Smith v. Texas

550 U.S. 297, 127 S. Ct. 1686, 167 L. Ed. 2d 632, 2007 U.S. LEXIS 4537
CourtSupreme Court of the United States
DecidedApril 25, 2007
Docket05-11304
StatusPublished
Cited by88 cases

This text of 550 U.S. 297 (Smith v. Texas) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Smith v. Texas, 550 U.S. 297, 127 S. Ct. 1686, 167 L. Ed. 2d 632, 2007 U.S. LEXIS 4537 (2007).

Opinions

Justice Kennedy

delivered the opinion of the Court.

The jury in a Texas state court convicted petitioner La-Royce Lathair Smith of first-degree murder and determined he should receive a death sentence. This Court now reviews a challenge to the sentencing proceeding for a second time.

The sentencing took place in the interim between our decisions in Penry v. Lynaugh, 492 U. S. 302 (1989) (Penry I), and Penry v. Johnson, 532 U. S. 782 (2001) (Penry II). In Penry I the Court addressed the special-issue questions then submitted to Texas juries to guide their sentencing determinations in capital cases. The decision held that the Texas special issues were insufficient to allow proper consideration [300]*300of some forms of mitigating evidence. Following a pretrial challenge to the special issues by Smith, the trial court issued a charge instructing the jury to nullify the special issues if the mitigating evidence, taken as a whole, convinced the jury Smith did not deserve the death penalty. After Smith’s trial, Penry II held a similar nullification charge insufficient to cure the flawed special issues. Smith, on state collateral review, continued to seek relief based on the inadequacy of the special issues, arguing that the nullification charge had not remedied the problem identified in his pretrial objection. The Texas Court of Criminal Appeals affirmed the denial of relief, distinguishing Smith’s case from the Penry precedents. Ex parte Smith, 132 S. W. 3d 407 (2004).

This Court, by summary disposition, reversed. Smith v. Texas, 543 U. S. 37 (2004) (per curiam) (Smith I). On remand the Court of Criminal Appeals again denied Smith relief. It held, for the first time, that Smith’s pretrial objections did not preserve the claim of constitutional error he asserts. Under the Texas framework for determining whether an instructional error merits reversal, the state court explained, this procedural default required Smith to show egregious harm — a burden the court held he did not meet. Ex parte Smith, 185 S. W. 3d 455, 467-473 (2006). The requirement that Smith show egregious harm was predicated, we hold, on a misunderstanding of the federal right Smith asserts; and we therefore reverse.

I

A

The Special Issues

Under Texas law the jury verdict form provides special-issue questions to guide the jury in determining whether the death penalty should be imposed. At the time of Smith’s trial, Texas law set forth three special issues. The first addressed deliberateness; the second concerned future dan[301]*301gerousness; and the third asked whether the killing was an unreasonable response to provocation by the victim. Provocation was not applicable to Smith’s case so the third question was not included in the instructions. If the jury answered the two applicable special-issue questions in the affirmative, the death penalty would be imposed.

In Penry I, the Court held that neither of these special-issue instructions was “broad enough to provide a vehicle for the jury to give mitigating effect” to the evidence at issue in that case. Penry II, supra, at 798 (citing, and characterizing, Penry I, supra, at 322-325). We refer to the inadequacy of the special-issue instructions as “Penry error.”

For the brief period between Penry I and the Texas Legislature’s addition of a catchall special issue, Texas courts attempted to cure Penry error with a nullification charge. In Smith’s case the trial court instructed that if a juror was convinced the correct answer to each special-issue question was “yes,” but nevertheless concluded the defendant did not deserve death in light of all the mitigating evidence, the juror must answer one special-issue question “no.” The charge was not incorporated into the verdict form. See, e. g., 1 App. 123-124. In essence the jury was instructed to misrepresent its answer to one of the two special issues when necessary to take account of the mitigating evidence.

In Penry II, the Court concluded that a nullification charge created an ethical and logical dilemma that prevented jurors from giving effect to the mitigating evidence when the evidence was outside the scope of the special issues. As the Court explained, “because the supplemental [nullification] instruction had no practical effect, the jury instructions . . . were not meaningfully different from the ones we found constitutionally inadequate in Penry 532 U. S., at 798. In other words, Penry II held that the nullification charge did not cure the Penry error.

Penry II and Smith I recognized the ethical dilemma, the confusion, and the capriciousness introduced into jury delib[302]*302erations by directing the jury to distort the meaning of an instruction and a verdict form. Penry II, supra, at 797-802; Smith I, supra, at 45-48. These are problems distinct from Penry error and may be grounds for reversal as an independent matter; but we need not reach that issue here, just as the Court did not need to reach it in Penry II or Smith I.

When this Court reversed the Court of Criminal Appeals in Smith I, it did so because the nullification charge had not cured the underlying Penry error. See Smith I, 548 U. S., at 48 (holding that “the burden of proof. .. was tied by law to findings of deliberateness and future dangerousness that had little, if anything, to do with” the mitigating evidence). While the ethical and logical quandary caused by the jury nullification charge may give rise to distinct error, this was not the basis for reversal in Smith I. On remand the Court of Criminal Appeals misunderstood this point. Its interpretation of federal law was incorrect.

In light of our decision in Smith I, our review of the facts need not restate the brutality of the murder Smith committed or the evidence he offered in mitigation. See id., at 38-43. We need only address the conclusion of the Court of Criminal Appeals that the constitutional error asserted by Smith was caused by the nullification charge and that, having failed to alert the trial court to that error, Smith was required to demonstrate egregious harm to obtain relief.

B

The Trial

Before voir dire, Smith filed three written motions addressing the jury instructions. In the first, he argued that Jurek v. Texas, 428 U. S. 262 (1976), and Penry I established the constitutional inadequacy of the special issues. The motion maintained that Texas law denied the trial cotut power to cure the problem because “[t]he exclusive methodology for submission to the jury of special issues with regard to infliction of the death penalty [is] contained in” Article 37.071 of [303]*303the Texas Code of Criminal Procedure Annotated (Vernon 2006 Supp. Pamphlet), which did not authorize the trial court to add an additional special issue on mitigation. 1 App. 9.

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Bluebook (online)
550 U.S. 297, 127 S. Ct. 1686, 167 L. Ed. 2d 632, 2007 U.S. LEXIS 4537, Counsel Stack Legal Research, https://law.counselstack.com/opinion/smith-v-texas-scotus-2007.