State, Department of Corrections v. Heisey

271 P.3d 1082, 2012 Alas. LEXIS 38, 2012 WL 676367
CourtAlaska Supreme Court
DecidedMarch 2, 2012
DocketS-13656
StatusPublished
Cited by25 cases

This text of 271 P.3d 1082 (State, Department of Corrections v. Heisey) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State, Department of Corrections v. Heisey, 271 P.3d 1082, 2012 Alas. LEXIS 38, 2012 WL 676367 (Ala. 2012).

Opinion

OPINION

CARPENETI, Chief Justice.

I. INTRODUCTION

Two correctional officers allegedly injured an inmate within a jail. The inmate filed a complaint asserting several tort claims *1084 against the State and the two officers. Pursuant to a statute allowing the State to substitute as defendant for any State employee that is certified as acting within the scope of employment, the Attorney General certified the officers as acting within the scope of their employment and substituted the State as the defendant. The State then filed a motion to dismiss on sovereign immunity grounds. While the motion was pending, the inmate moved to amend his complaint to substitute state constitutional claims for the tort claims. The superior court granted the motion to amend, ruling that the inmate may have a damages claim for violation of his state constitutional rights under the cireum-stances of the case. In the same order, the superior court partially granted and partially denied the motion to dismiss The State petitioned for review of the superior court's legal conclusions. We accepted the petition and requested briefing on three issues: (1) whether the Attorney General's certification is subject to judicial review; (2) whether the inmate's claims arise out of an assault or battery for which the State is immune; and (8) whether a state constitutional claim for damages exists under the circumstances of this case.

We conclude that the Attorney General's certification is subject to judicial review, that some of the inmate's claims arise out of an assault or battery for which the State is immune, and that a damages claim under the state constitution does not exist under the cireumstances of this case. In light of these conclusions, we vacate the superior court's order on the motion to amend and motion to dismiss, and remand for further proceedings.

II. FACTS AND PROCEEDINGS

In October 2006, an incident occurred between inmate Paul Heisey and two correctional officers at the Anchorage Correctional Complex. In a complaint filed in October 2008, Heisey claimed that while he was in restraints and being escorted by the officers along a corridor, the officers either performed a "take down" and "slammed [him] to the floor face first" or negligently caused him to fall, resulting in serious physical injury and disfigurement. The complaint stated several alternate theories of tort lability against both the correctional officers and the State of Alaska. These included that (1) the State owed a duty to Heisey to ensure that its correctional officers were properly trained in the use of force, and breached that duty by negligently training and supervising the officers; (2) the State, by and through its officers, negligently used excessive force, thereby causing injury to Heisey; (8) the correctional officers "negligently handled Heisey when they allowed him to fall on his face"; and (4) the actions of the officers "constituted an intentional assault."

In December 2008, the State submitted to the superior court the Attorney General's certification pursuant to AS 09.50.253(c). 1 The Attorney General determined that the correctional officers had been acting within the scope of their employment, and the State substituted itself as the party defendant for the officers. The State also filed a motion to dismiss on the grounds that Heisey's claims arose out of the officers' alleged assault and battery and the State was immune under AS 09.50.250(3). 2

In opposing the motion to dismiss, Heisey argued that the State had mischaracterized the complaint as alleging assault and battery alone. He noted that he had also alleged the use of excessive force, and argued that the *1085 State was not immune from claims arising out of the use of excessive force. The State replied that all claims in the complaint did arise out of an alleged assault or battery, the excessive foree claims included, and therefore the State was immune to all claims in the complaint. Neither party mentioned Heis-ey's claim that the individual defendants negligently handled him and caused his injuries through their negligence.

While a decision was pending on the motion to dismiss, Heisey moved to amend his complaint. The new complaint would have substituted alleged violations of the Alaska Constitution for his tort claims. The State opposed Heisey's motion, arguing that the State was immune from all the claims in the amended complaint. The State also argued that Alaska has never recognized a Bivens, type claim for alleged violations of the Alaska Constitution. Heisey responded that AS 09.50.250 grants no immunity for alleged violations of the Alaska Constitution. He also asserted that, while Alaska has never recognized a private right of action for state constitutional torts, neither has it rejected such a cause of action.

Superior Court Judge Sen K. Tan held oral argument on the motion to dismiss and the motion to amend. At that time the court sua sponte inquired whether the Attorney General's certification was subject to judicial review. As neither party had briefed this issue, the superior court ordered supplemental briefing on the availability of judicial review under AS 09.50.258(c).

In September 2009, the superior court issued an order concluding (1) that the State was "clearly immune from suit on the intentional tort" claim under AS 09.50.250(8); (2) that the State was immune from Heisey's negligent training and supervision claim under Alaska case law; and (8) that the Attorney General's AS 09.50.253(c) certification that a state employee was acting within the scope of employment was not subject to judicial review. The superior court dismissed Heisey's non-constitutional claims but nevertheless permitted Heisey's motion to amend, concluding that this may be an instance where a Bivens-type claim exists, In the same order, the court partially denied and partially granted the State's motion to dismiss.

The State moved for reconsideration, claiming that the superior court had unlawfully permitted Heisey to amend his complaint to add state Bivens-type claims. Heis-ey responded that state constitutional tort claims are not barred by AS 09.50.250, and that he had met the requirements for a Bivens action. The court denied the State's motion.

The State petitioned this court for review of the superior court's order on the motion to dismiss and the motion to amend. Heisey's response asked us to accept review and to consider additional issues not raised in the State's petition. We granted the petition and ordered briefing of three issues: (1) whether the Attorney General's certification under AS 09.50.2583 is subject to judicial review; (2) whether Heisey's claims arise out of an alleged assault and battery for which the State is otherwise immune; and (8) whether Heisey is entitled to bring a damages claim for violation of his state constitutional rights under the circumstances of this case.

III. STANDARD OF REVIEW

Matters of constitutional or statutory interpretation are questions of law, which we review de novo. 3

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Cite This Page — Counsel Stack

Bluebook (online)
271 P.3d 1082, 2012 Alas. LEXIS 38, 2012 WL 676367, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-department-of-corrections-v-heisey-alaska-2012.