Penry v. Johnson

532 U.S. 782, 121 S. Ct. 1910, 150 L. Ed. 2d 9, 2001 U.S. LEXIS 4309
Supreme Court of the United States·Decided June 4, 2001·No. 00-6677·Published·Cited by 940 cases

Opinions

[786] Justice O’Connor

delivered the opinion of the Court.

In 1989, we held that Johnny Paul Penry had been sentenced to death in violation of the Eighth Amendment because his jury had not been adequately instructed with respect to mitigating evidence. See Penry v. Lynaugh, 492 U.S. 302 (1989) (Penry I). The State of Texas retried Penry in 1990, and that jury also found him guilty of capital murder and sentenced him to death. We now consider whether the jury instructions at Penry’s resentencing complied with our mandate in Penry I. We also consider whether the admission into evidence of statements from a psychiatric report based on an uncounseled interview with Penry ran afoul of the Fifth Amendment.

I

Johnny Paul Penry brutally raped and murdered Pamela Carpenter on October 25,1979. In 1980, a Texas jury found him guilty of capital murder. At the close of the penalty hearing, the jury was instructed to answer three statutorily mandated “special issues”:

“ ‘(1) whether the conduct of the defendant that caused the death of the deceased was committed deliberately and with the reasonable expectation that the death of the deceased or another would result;
“*(2) whether there is a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society; and “‘(3) if raised by the evidence, whether the conduct of the defendant in killing the deceased was unreasonable in response to the provocation, if any, by the deceased.’ ” Id., at 310 (quoting Tex. Code Crim. Proc. Ann., Art. 37.071(b) (Vernon 1981 and Supp. 1989)).

The jury answered “yes” to each issue and, as required by statute, the trial court sentenced Penry to death. 492 U. S., at 310-311.

[787] Although Penry had offered extensive evidence that he was mentally retarded and had been severely abused as a child, the jury was never instructed that it could consider and give mitigating effect to that evidence in imposing sentence. Id., at 320. Nor was any of the three special issues broad enough in scope that the jury could consider and give effect to the mitigating evidence in. answering the special issue. Id., at 322-325. While Penry’s mental retardation was potentially relevant to the first special issue — whether he had acted deliberately — we found no way to be sure that the jurors fully considered the mitigating evidence as it bore on the broader question of Penry’s moral culpability. Id., at 322-323. As to the second issue — whether Penry would be a future danger — the evidence of his mental retardation and history of abuse was “relevant only as an aggravating factor.” Id., at 323 (emphasis in original). And the evidence was simply not relevant in a mitigating way to the third issue — whether Penry had unreasonably responded to any provocation. Id., at 324-325.

The comments of counsel also failed to clarify the jury’s role. Defense counsel had urged the jurors to vote “no” on one of the special issues if they believed that Penry, because of the mitigating evidence, did not deserve to be put to death. The prosecutor, however, had reminded them of their “oath to follow the law and ... answe[r] these questions based on the evidence and following the law.” Id., at 325 (internal quotation marks omitted).

“In light of the prosecutor’s argument, and ... in the absence of instructions informing the jury that it could consider and give effect to the mitigating evidence of Penry’s mental retardation and abused background by declining to impose the death penalty,” we concluded that “a reasonable juror could well have believed that there was no vehicle for expressing the view that Penry did not deserve to be sentenced to death based upon his mitigating evidence.” Id., at 326, [788]*788328. We thus vacated Penry’s sentence, confirming that in a capital case, “[t]he sentencer must... be able to consider and give effect to [mitigating] evidence in imposing sentence,” so that "‘the sentence imposed . . . reflee[ts] a reasoned moral response to the defendant’s background, character, and crime.’” Id., at 319 (quoting California v. Brown, 479 U.S. 538, 545 (1987) (O’Connoe, J., concurring) (emphasis in original)).

Penry was retried in 1990 and again found guilty of capital murder. During the penalty phase, the defense again put on extensive evidence regarding Penry’s mental impairments and childhood abuse. One defense witness on the subject of Penry’s mental impairments was Dr. Randall Price, a clinical neuropsychologist. On direct examination, Dr. Price testified that he believed Penry suffered from organic brain impairment and mental retardation. App. 276-279; 878. In the course of cross-examining Dr. Price, the prosecutor asked what records Price had reviewed in preparing his testimony. Price cited 14 reports, including a psychiatric evaluation of Penry prepared by Dr. Felix Peebles on May 19,1977. Id., at 327. The Peebles report had been prepared at the request of Penry’s then-counsel to determine Penry’s competency to stand trial on a 1977 rape charge — unrelated to the rape and murder of Pamela Carpenter. Id., at 55-60, 125. The prosecutor asked Dr. Price to read a specific portion of the Peebles report for the jury. Over the objection of defense counsel, Dr. Price recited that it was Dr. Peebles’ "professional opinion that if Johnny Paul Penry were released from custody, that he would be dangerous to other persons.” Id., at 413. The prosecutor again recited this portion of the Peebles report during his closing argument. Id., at 668.

When it came time to submit the case to the jury, the court instructed the jury to determine Penry’s sentence by answering three special issues — the same three issues that [789] had been put before the jury in Penry I. Specifically, the jury had to determine whether Penry acted deliberately when he killed Pamela Carpenter; whether there was a probability that Penry would be dangerous in the future; and whether Penry acted unreasonably in response to provocation. App. 676-678. Cf. Penry I, 492 U.S., at 320.

The court told the jury how to determine its answers to those issues:

“[Bjefore any issue may be answered ‘Yes/ all jurors must be convinced by the evidence beyond a reasonable doubt that the answer to such issue should be Tes.’... [I]f any juror, after considering the evidence and these instructions, has a reasonable doubt as to whether the answer to a Special Issue should be answered ‘Yes,' then such juror should vote ‘No' to that Special Issue." App. 672-673.

The court explained the consequences of the jury’s decision:

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Penry v. Johnson, 532 U.S. 782, 121 S. Ct. 1910, 150 L. Ed. 2d 9, 2001 U.S. LEXIS 4309 (2001).

532 U.S. 782 (Penry v. Johnson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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