Amended August 20, 2014 Christopher J. Godfrey v. State of Iowa Terry Branstad, Governor of the State of Iowa, Individually and in His Official Capacity Kimberly Reynolds, Lieutenant Governor of the State of Iowa, Individually and in Her Official Capacity Jeff Boeyink, Chief of Staff to the Governor of the State of Iowa, Individually and in His Official Capacity Brenna Findley, Legal Counsel to

847 N.W.2d 578, 2014 WL 2553412, 2014 Iowa Sup. LEXIS 64
CourtSupreme Court of Iowa
DecidedJune 6, 2014
Docket12–2120
StatusPublished
Cited by21 cases

This text of 847 N.W.2d 578 (Amended August 20, 2014 Christopher J. Godfrey v. State of Iowa Terry Branstad, Governor of the State of Iowa, Individually and in His Official Capacity Kimberly Reynolds, Lieutenant Governor of the State of Iowa, Individually and in Her Official Capacity Jeff Boeyink, Chief of Staff to the Governor of the State of Iowa, Individually and in His Official Capacity Brenna Findley, Legal Counsel to) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Amended August 20, 2014 Christopher J. Godfrey v. State of Iowa Terry Branstad, Governor of the State of Iowa, Individually and in His Official Capacity Kimberly Reynolds, Lieutenant Governor of the State of Iowa, Individually and in Her Official Capacity Jeff Boeyink, Chief of Staff to the Governor of the State of Iowa, Individually and in His Official Capacity Brenna Findley, Legal Counsel to, 847 N.W.2d 578, 2014 WL 2553412, 2014 Iowa Sup. LEXIS 64 (iowa 2014).

Opinions

WIGGINS, Justice.

A plaintiff brought an action against the State of Iowa and individual defendants. The plaintiff named the individual defendants in their official and individual capacities. The attorney general certified under Iowa Code section 669.5(2)(a) (2011) that at certain times material to the plaintiffs allegations, the individual defendants were acting within the scope of their employment. Thus, certain immunities under Iowa Code section 669.14 applied to various counts of the petition. The district court held the attorney general’s certification was applicable to all of the plaintiffs claims. Consequently, the district court dismissed those counts alleging the individual defendants acted outside the scope of their employment.

On appeal, we hold the attorney general’s certification is not applicable to plaintiffs common law claims alleging the individual defendants acted outside the scope of their employment. Therefore, we remand the case back to the district court to allow the fact finder to decide whether the individual defendants’ actions were within each individual’s scope of employment.

I. Background Facts and Proceedings.

Christopher J. Godfrey is the workers’ compensation commissioner. In 2009, Governor Chet Culver appointed him to this position for a six-year term. God-frey’s term expires on April 30, 2015. Pri- or to July 2011, Godfrey’s salary was $112,068.84. '

On December 3, 2010, Governor-elect Terry Branstad demanded Godfrey’s resignation. Godfrey refused. After Godfrey’s refusal to resign, Godfrey alleges he had a meeting with the chief of staff to the governor, Jeffrey Boeyink, and the legal counsel to the governor, Brenna Findley, in which these individuals attempted to intimidate and harass him into resigning by threatening to reduce his salary. Godfrey again refused to resign. Subsequently, the Governor reduced Godfrey’s salary to $73,250.

In response to these actions, Godfrey filed an amended petition alleging causes of action against the State of Iowa; Terry Branstad, Governor of the State of Iowa, individually and in his official capacity; Kimberly Reynolds, Lieutenant Governor, individually and in her official capacity; Jeffrey Boeyink, chief of staff to the governor, individually and in his official capacity; Brenna Findley, legal counsel to the governor, individually and in her official capacity; Timothy Albrecht, communications director to the governor, individually and in his official capacity; and Teresa Wahlert, director of Iowa Workforce Development, individually and in her official capacity. The counts relevant to this appeal are counts VI through XVI: procedural and substantive due process claims against all defendants under the Iowa Constitution for Godfrey’s property interest in his employment; procedural and substantive due process claims against all defendants under the Iowa Constitution for Godfrey’s liberty interest in his reputation; an equal protection claim against the State under the Iowa Constitution; interference-with-contract-relations claims against the individual defendants; interference-with-prospective-business-advantage claims against the individual defendants; defamation claims against defendant Reynolds, defendant Albrecht, defendant Branstad, and defendant Boeyink; and extortion claims against defendant Findley and defendant Boeyink. By bringing his suit against defendants individually and in their official [581]*581capacities, Godfrey joined his claims against the individual defendants with his claims against the defendants in their official capacity. See Iowa R. Civ. P. 1.231 (allowing the joinder of multiple or alternative claims in a single petition against a single defendant under certain circumstances); id. r. 1.233 (allowing the joinder of multiple defendants in a single petition under certain circumstances).

The Iowa attorney general provided a certification pursuant to Iowa Code section 669.5(2)(a) certifying the individual defendants were acting within the scope of their employment at the time of the allegations contained in the amended petition. The defendants then moved to substitute the State of Iowa in place of the individual defendants for counts VI through XVI pursuant to Iowa Code section 669.5(2)(a). The relief asked for in the motion was to strike all references to the individual defendants in counts VI through XVI. The individual defendants did not ask the court to dismiss any counts of the petition.

Godfrey resisted the motion on two grounds. First, he argued the individual defendants were not acting within the scope of their employment, and therefore, were not subject to substitution based on the attorney general’s certification under section 669.5(2)(a). Second, he argued the substitution of the State for the named defendants in these counts did not automatically require dismissal of those counts.

The district court held a hearing on the motion to substitute. At the hearing, the district court asked Godfrey’s trial counsel if Godfrey was resisting any of the counts discussed in the partial summary judgment motion. Counsel responded as follows:

MS. CONLIN: I don’t think so, Your Honor.
We also agree that claims for prejudgment interest and punitive damages are not proper against the State, but we don’t think we ever pled them against the State. And if we did, that was a mistake. So this depends on the Court’s ruling as to the individual defendants.
In paragraph 4 — incidentally, Your Honor, paragraph 4 of our resistance we withdraw those claims, but I don’t think we want to withdraw them as to the individual defendants.
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MS. CONLIN: .... And so it seems to us that we can maintain claims for prejudgment interest and for punitive damages against the individual defendants insofar as they are still parties to this proceeding.
And if I may say, Your Honor, in connection with our earlier motion, what the State says is that a state employee is for all times and all purposes cloaked with immunity for things like assault and battery. So if a state employee goes out at lunch, it’s a business lunch, and gets into a quarrel and knocks somebody down, the State says they are immune. And I say they are not.
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MS. CONLIN: I think the State’s position on this is just untenable, and a state employee is a state employee when he or she is acting in the scope of employment, but not otherwise.

Trial counsel’s statements identify a distinction between the claims Godfrey made against the defendants in their official capacities, i.e., in their scope of employment where the court could properly substitute the State, and the claims Godfrey made against the defendants in their individual capacities.1

[582]*582Subsequent to the hearing, the parties agreed the district court should dismiss counts X through XV in their entirety if (1) the district court granted the defendants’ motion to substitute the State of Iowa, (2) the district court found against Godfrey on his claim that substitution of the State for the named defendants did not lead to the automatic dismissal of those counts, and (3) the district court decided the certification did not allow Godfrey to pursue his actions against the individual defendants who were not acting within the scope of their employment.2

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Bluebook (online)
847 N.W.2d 578, 2014 WL 2553412, 2014 Iowa Sup. LEXIS 64, Counsel Stack Legal Research, https://law.counselstack.com/opinion/amended-august-20-2014-christopher-j-godfrey-v-state-of-iowa-terry-iowa-2014.