SHOPO v. HLRB

153 Haw. 431
Hawaii Intermediate Court of Appeals·Decided December 29, 2023·No. CAAP-19-0000643·Published

Opinion

Electronically Filed Intermediate Court of Appeals CAAP-XX-XXXXXXX 29-DEC-2023 07:59 AM Dkt. 86 MO

NO. CAAP-XX-XXXXXXX

IN THE INTERMEDIATE COURT OF APPEALS

OF THE STATE OF HAWAI#I

STATE OF HAWAII ORGANIZATION OF POLICE OFFICERS (SHOPO), Complainant-Appellant-Appellant, v.

HAWAI#I LABOR RELATIONS BOARD; MARCUS R. OSHIRO; SESNITA A.D.

MOEPONO; and STACY MONIZ,1 Agency-Appellees-Appellees, and

ARTHUR "JOE" LOGAN, CHIEF OF POLICE OF THE HONOLULU POLICE DEPARTMENT, CITY AND COUNTY OF HONOLULU, Respondents-Appellees-Appellees

APPEAL FROM THE CIRCUIT COURT OF THE FIRST CIRCUIT (CIVIL NO. 1CC191000270)

MEMORANDUM OPINION

(By: Hiraoka, Presiding Judge, Wadsworth and Nakasone, JJ.)

The State of Hawaii Organization of Police Officers (SHOPO) filed a Prohibited Practices Complaint against Susan Ballard (in her official capacity as chief of the Honolulu Police Department)2 and the City and County of Honolulu with the Hawai#i

1 Under Hawai#i Rules of Appellate Procedure (HRAP) Rule 43(c), a public officer named in a case is automatically substituted by the officer's successor when the holder of the office ceases to hold office on appeal. Accordingly, Hawai#i Labor Relations Board Employer member Stacy Moniz has been substituted for former HLRB member J.N. Musto.

2 Official-capacity suits are a way of pleading an action against the entity of which the officer is an agent. See Kentucky v. Graham, 473 U.S. 159, 165-66, 105 S. Ct. 3099, 87 L. Ed. 2d 114 (1985). Ballard and the City and County of Honolulu will collectively be referred to as the "City." The (continued...)

Labor Relations Board (HLRB or Board). HLRB granted the City's motion for judgment on partial findings. SHOPO appealed to the Circuit Court of the First Circuit.3 The circuit court affirmed HLRB. SHOPO filed this secondary appeal.4 We affirm.

I. BACKGROUND

Ballard was sworn in as chief of the Honolulu Police Department (HPD) on November 1, 2017. On November 3, 2017, all three members of HPD's Peer Support Unit were notified they were being assigned to different units. Sergeant Tenari Ma#afala (supervising the unit as acting lieutenant) was reassigned to District 6 (Waikīkī); Officer Don Faumuina was reassigned to District 1 (Honolulu); and Sergeant Michael Tamashiro was reassigned to the Criminal Investigative Division (detectives). Ballard transferred command of the Peer Support Unit from the Chief's Office to the Community Affairs Division. Full-time staffing for the Peer Support Unit was eliminated; the commander of the Community Affairs Division was to contact unit volunteers or police chaplains to respond to critical incidents.

Later in November, Chief Ballard reassigned ten officers from the Criminal Intelligence Unit,5 replaced them with other officers, and renamed it the Intelligence Enforcement Unit. Among those assigned out of the unit were Sergeant Malcolm Lutu, who was reassigned to the Criminal Investigative Division; and Lieutenant Michael Cusumano, who was reassigned to the Central Receiving Desk.

2 (...continued)

current chief of the Honolulu Police Department, Arthur "Joe" Logan, has been automatically substituted as Respondent-Appellee-Appellee in place of Susan Ballard under HRAP Rule 43(c)(1).

3 The Honorable James H. Ashford presided.

4 HLRB, a nominal appellee, did not participate in briefing.

5 The Criminal Intelligence Unit, part of the Chief's Office, had come under public scrutiny because of the federal indictment of former chief Louis Kealoha and some members of the unit. See City & Cnty. of Honolulu v. Honolulu Police Comm'n, 152 Hawai#i 268, 526 P.3d 245 (2023).

Each of the reassigned police officers was a member of collective bargaining Unit 12, under Hawaii Revised Statutes (HRS) § 89-6(a)(12). Each officer was also a SHOPO official. SHOPO is the HRS § 89-8 certified exclusive collective bargaining representative for police officers who are members of Unit 12. Ma#afala was SHOPO's president; Lutu was vice president; Cusumano was secretary; Faumuina was a director; and Tamashiro was the elections officer.

On December 22, 2017, Civil Beat published an article written by Nick Grube titled New Police Chief Reassigns Union President To Patrol Shift. The article contained several statements about Ma#afala and the Peer Support Unit, attributed to Ballard. By letter to Ballard dated January 11, 2018, SHOPO executive director Russell Akana addressed what he described as "false statements, misrepresentations and inaccuracies that were attributed to" Ballard in the article. Akana wrote:

If you believe your statements were taken out of context or inaccurately reported, please tell us and explain as we are more than willing to give you the benefit of the doubt. However, if what was reported and attributed to you was accurate, then given the current situation, SHOPO is willing to give you the opportunity to publicly retract your statements that appear in Civil Beat's 12/22/17 article, in addition to issuing a public written apology to SHOPO and Sergeant Ma#afala including a statement that the allegations noted above were not true. If you comply, SHOPO and its President will consider the matter resolved and will give you until the close of business on Tuesday, January 16, 2018, after which SHOPO will assume you have no interest in retracting your statements or correcting the record. If that ends up being the case, SHOPO and its President will have no choice but to pursue its legal options including the filing of a Prohibited Practice Complaint against you and the City and County of Honolulu, and seek other civil remedies that may be available.

Ballard responded by letter dated January 18, 2018:

It is regrettable that Sergeant Tenari Maafala [sic] was offended by the article and the characterizations made by its author, Mr. Nick Grube. Indeed, it was not my intention to offend nor demean Sergeant Maafala [sic] when I was being interviewed. My comments were focused on my background with and vision for the Peer Support Unit and that Mr. Grube chose to write his article the way he did was not within my control.

On February 5, 2018, SHOPO filed the Prohibited Practices Complaint with HLRB. The complaint alleged that in November 2017, the SHOPO officials were reassigned within HPD in violation of HRS § 89-13(a)(1)-(5), (7), and (8),6 and the Unit 12 collective bargaining agreement (CBA). The complaint also alleged that the City violated Ma#afala's privacy rights. SHOPO sought the following relief:

a. That an order issue from the Board finding that Respondents have committed a prohibited practice pursuant to HRS §[]89-13(a)(l)-(5), (7) and (8);

b. That an order issue from the Board finding that Respondents have violated SHOPO's President's privacy rights;

c. That an order issue from the Board directing

6 HRS § 89-13 (2012) provides, in relevant part:

(a) It shall be a prohibited practice for a public employer or its designated representative wilfully to:

(1) Interfere, restrain, or coerce any employee in the exercise of any right guaranteed under this chapter;

(2) Dominate, interfere, or assist in the formation, existence, or administration of any employee organization;

(3) Discriminate in regard to hiring, tenure, or any term or condition of employment to encourage or discourage membership in any employee organization;

(4) Discharge or otherwise discriminate against an employee because the employee has signed or filed an affidavit, petition, or complaint or given any information or testimony under this chapter, or because the employee has informed, joined, or chosen to be represented by any employee organization;

(5) Refuse to bargain collectively in good faith with the exclusive representative as required in section 89-9;

. . . .

(7) Refuse or fail to comply with any provision of this chapter; [or]

(8) Violate the terms of a collective bargaining agreement[.]

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