend of the defendant, had supplied a written statement to the police impheating the defendant in the murder of the victim. Id., 54-55. At trial, the witness testified, however, that he had never heard of any of these events, and said that any assertion to the contrary in his statement was false. Id., 55. After concluding that the statement was admissible pursuant to the
Whelan
rule, we concluded that its use was not barred by
Crawford,
despite the fact that it was testimonial in nature. Id., 78. We noted that
Crawford
“makes clear . . . that, when the declarant appears for cross-examination at trial, the [confrontation [c]lause places no constraints at all on the use of his prior testimonial statements. ... It is therefore irrelevant that the reliability of some out-of-court statements cannot be replicated, even if the declarant testifies to the same matters in court. . . .
The [c]lause does not bar admission of a statement so long as the declarant is present at trial to defend or explain it.” (Internal quotation marks omitted.) Id.
Moreover, in
Pierre,
we rejected the defendant’s contention that, “despite the fact that [the witness] took the stand and answered questions, he was ‘functionally unavailable’ for cross-examination as to the contents of his statement” because of his claimed memory loss and statement that he had signed the document only to keep the police from harassing him. Id., 79. We noted that the “defendant’s argument equates a declarant’s inability or unwillingness to remember prior statements made to the police with a general unavailability from cross-examination in its entirety.” Id. We relied on our previous
Whelan
jurisprudence, and sister state decisions that had interpreted
Crawford’s
availability element; see id., 81-84; and concluded that “a witness’ claimed inability to remember earlier statements or the events surrounding those statements does not implicate the requirements of the confrontation clause under
Crawford,
so long as the witness appears at trial, takes an oath to testify truthfully, and answers the questions put to him or her during cross-examination.” Id., 86. We concluded that, despite the fact that the witness “claimed that he could not remember ever having heard a description of the victim’s murder ... he was available for cross-examination at trial, thus removing any issue under the confrontation clause.” Id., 85; see id., 84 (noting that declarant “took the stand at trial, agreed to testify truthfully, was subject to cross-examination by the defendant, and answered all questions posed by defense counsel” and “responded to several questions regarding his motives and interest in providing information to the police”); see also
State
v.
George J.,
supra, 280 Conn. 595-96 (rejecting defendant’s claim that improper admission of hearsay statements in department record “implicated the confrontation concerns at
issue in Crawford” because declarant testified at trial and his failure to remember naming corroborating witnesses, which he had done in document at issue, did “not render him unavailable for
Crawford
purposes”).
Accordingly, we follow our recent decisions in
Pierre
and
George J.,
and conclude that the defendant was not denied an opportunity to cross-examine E because she was not “functionally unavailable” under
Crawford.
Indeed, we note that the defendant cross-examined E extensively about her memory and perception, eliciting facts including her belief in Santa Claus and his elves, her vision, and her understanding of the difference between truth and lies, and fantasy and reality, and also that she takes two medications for her “temper.” With respect to the specific allegations, the defendant also cross-examined E extensively and elicited
testimony that she had never seen a man or boy without his clothing on, and that she did not remember participating in the videotaped interview or making the accusation that the defendant had touched her with his penis, that she got in trouble when she was younger for touching herself, and that she was not afraid of the defendant. Finally, the defendant was able to utilize this information in his closing arguments to the jury. Accordingly, we conclude that the defendant had an ample opportunity to cross-examine E effectively, and, therefore, his confrontation clause rights were not violated by the admission into evidence of the videotaped statement.
The judgment is affirmed.
In this opinion the other justices concurred.