Shikles v. Sprint/United Management Co.

426 F.3d 1304, 2005 U.S. App. LEXIS 22530, 87 Empl. Prac. Dec. (CCH) 42,129, 96 Fair Empl. Prac. Cas. (BNA) 1156, 2005 WL 2671597
CourtCourt of Appeals for the Tenth Circuit
DecidedOctober 20, 2005
Docket03-3326
StatusPublished
Cited by141 cases

This text of 426 F.3d 1304 (Shikles v. Sprint/United Management Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shikles v. Sprint/United Management Co., 426 F.3d 1304, 2005 U.S. App. LEXIS 22530, 87 Empl. Prac. Dec. (CCH) 42,129, 96 Fair Empl. Prac. Cas. (BNA) 1156, 2005 WL 2671597 (10th Cir. 2005).

Opinion

EBEL, Circuit Judge.

Plaintiff Davis Shikles appeals from a district court order granting summary judgment to Defendant Sprint/United Management Company (“Sprint”) in Shi-kles’ lawsuit alleging that Sprint violated the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. §§ 621 et seq., by denying him promotions and terminating him. (Aplt.App. at 12-13, 485, 510.) This appeal presents three important legal issues: (1) whether a private sector claimant must cooperate with the EEOC, while the EEOC processes the claimant’s charge of discrimination, in order to exhaust his or her administrative remedies under the ADEA; (2) whether a plaintiffs exhaustion of administrative remedies is a jurisdictional prerequisite to suit under the ADEA; and (3) whether a plaintiffs failure to exhaust administrative remedies justifies dismissing his or her suit or instead justifies granting summary judgment to the defendant.

We hold that (1) the ADEA requires a private sector claimant to cooperate with the EEOC in order to exhaust his or her administrative remedies; (2) a plaintiffs exhaustion of administrative remedies is a jurisdictional prerequisite to suit under the ADEA; and (3) a plaintiffs failure to exhaust his or her administrative remedies does not justify granting summary judgment to the defendant, but rather justifies dismissing the case for lack of jurisdiction. Accordingly, we vacate the district court’s judgment in favor of Sprint and remand the case to the district court with instructions to dismiss the case for lack of jurisdiction. Because we resolve the case on jurisdictional grounds, we do not reach the parties’ arguments addressing the merits of Shikles’ claim of discrimination.

BACKGROUND

Plaintiff Davis Shikles began working in Sprint’s billing department in 1997, when he was fifty-six years old. Sprint terminated Shikles in March 2002 as part of a reduction in force.

On May 21, 2002, Shikles filed a charge with the EEOC alleging that his termination constituted unlawful age discrimina *1307 tion. While the charge also referenced the Kansas Human Rights Commission, the EEOC took responsibility for investigating the charge under a work-sharing arrangement with the state agency. See 29 C.F.R. § 1601.13(a)(4)(h); id. § 1626.10(c); see also 2 Barbara Lindemann & Paul Grossman, Employment Discrimination Law 1217 & n.86, 1221-23 (3d ed.1996). Over the course of the next three months, Shi-kles and his attorney cancelled three scheduled telephone interviews with the EEOC investigator assigned to his case, failed repeatedly to return the investigator’s telephone calls, and failed to submit information requested by the investigator. 1 As a result, Shikles never provided the investigator with any information on his claim of discrimination beyond that contained in his initial EEOC charge.

On August 20, 2002 — approximately ninety-one days after Shikles filed his EEOC charge — the EEOC dismissed the charge “because ‘[hjaving been given 30 days in which to respond, [he] failed to provide information, failed to appear or be available for interviews/conferences, or otherwise failed to cooperate to the extent that it was not possible to resolve [his] charge.’” A Notice of Right to Sue accompanied the charge dismissal notice.

In October 2002, Shikles sued Sprint in the United States District Court for the District of Kansas. Sprint moved for summary judgment, asserting that Shikles’ failure to cooperate in the EEOC’s investigation of his charge constituted a failure to exhaust administrative remedies that deprived the district court of subject matter jurisdiction. Shikles opposed the motion only as to his layoff claim, abandoning his claim about being denied promotions. The district court granted Sprint’s motion, holding that “[a]llowing plaintiff to proceed with an ADEA claim after failing to cooperate with the EEOC would thwart the administrative process and turn the EEOC filing requirement into a mere formality.”

On appeal, Shikles argues that he exhausted his administrative remedies because he filed a charge with the EEOC, as the ADEA requires, and the EEOC’s sixty-day period of jurisdiction over his claim had ended by the time that he filed suit in the district court. The EEOC has filed an amicus brief supporting Shikles that argues that the employment discrimination laws do not condition a plaintiffs right to file a lawsuit against his employer on his cooperation with the EEOC during its administrative investigation of his or her *1308 charge. Sprint counters that because Shi-Mes did not cooperate in the EEOC’s investigation of his charge, he failed to exhaust his administrative remedies.

DISCUSSION

We review the district court’s grant of summary judgment de novo. See Simms v. Okla. ex rel Dep’t of Mental Health & Substance Abuse Services, 165 F.3d 1321, 1326 (10th Cir.1999).

1. Relationship of the ADEA to Title VII and the ADA

The text of the ADEA does not state whether a plaintiff must cooperate with the EEOC while the EEOC processes his or her charge. Thus, we must look elsewhere to answer that question. The structure of the ADEA indicates that we should look to Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. §§ 2000e et seq. — and, by extension, the Americans with Disabilities Act of 1990 (“ADA”), 42 U.S.C. §§ 12101 et seq. — for an answer, and interpret the relevant provisions of the ADEA consistently with their counterparts in Title VII and the ADA.

The ADEA’s enforcement scheme combines elements of the Fair Labor Standards Act (“FLSA”), 29 U.S.C. § 201 et seq., and Title VII. See Lorillard v. Pons, 434 U.S. 575, 577-78, 98 S.Ct. 866, 55 L.Ed.2d 40 (1978). Violations of the ADEA generally are to be treated in the same manner as violations of the FLSA. See 29 U.S.C. § 626(b). For example, “[ajmounts owing ... as a result of a violation” of the ADEA are to be treated as “unpaid minimum wages or unpaid overtime compensation” under the FLSA, and the rights created by the ADEA are to be “enforced in accordance with the powers, remedies, and procedures” of specified sections of the FLSA. Id.

In another nod to the Fair Labor Standards Act (“FLSA”), the ADEA establishes two primary enforcement mechanisms. See Lorillard, 434 U.S. at 579, 98 S.Ct. 866.

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426 F.3d 1304, 2005 U.S. App. LEXIS 22530, 87 Empl. Prac. Dec. (CCH) 42,129, 96 Fair Empl. Prac. Cas. (BNA) 1156, 2005 WL 2671597, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shikles-v-sprintunited-management-co-ca10-2005.