Ex Parte Smith

132 S.W.3d 407, 2004 Tex. Crim. App. LEXIS 664, 2004 WL 840128
CourtCourt of Criminal Appeals of Texas
DecidedApril 21, 2004
Docket74228
StatusPublished
Cited by33 cases

This text of 132 S.W.3d 407 (Ex Parte Smith) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ex Parte Smith, 132 S.W.3d 407, 2004 Tex. Crim. App. LEXIS 664, 2004 WL 840128 (Tex. 2004).

Opinions

OPINION

COCHRAN, J.,

delivered the opinion of

the Court,

joined by KELLER, P.J., MEYERS, WOMACK and JOHNSON, JJ.

We deny habeas corpus relief in this case because there was no constitutional [409]*409infirmity in applicant’s capital-murder punishment-phase jury instructions. First, applicant’s mitigation evidence was not Penry I evidence; therefore, the jury could give effect to this evidence within the scope of the two special issues. Second, we find no error in the trial court’s supplementary nullification instruction. I.

In 1991, a Dallas County jury convicted applicant of capital murder for the robbery-murder of Jennifer Soto. During the punishment phase, applicant introduced evidence that he had a difficult family life as a child and that he was mentally slow, though not mentally retarded. Under the law in effect at the time of the trial, the jury was then given two special issues during the punishment phase: First, was the killing deliberate? And second, does the defendant pose a continuing danger to others? Because this trial took place during that two-year hiatus between the Supreme Court’s decision in Penry 11 and the Texas Legislature’s enactment of a new statutory special issue in response to Pen-ry 7,2 the trial judge also gave the jury a non-statutory nullification instruction. That supplemental instruction read:

You are instructed that you shall consider any evidence which, in your opinion, is mitigating. Mitigating evidence is evidence that reduces the Defendant’s personal or moral culpability or blameworthiness, and may include, but is not limited to, any aspect of the Defendant’s character, record, background, or circumstances of the offense for which you have found him guilty. Our law does not specify what may or may not be considered as mitigating evidence. Neither does our law provide a formula for determining how much weight, if any, a mitigating circumstance deserves. You may hear evidence which, in your judgment, has no relationship to any of the Special Issues, but if you find such evidence is mitigating under these instructions, you shall consider it in the following instructions of the Court. You, and each of you, are the sole judges of what evidence, if any, is mitigating and how much weight, if any, the mitigating circumstances, if any, including those which have no relationship to any of the Special Issues, deserves.
In answering the Special Issues submitted to you herein, if you believe that the State has proved beyond a reasonable doubt that the answers to the Special Issues are ‘Yes,” and you also believe from the mitigating evidence, if any, that the Defendant should not be sentenced to death, then you shall answer at least one of the Special Issues “No” in order to give effect to your belief that the death penalty should not be imposed due to the mitigating evidence presented to you. In this regard, you are further instructed that the State of Texas must prove beyond a reasonable doubt that the death sentence should be imposed despite the mitigating evidence, if any, admitted before you.
You are instructed that you may deliberate as a body about mitigating circumstances, but you are not required to reach a unanimous verdict as to their existence or weight. When you vote about the Special Issues, each of you must decide for yourself whether mitigating circumstances exist and, if so, how much weight they deserve.

[410]*410These supplemental instructions explicitly told the jury that:

1. It “shall” consider any and all mitigating evidence;
2. The mitigating evidence might, but need not, relate to the defendant’s character, record, background, or any circumstances of the offense;
3. Mitigating evidence is any evidence which reduces the defendant’s personal or moral culpability or blameworthiness;
4. Mitigating evidence need not have any relationship to either of the Special Issues;
5. The jurors need not be unanimous about what specific evidence each one considers mitigating;
6. The jurors each decide what evidence is mitigating and how much weight to give it;
7. If the jury finds, from the mitigating evidence, that the defendant should not be sentenced to death, then it “shall” answer one of the Special Issues “No”; and
8. The State must prove, beyond a reasonable doubt, that the death penalty should be imposed despite the mitigating evidence.

Based upon the evidence admitted at trial and the trial judge’s instructions, the jury found that the State carried its burden on the special issues3 and proved, beyond a reasonable doubt, that a death sentence should be imposed despite applicant’s mitigating evidence. Therefore, the trial judge sentenced applicant to death.

On direct appeal, applicant claimed that, under Penry I, Article 37.071 was unconstitutional as applied to him because the jury was unable to give effect to his mitigating evidence in answering the special issues. We rejected this claim and held that, regardless of whether applicant’s mitigating evidence was beyond the scope of the two statutory special issues, the judge’s extensive supplemental instruction provided a sufficient vehicle for the jury to consider all of applicant’s mitigating evidence.4

Applicant filed an original writ of habeas corpus in the convicting court in 1998, but we dismissed that writ as untimely filed. After the Legislature revised Article 11.071, § 4A, to permit applicant to file a new writ, he timely filed another writ and now claims that the trial judge’s supplemental “nullification” instructions were unconstitutional under Penry II.5 Applicant argues that his supplemental jury instructions were “virtually identical” to those given in Penry II, and his mitigation evidence was similar to that offered in Penry II. Therefore, he claims, he is entitled to relief under Penry II.

We disagree. First, the present supplemental instructions are similar to those given in Penry II only to the extent that both were “nullification” instructions. Otherwise, they are dissimilar in ways that render the present instruction constitu[411]*411tionally sufficient. Second, applicant’s evidence of an unhappy childhood and as a slow learner is simply not the “two-edged sword” type of evidence contemplated in either Penry I or Penry II. Applicant might be entitled to relief only if the Supreme Court intended to hold, in Penry II, that all nullification instructions are constitutionally infirm in all cases in which the defendant offers any mitigation evidence. We do not read Penry II that broadly, and neither did the Fifth Circuit in its en banc decision in Robertson v. Cockrell.6 If Robertson (whose mitigation “evidence-in quality and quantity-does not match Penry’s”)7 was not entitled to relief under Penry II, then applicant, whose mitigation evidence does not rise to the level found in Penry I,

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Ex Parte Smith
132 S.W.3d 407 (Court of Criminal Appeals of Texas, 2004)

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Bluebook (online)
132 S.W.3d 407, 2004 Tex. Crim. App. LEXIS 664, 2004 WL 840128, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ex-parte-smith-texcrimapp-2004.