Barry J. Maron, Dr. v. United States of America Stephen E. Epstein, Dr. Lameh Fananapazir, Dr. Edward Korn, Dr. Neil Epstein, Dr.

126 F.3d 317, 1997 U.S. App. LEXIS 25242, 1997 WL 576335
CourtCourt of Appeals for the Fourth Circuit
DecidedSeptember 18, 1997
Docket96-1492
StatusPublished
Cited by80 cases

This text of 126 F.3d 317 (Barry J. Maron, Dr. v. United States of America Stephen E. Epstein, Dr. Lameh Fananapazir, Dr. Edward Korn, Dr. Neil Epstein, Dr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barry J. Maron, Dr. v. United States of America Stephen E. Epstein, Dr. Lameh Fananapazir, Dr. Edward Korn, Dr. Neil Epstein, Dr., 126 F.3d 317, 1997 U.S. App. LEXIS 25242, 1997 WL 576335 (4th Cir. 1997).

Opinion

Affirmed by published opinion. Judge ERVIN wrote the opinion, in which Judge LUTTIG and Judge HILTON joined.

OPINION

ERVIN, Circuit Judge.

Dr. Barry Marori filed two suits against fellow doctors at the National Institutes of Health (N.I.H.). In each case, the United States was substituted as the sole defendant and the complaint was dismissed on the ground that the United States had sovereign immunity from suit. Marón appeals both dismissals. For the reasons explored below, we affirm.

I

On May 6, 1993, Marón filed a five count complaint, hereinafter called “Marón I,” charging that Doctors Stephen Epstein, Lameh Fananapazir, Edward Korn and Neal Epstein had committed tortious acts against him, including, among other things, intention *320 al infliction of emotional distress, civil conspiracy, and invasion of privacy. Marón also included the United States as a defendant in this complaint. Marón, a renowned cardiologist, was serving as-Director of the Echocardiography Laboratory at the N.I.H. when the complained-of incidents began, and the defendants were his colleagues. Sometime in 1989, Marón discovered that Fananapazir was engaging in what Marón believed to be scientific misconduct. Marón voiced his concerns to a superior at the N.I.H. Shortly thereafter, Marón alleges, he began to be treated very poorly by his fellow physicians. Maron’s specific allegations are detailed in his complaints and include assertions that the doctors removed him from positions of power in the Lab, -denigrated him in front of his patients, published false accusations about him, restricted his access to patients and ongoing experiments, removed his name as coauthor of several publications, declined to credit him for his work at the Lab, and told patients that he was no longer employed at the N.I.H. It is noteworthy that, although the most serious incidents allegedly occurred after Marón reported Fananapazir’s' misconduct, his complaint also lists poor treatment at the hands of the defendants prior to Mar-on’s discovery and report concerning Fananapazir.

On July 22, 1993, the United States filed an answer to the complaint in Marón I and moved, pursuant to 28 U.S.C. § 2679, to substitute itself as the sole defendant. 1 The acting United States Attorney for the District of Maryland filed a certification that he had read the complaint and other- documents and that he believed the doctor-defendants had been acting within the scope of their federal employment at the time of the alleged acts. The district court denied Mar-on’s attempts to challenge the certification because our circuit law at the time held that certifications were dispositive on the issue of substitution and were not judicially reviewable. See Johnson v. Carter, 983 F.2d 1316 (4th Cir.1993) (en banc), overruled by Gutierrez de Martinez v. Lamagno, 615 U.S. 417, 115 S.Ct. 2227, 132 L.Ed.2d 375 (1995). The district court therefore granted the motion for substitution without a hearing. The district court eventually dismissed Maron’s complaint pursuant to the Feres doctrine and on the ground that suit against the United States is barred by sovereign immunity, which the United States has not waived for the torts alleged in Maron’s complaint. 2

On September 19, 1994, before Marón I was dismissed but after the United States had moved for its dismissal, Marón filed “Marón II” in Maryland state court. The verified complaint is similar to that in Marón 1, although Marón added a handful of new incidents which allegedly occurred after he left the N.I.H. and began employment elsewhere. Marón alleged that the defendants continued to publicly denigrate his skill and harass him even after he left the N.I.H., telling his subsequent employer that he was untrustworthy. In addition, Marón alleged that he received several harassing phone calls, that a cruel sign was hung in his old office after he left, and that his new colleagues received faxes besmirching Maron’s character and ability. Marón was and still is unable to specifically attribute the faxes, sign, or calls to any of the named defendants and the incidents are simply charged in his complaint to anonymous perpetrators.

In October 1994, the government filed a notice removing Marón II to federal court *321 and moving for substitution of the United States as the sole defendant; again, the United States attached a scope of employment certification. While motions were pending in both cases, including Maron’s motion to have the case remanded to state court and his opposition to the substitution of the United States, the Supreme Court decided Gutierrez de Martinez v. Lamagno, 515 U.S. 417, 115 S.Ct. 2227, 132 L.Ed.2d 375 (1995) (“Gutierrez”), which held that certifications regarding the scope of employment were reviewable by the district court.

In light of Gutierrez, the district court held a hearing and invited legal memoranda on the issue of the proper procedure for reviewing the certifications from both Marón I and Marón II. The court also allowed Marón to seek discovery limited to the scope of employment issue. The district court had to remind Marón several times to limit the scope of his discovery demands and finally ordered Marón to depose several defendants in its presence.

On March 19, 1996, the district court held an evidentiary hearing to decide the issue of substitution. Following Maron’s presentation of evidence and extensive colloquies between the district court and counsel to both parties, the court concluded that the defendants had been acting within the scope of their employment in all of the counts from both Marón I and Marón II. Then, with the single exception of paragraph 67 in Marón II, the court dismissed all counts of both suits on the grounds of sovereign immunity and the Feres doctrine. See supra note 2. Marón I was closed and Marón II was reduced to paragraph 67. 3 On April 18, 1996, Marón filed a notice of appeal in'both Marón I and Marón II and moved to dismiss Marón II. On May 8, the court granted this motion and closed Marón II. 4

II

The Federal Tort Claims Act (Tort Claims Act), as amended by the Federal Employee Liability Reform and Tort Compensation Act (FELRTCA), codified at 28 U.S.C. §§ 1346(b), 2671-80, immunizes a federal employee from liability for his “negligent or wrongful .act[s] or omission[s] ..; while acting within the scope of his office or employment....” 28 U.S.C. § 2679(b)(1).

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Bluebook (online)
126 F.3d 317, 1997 U.S. App. LEXIS 25242, 1997 WL 576335, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barry-j-maron-dr-v-united-states-of-america-stephen-e-epstein-dr-ca4-1997.