Shields v. Gerhart

658 A.2d 924, 163 Vt. 219, 1995 Vt. LEXIS 21
Supreme Court of Vermont·Decided January 27, 1995·No. 92-452·Published·Cited by 91 cases

Opinion

Dooley, J.

Plaintiff Carol Shields appeals the dismissal of her actions against the Department of Social and Rehabilitation Services (SRS) and its personnel based on the Vermont Constitution and 42 U.S.C. § 1983. Plaintiff argues that she has a private cause of action for damages under the Vermont Constitution, that sovereign immunity does not bar such a cause of action, and that her failure to serve defendants should not bar an action against them in their individual capacities. We affirm the dismissal of the actions against defendants in their individual capacities. On the state constitutional claims, we affirm, although on grounds different from those employed by the trial court.

The facts of this case are set forth in Shields v. Gerhart, 155 Vt. 141, 142-45, 582 A.2d 153, 154-56 (1990) (Shields I). Plaintiff owned and operated a child care facility and sued SRS and its agents when her day care facility license was revoked and her application to become a registered family day care home was denied. Plaintiff alleges that *221 defendants revoked her license and denied her application in retaliation for her public opposition to an SRS policy prohibiting corporal punishment. She further alleges that defendants used fraud and deception to induce her to abandon her license and forego her appeal rights by encouraging her to apply as a registered facility when they knew she could not qualify as such. As a result, plaintiff claims that defendants have deprived her of her property interest in her day care center in violation of the Civil Rights Act, 42 U.S.C. § 1983, and the Vermont Constitution.

In Shields I, we held that plaintiff’s civil rights claims and Vermont constitutional claims were not time barred. 155 Vt. at 150, 582 A.2d at 159. We dismissed plaintiff’s civil rights claims against SRS and other defendants in their official capacities because a state agency and its officials acting in their official capacities are not “persons” under 42 U.S.C. § 1983. Id. We left open the question of whether plaintiff could maintain a cause of action under the Vermont Constitution.

I.

Plaintiff first appeals the trial court’s denial of her motion for an enlargement of time to serve defendants in their individual capacities. She argues that because there would be no prejudice to defendants by late service, the court should have granted her motion. A motion to enlarge time will be granted only if the court finds, in its discretion, that “the failure to act was the result of excusable neglect.” V.R.C.P 6(b). Plaintiff, therefore, must show that the trial court abused its discretion in order to prevail on appeal. See Miller v. Ladd, 140 Vt. 293, 297, 437 A.2d 1105, 1108 (1981).

On January 29,1988, plaintiff was granted permission to amend her original complaint and assert claims against defendants in their individual capacities. She never served defendants on the new claims, but moved for the enlargement of time over three years later, on February 22, 1991. In denying the motion, the trial court indicated that plaintiff’s failure to effect service resulted from mere oversight which did not cross the threshold of excusable neglect. See 11 C. Wright & A. Miller, Federal Practice & Procedure § 2858, at 170 (1973) (gross carelessness and ignorance of law or facts are not enough to show excusable neglect). In light of the finding of oversight and the amount of time plaintiff had to effect service, the court reasonably concluded that her neglect was not excusable, and did not abuse its discretion. We therefore affirm the dismissal of plaintiff’s claims against the defendants in their individual capacities.

*222 II.

Plaintiff next appeals the court’s decision that she has no private cause of action under Chapter I, Articles 1 and 13 of the Vermont Constitution. The trial court reached this conclusion' on three grounds: (1) no private right of action for money damages for violation of the Vermont Constitution is available; (2) even if such relief were available in appropriate cases, it is unavailable here because of the presence of alternative avenues for relief in the Vermont Tort Claims Act and “mechanisms for plaintiff to assert her position in the licensing process”; and (3) plaintiff’s claims against defendants in their official capacities are barred by the state’s sovereign immunity. In Shields I, we indicated a preference for deciding whether plaintiff has any valid claims before addressing possible defenses. Thus, we start by examining whether plaintiff has stated a claim on which damages could be awarded. For purposes of this issue, we assume it is irrelevant whether defendants were sued in their official or individual capacities. *

We find it unhelpful analytically to separate out whether money damages are ever available for state constitution violations from whether they are available in this case. Thus, we combine these questions.

In these unique circumstances, the inquiry into whether monetary relief is available to plaintiff is itself a two-step inquiry. First, we must determine whether the constitutional provisions involved are self-executing, that is, whether they support an action against the state or its agents without implementing legislation. Second, if we find a provision is self-executing, we must determine whether monetary damages are available as a remedy for a violation. See Figueroa v. *223 State, 604 P.2d 1198, 1206 (Haw. 1979); Rockhouse Mountain Property Owners Ass’n v. Town of Conway, 503 A.2d 1385, 1388 (N.H. 1986).

A.

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Shields v. Gerhart, 658 A.2d 924, 163 Vt. 219, 1995 Vt. LEXIS 21 (Vt. 1995).

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