Marshall v. University of Hawai'i

821 P.2d 937, 9 Haw. App. 21, 1991 Haw. App. LEXIS 32
CourtHawaii Intermediate Court of Appeals
DecidedDecember 9, 1991
DocketNO. 14728
StatusPublished
Cited by39 cases

This text of 821 P.2d 937 (Marshall v. University of Hawai'i) is published on Counsel Stack Legal Research, covering Hawaii Intermediate Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marshall v. University of Hawai'i, 821 P.2d 937, 9 Haw. App. 21, 1991 Haw. App. LEXIS 32 (hawapp 1991).

Opinion

*24 OPINION OF THE COURT BY

HEEN, J.

This is an appeal by Plaintiff-Appellant Michael D. Marshall (Marshall) from a summary judgment entered in favor of Defendants-Appellees University of Hawai‘i (UH), Paul Kopecky (Kopecky), Edward J. Kormondy (Kormondy), and Charles M. Fullerton (Fullerton). 1 The dispositive question is whether Marshall should have been accorded time for discovery prior to any ruling on Defendants’ motion to dismiss or for summary judgment (Motion). We answer yes as to a part of Count I and as to Counts III, IV and V, and vacate the judgment as to those counts; however, we answer no and affirm the judgment as to Counts II, VI, and VII.

I.

On October 28,1988, Marshall, then an assistant professor in the College of Arts and Sciences at the UH Hilo campus (UH Hilo), filed an application for tenure and promotion (tenure application). At that time, Kormondy was Chancellor, Kopecky was Dean of Student Services, and Fullerton was Dean of the College of Arts and Sciences at UH Hilo. Marshall’s tenure application was in accordance with a memorandum from Fullerton to the faculty establishing deadlines for processing tenure applications. According to Fullerton’s memorandum, the deadline for an application to be routed through the tenure review process to Kormondy was *25 March 10,1989. The terms of Marshall’s employment were governed by a collective bargaining agreement entitled “1987-89 Agreement Between the University of Hawai‘i Professional Assembly and the Board of Regents of the University of Hawai‘i” (Agreement).

On March 1, 1989, Kopecky, in accordance with his duties under the UH Hilo “Policy Statement on Sexual Harassment” (Policy) 2 promulgated by the Chancellor of UH Hilo, 3 interviewed a female UH Hilo student who complained of sexual harassment by Marshall in October 1984. Kopecky determined that “good cause” *26 existed to investigate the complaint. Kormondy also interviewed the student and agreed with Kopecky’s assessment.

Kopecky initiated an informal investigation and interviewed Marshall on March 30, 1989. Marshall admitted engaging in romantic activity with the student in her home, but denied that his actions were unwanted or unwelcome. Kopecky told Marshall that he was investigating two complaints against Marshall. Marshall requested the names of the complainants and copies of their written statements. Kopecky would not reveal the names and told Marshall there were no written complaints because the investigations were still in the informal stage.

Kopecky was not able to resolve the complaints because of the conflicting accounts and because he did not have access to any medical or police records. However, after his meeting with Marshall, he felt there was factual support for the first student’s complaint and recommended a formal investigation. On the basis of advice from the State Attorney General, Kopecky recommended to Kormondy that a private investigator be engaged to conduct a formal investigation and a committee be appointed to review the results of the investigation. Upon Kormondy’s instruction, Fullerton retained an investigator and organized a committee.

On May 12, 1989, Fullerton provided Marshall with a statement of the complaint, but not a statement from the complainant. 4 On the same day, Kormondy informed Marshall by letter that if the “formal” hearing was not completed by May 24, 1989, the *27 date on which promotion and tenure recommendations were required to be transmitted to the UH Board of Regents (Board), Marshall’s probationary period would be extended for one year.

On May 22, 1989, Marshall filed a grievance in accordance with the Agreement alleging that Kormondy did not properly evaluate Marshall’s tenure application and that the extension of his probationary status “was taken as a form of discipline without just cause. I have been discriminated against based on my race.” In the grievance document, Marshall demanded that his tenure application be forwarded to the Board for action without any comment from Kormondy that might prejudice approval.

On August 16, 1989, the hearing committee reported to Fullerton that it could not reach a conclusion on the complaint against Marshall and recommended that the matter be closed. On August 23, 1989, Fullerton advised Kormondy of the report and his concurrence with the committee’s recommendation. Fullerton also recommended that Marshall’s tenure application be reactivated and Marshall be recommended for tenure retroactive to July 1, 1989. Fullerton’s recommendation was followed, and the Board approved tenure for Marshall effective July 1, 1989. On December 5, 1989, after Marshall was informed of the Board’s actions, his grievance was withdrawn. However, the UH Hilo personnel office did not receive notice of the Board’s action on the change in Marshall’s rank and salary until Marshall complained, on January 19, 1990, that the paperwork had not been forwarded to that office. Additionally, the approval of Marshall’s tenure and promotion was not publicized, contrary to UH Hilo policy.

Marshall filed the complaint below on April 17, 1990. Kopecky, Kormondy and Fullerton are named as defendants in their individual capacities.

The thrust of the complaint’s seven counts is as follows:

Count I: against UH for violating the Agreement and the Policy.
*28 Count II: against UH for emotional distress caused by UH’s willful, wanton and reckless breach of the Agreement.
Count HI: against Defendants for negligent infliction of emotional distress on Marshall.
Count IV: against Defendants for intentional infliction of emotional distress.
Count V: against Defendants for invasion of privacy.
Count VI: against Kopecky, Kormondy, and Fullerton for interference with prospective contractual relations.
Count VII: against Kopecky, Kormondy, and Fullerton in their individual/personal capacities, under 42 USC § 1983, for violating Marshall’s civil rights.

On May 30,1989, Defendants filed their Motion. The Motion was heard on June 25, 1990, and summary judgment in favor of Defendants on all counts was entered on July 24, 1990.

II.

Marshall argues that, since he was not accorded adequate time to conduct discovery, the lower court erred in granting summary judgment. Defendants counter by pointing out that Marshall did not file an affidavit showing the need for discovery as required by Rule 56(f), Hawaii Rules of Civil Procedure (HRCP) (1990). 5 Marshall’s non-compliance with Rule 56(f), HRCP, is not fatal to him.

*29 In Crutchfield

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Bluebook (online)
821 P.2d 937, 9 Haw. App. 21, 1991 Haw. App. LEXIS 32, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marshall-v-university-of-hawaii-hawapp-1991.