Marilyn A. Kimbro v. Dolores Velten, Department of Veterans Affairs, and United States of America

30 F.3d 1501, 308 U.S. App. D.C. 134, 1994 U.S. App. LEXIS 20259
CourtCourt of Appeals for the D.C. Circuit
DecidedAugust 5, 1994
Docket18-3031
StatusPublished
Cited by80 cases

This text of 30 F.3d 1501 (Marilyn A. Kimbro v. Dolores Velten, Department of Veterans Affairs, and United States of America) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marilyn A. Kimbro v. Dolores Velten, Department of Veterans Affairs, and United States of America, 30 F.3d 1501, 308 U.S. App. D.C. 134, 1994 U.S. App. LEXIS 20259 (D.C. Cir. 1994).

Opinion

Opinion for the Court filed by Circuit Judge SILBERMAN.

SILBERMAN, Circuit Judge:

Appellants challenge the district court’s orders, which resubstituted defendant Velten in lieu of the United States and remanded to the Superior Court of the District of Columbia. We reverse and remand for the district court to conduct an evidentiary hearing to ascertain whether Velten acted within the scope of her employment at the time of the alleged incident.

I.

Marilyn Kimbro filed a $2,000 claim in the Small Claims and Conciliation Branch of the Superior Court of the District of Columbia against fellow Department of Veteran Affairs employee Dolores Velten for assault and battery. KImbro’s amended complaint alleged that Velten “without provocation and without the consent of [Kimbro], viciously struck the Plaintiff on the right arm.” The U.S. Attorney, pursuant to the Westfall Act, 28 U.S.C. § 2679(d)(2) (1988) (the Federal Employees Liability Reform and Tort Compensation Act of 1988, Pub.L. No. 100-694, § 6, 102 Stat. 4563, 4564-65 (1988)), and 28 C.F.R. § 15.3 (1993), certified that Velten had been acting within the scope of her employment when the incident allegedly took place. As a result of the certification, the ease was removed to the federal court and the United States was substituted as a defendant. The government then moved to dismiss the action on the grounds that Kimbro had no claim under the Federal Tort Claims Act (FTCA). Kimbro opposed the motion and moved to remand the case to superior court, claiming that, as Velten was acting outside the scope of her employment when she assaulted Kimbro, the Attorney General’s certification was in error.

Velten filed a sworn declaration claiming that she did not recall ever touching Kimbro and that at the time of the alleged incident she was performing an official duty. William Sandoval, the supervisor of both Velten and Kimbro, also submitted a sworn declaration stating that it was within Velteris scope of employment to move about the hallway where Kimbro was allegedly struck and that all employees are regarded as performing official duties while in the hallway. Kimbro responded with an affidavit stating that while she was attempting to make a copy of Vel-teris timecard, Velten obstructed her path and then struck her on the right arm. Kimb-ro argued that this intentional assault could not possibly be within the scope of Velteris employment.

The district court issued an order dismissing the United States as defendant, resubsti-tuting Velten, and remanding the case to the superior court. 767 F.Supp. 6. The court did not decide whether Velten had been acting within the scope of employment (or whether an assault had, in fact, occurred). Instead, the court reasoned that if the assault had occurred, it could not be within the scope of employment, and if the assault did not occur (of course), no tort took place. Under either scenario, the FTCA was not implicated. The district court concluded that the United States was an improper defen *1503 dant, ordered that Velten be resubstituted, and remanded the case to the superior court for further proceedings. After the government unsuccessfully moved for reconsideration, the case files were transferred to the superior court and the government appealed.

II.

Kimbro (whose case was effectively presented by appointed counsel) challenges our jurisdiction to review the district court’s order. She claims first that 28 U.S.C. § 1447(d) (1988), which provides that “[a]n order remanding a case to the State court from which it was removed is not reviewable on appeal or otherwise,” bars review. Although the government has not expressly appealed the remand order, Kimbro argues that the two orders (the remand order and the resubstitution order) are so interrelated as to be functionally the same. The answer as to who is the proper defendant necessarily resolves the question as to which is the proper forum. If we should conclude that the district court erred in resubstituting Velten as defendant, Kimbro argues, the government would simply remove the case again to district court, and thus would have accomplished indirectly what the statute bars directly. 1

The Supreme Court long ago, however, held that § 1447(d) does not bar appellate review of an order made in conjunction with a remand to state court, even one that was a basis for the decision to remand. In Waco v. United States Fidelity & Guar. Co., 293 U.S. 140, 55 S.Ct. 6, 79 L.Ed. 244 (1934), a determination that a party who supplied the basis for diversity jurisdiction had been improperly joined by cross-claims was held appealable even though the party’s dismissal was included in a single order that also directed a remand. The dismissal decision was thought to be analytically anterior to and separate from the decision to remand. See Waco, 293 U.S. at 143, 55 S.Ct. at 7. We agree with the Third and Fifth Circuits, which have determined that the same principle applies to the situation presented in this case. The resub-stitution issue “logically precedes the question of remand.” Aliota v. Graham, 984 F.2d 1350, 1353 (3rd Cir.), cert. denied, — U.S. -, 114 S.Ct. 68, 126 L.Ed.2d 37 (1993); Mitchell v. Carlson, 896 F.2d 128, 132-33 (5th Cir.1990). The resubstitution decision hinged upon appealable issues of substantive law and is thus separable from the unreviewable jurisdictional question of the proper forum. See In Re TMI Litigation Cases Consolidated II, 940 F.2d 832, 843-44 (3d Cir.1991), ce rt. denied, — U.S. -, 112 S.Ct. 1262, 117 L.Ed.2d 491 (1992).

We also agree with both Circuits that, alternatively, the resubstitution order should be regarded as a reviewable final order within the meaning of 28 U.S.C. § 1291 (1988), because it is covered by the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). The resubstitution order easily meets the three criteria of Cohen: it conclusively decided a disputed issue, the issue presented is completely separate from the merits, and it would be effectively unreviewable on appeal from a final judgment. See Cohen, 337 U.S. at 546, 69 S.Ct. at 1225-26. This last because, if resubstituted, Velten would be denied the full protection of the Westfall Act, which is designed to confer immunity not just from judgment but from trial. See Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct.

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Bluebook (online)
30 F.3d 1501, 308 U.S. App. D.C. 134, 1994 U.S. App. LEXIS 20259, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marilyn-a-kimbro-v-dolores-velten-department-of-veterans-affairs-and-cadc-1994.