Soehnlein v. Soehnlein

131 N.W. 739, 146 Wis. 330, 1911 Wisc. LEXIS 142
CourtWisconsin Supreme Court
DecidedJune 1, 1911
StatusPublished
Cited by28 cases

This text of 131 N.W. 739 (Soehnlein v. Soehnlein) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Soehnlein v. Soehnlein, 131 N.W. 739, 146 Wis. 330, 1911 Wisc. LEXIS 142 (Wis. 1911).

Opinions

Maushalx, J.

The facts here must be regarded undisputed. Thereby a very simple case is presented of distributing net accumulations of a corporation from ordinary operations of its business during the existence of a trust in part of its capital stock, created by a conveyance in general terms, of the beneficial interest therein to one person for a term, remainder over to another or others; such distribution being in the form of common stock in which profits had been invested, and new preferred stock, both changing surplus into liabilities to stock or accumulated income into permanent capital. In such circumstances who takes the distributive share, the term tenant or the remainderman?

There is no question here as to legitimacy of distribution or-increase of stock. Indeed, it is not perceived how any could well be raised. There is no legal objection, in the absence' of some statute to the contrary, to a corporation declaring a dividend, payable in stock, out of its net income, leaving its-ordinary capital unimpaired. That method is common. True, the general conception of- dividend incidents to corporate stock is payment from time to time out of net income of moderate amounts, somewhat in the nature, as to regularity of payment and amount thereof, of interest on money investments represented by notes and bonds. But for convenience of the corporation and according to the judgment of directors, dividends out of net earnings carried as undivided profits, or surplus, or otherwise, and existing in cash or property, may be made in cash or stock of any legitimate kind by some method which will operate to actually transfer distrib[337]*337utable assets — those not impairing capital — to individual ownership of stockholders, or constructively do so by beneficially giving them additional shares of stock, thus changing the distributable property into permanent capital against new liabilities. Moreover, by the written law of this state the stock method of distribution is recognized as legitimate and expressly authorized.

Sec. 1765, Stats. (1898), provides that

“Any corporation which has invested or may invest its net earnings or income or any part thereof in permanent additions to its property or whose property shall have increased in value, may lawfully declare a dividend payable to stockholders upon its capital either in money or in stock to the extent of the net earnings or income so invested or of the said increase in the value of its property; but the total amount of such dividend shall not exceed the actual cash value of the assets owned by the corporation in excess of its total liabilities, including its capital stock.”

That is but a statutory declaration of what has become unwritten law by the uniform trend of decisions.

Note that, independently of any statutory provision, the distribution of net income may not only efficiently change net assets, accumulated from income or increase in value of property, into additional stock liabilities, balanced by a transfer of such net assets to fixed capital, but the new stock may take the form of preferred. Moreover, at this point, the legitimacy of such a transaction is put beyond possible question by sec. 1759a, Stats. (1898), which provides that a corporation

“May issue preferred stock either at the time the common stock is issued in the first instance or at any time afterwards if all of the shareholders consent thereto. Such preferred stock may be so issued as to secure to the holder thereof the payment of dividends out of profits at a specified rate before dividends shall be paid upon the common stock, and for payment of such dividends accumulated or in arrears thereon; but such preferred stock shall give no preference over common stock in the distribution of corporate assets other than profits, [338]*338and dividends thereon shall in no case be paid ont of the corporate assets not accruing from profits. . . .”

The dividend in question must be regarded as having been actually paid in stock. The outside arrangement to which all stockholders as individuals were parties, though contemplated by the directors in making, the dividend whereby the new stock was converted into money and, in effect, reached the stockholders in that form, makes no difference. The agent in the conversion acted for the individual owners, not for the corporation. Whoever was entitled to a distributive share of the stock became entitled to a like share of the proceeds of the sale thereof. The contest now is over such proceeds, but the right to the latter governs the right to the former. In other words, if the term beneficiary was entitled to the stock-dividend she is entitled to the money derived from the sale of the stock, as the trial court decreed, and not otherwise, and the judgment must be affirmed.

Notwithstanding some incidental allusions to the matter in Pabst v. Goodrich, 133 Wis. 43, 113 N. W. 398, the proposition for solution now has not heretofore been considered for decision’in this court. That case should not be read to the contrary, notwithstanding,, it must be said, a different idea might be derived from reading the ease as a whole, in the absence of some declaration to the contrary as made here.

There is much judicial and elementary literature in respect to the subject of discussion elsewhere but, in the aggregate, it is of such a nature as to rather confuse and render obscure any general logical basis for any general rule with which all authorities can be harmonized, if any such exist. It seems, at least without careful analysis, as other courts and text-writers have observed, that such authorities are in irreconcilable conflict. That is certainly true, as regards the dominant feature in the decisions upon the one side, which are few in number, after eliminating those reaching practically the same result but without appreciating the real basis for it, adopted [339]*339by the supreme court of Massachusetts to which all'refer. Therefore, little or no benefit can be derived from an extensive discussion of mere case law. The. better way is to discover the essential principles involved, if that can be done, and for a rule, trace the operation of such principles to a logical result. iWe will endeavor to do that, but give more than a passing notice to the decision of the federal supreme court, which, ordinarily, this court would follow in regard to' a question in respect to which it had not theretofore spoken.

Further suggesting the perplexities of the situation from the point of view of case law, we read of the American or Pennsylvania rule,- the Massachusetts rule, Maine rule, New York rule, English rule, and perhaps others. There are adherents, in general, in some jurisdictions to one rule, in others to another, and so on through the list, with exceptions according to the varying views of judges, in the aggregate creating about as unsatisfactory a condition on a very important subject as could well be imagined.

V-ery naturally, in the situation we have pictured, without exaggeration it is thought, counsel for appellants appeal to the court to apply the rule stated in Topolewski v. Plankinton P. Co. 143 Wis. 52, 126 N. W.

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Bluebook (online)
131 N.W. 739, 146 Wis. 330, 1911 Wisc. LEXIS 142, Counsel Stack Legal Research, https://law.counselstack.com/opinion/soehnlein-v-soehnlein-wis-1911.