Serio-US Industries, Inc. v. Plastic Recovery Technologies Corp.

459 F.3d 1311, 80 U.S.P.Q. 2d (BNA) 1065, 2006 U.S. App. LEXIS 20474, 2006 WL 2290995
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 10, 2006
Docket2005-1106
StatusPublished
Cited by42 cases

This text of 459 F.3d 1311 (Serio-US Industries, Inc. v. Plastic Recovery Technologies Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Serio-US Industries, Inc. v. Plastic Recovery Technologies Corp., 459 F.3d 1311, 80 U.S.P.Q. 2d (BNA) 1065, 2006 U.S. App. LEXIS 20474, 2006 WL 2290995 (Fed. Cir. 2006).

Opinion

RADER, Circuit Judge.

Serio-US Industries, Inc. (Serio-US) sued Plastic Recovery Technologies Corp. (PRT) in the United States District Court for the District of Maryland for infringement of claims 1-3 of United States Patent Number 5,094,358 (’358 patent) and claim 1 of United States Patent Number 5,662,364 (’364 patent). PRT counter-claimed against Serio-US for state law tortious interference and unfair competition, and Lanham Act violations (§ 43(a)). Following a jury trial, the trial court entered a judgment of non-infringement in favor of PRT. Serio-US Indus., Inc. v. Plastic Recovery Tech, Corp., No. WDQ-03-1382 (D.Md. Oct. 19, 2004). In addition, the trial court denied PRT’s motion for judgment as a matter of law (JMOL) on its counter-claims of Lanham Act violations, tortious interference, and unfair competition. The trial court also denied PRT’s motion for attorney fees under 35 U.S.C. *1315 § 285 and 15 U.S.C. § 1117(a). In its appeal, Serio-US asserts the trial court committed error in admission of particular evidence and on claim construction; PRT cross-appeals the trial court’s denial of its JMOL and 35 U.S.C. § 285 motion. Because the record adequately supports the trial court’s claim construction and other rulings, this court affirms.

I.

Serio-US manufactures and sells automatic locks for dumpsters. These “automatic” locks use gravity to open the dumpster as it is lifted by the trash truck. The ’358 and ’364 patents claim these inventions. Serio-US owns the ’358 patent and exclusively licenses the ’364 patent. PRT made and sold a competing lock. PRT had been designing and building its competing lock since approximately 2001.

The ’358 and ’364 patents claim different versions of dumpster-locking mechanisms. Both disclosed a gravity-actuated' dumpster lock that prevents a dumpster from opening until inverted for emptying. Generally, the ’358 patent discloses a “locking mechanism” that is comprised of an L-shaped lockover arm, locking bar, and locking bar rotation arresting means. The ’364 patent generally disclosed a “latching mechanism” comprised of a latching arm, a slide member, a guide member and a trigger means for automatically latching said slide member to said guide member.

Figure 6 illustrates the principles of the ’358 patent’s invention:

[[Image here]]

Serio-US appeals the trial court’s construction of the claim terms “on a front side of said container” and “locking bar rotation arresting means” in claim 1 of the ’358 patent:

1. An automatic pivoting locking mechanism for a dumpster container having a hinged lid, said locking mechanism comprising:
at least one L-shaped lockover arm mounted for pivotal rotation about a pivot axis on a front side of said container;
a locking bar supporting said L-shaped lockover arm for pivotal rotation about said pivot axis on said front side of said container; and
a locking bar rotation arresting means for securing said locking bar in a locking position, said arresting means comprising a swing lever extending from said locking bar which is engageable by a wedge assembly for wedging said swing lever against movement when said container is in an upright position, said wedge assembly releasing said locking *1316 bar to enable rotation about said pivot axis when said container is substantially forwardly pivoted.

In May 2003, Serio-US sued PRT for infringement of the ’358 and ’364 patents and unfair competition under the Lanham Act. In June 2003, the trial court denied .Serio-US’s request for a preliminary injunction. Serio-US Indus., Inc. v. Plastic Recovery Tech., Corp., 267 F.Supp.2d 466 (D.Md.2003). Though the trial court found that Serio-US would likely succeed on the merits, it did not find irreparable harm because PRT’s accused device was not yet being manufactured. Id. at 468-69. In October 2004, the trial court received briefing on claim construction from both parties before trial, but held no hearing on the subject: Instead, the trial court issued its constructions of various claims of the ’358 and ’364 patents in the jury instructions. The jury trial began on October 12 and lasted until October 19, 2004. The jury rendered a verdict of non-infringement on both patents.

Serio-US, however, does not appeal the judgment entered by the court. Serio-US instead complains of the trial court’s alleged errors in improperly admitting evidence during the jury trial and the trial court’s alleged errors in claim construction that appear in the jury instructions. Ser-io-US claims that the jury instructions contain claim construction errors. Yet, even though Serio-US submitted proposed jury instructions on the second day of trial, the record does not show that Serio-US objected to the trial court’s jury instructions. Serio-US also .did not move for a JMOL or a new trial.

Nevertheless, Serio-US argues that the trial court erred by interpreting claim 1 of the ’358 patent as a means-plus-function claim. Serio-US also argues that the district court erred in its construction of “on a front side of said container” (“front side” limitation) and “locking bar rotation arresting means.” Even so, with regard to the ’364 patent, Serio-US does not complain of any specific claim construction. Instead, it broadly complains that the trial court improperly permitted experts to testify about the interpretation of the ’358 and ’364 patent claims and to opine on the ultimate issue of infringement. Thus, Ser-io-US’s complaints about the trial court’s construction of the ’364 patent’s claim are procedural.

Nonetheless, because Serio-US made no Federal Rule of Civil Procedure 50 or 59 motions (JMOLs or motions for new trial) on the ultimate question of infringement, this court affirms because it finds no prejudicial legal error. Furthermore, because Serio-US did not object to the jury instructions, which contained the court’s claim interpretations, this court affirms the trial court’s entry of the judgment because it finds no plain error.

II.

The infringement analysis proceeds as a two-step process. “Step one, claim construction, is a question of law, that [this court] reviews de novo. Step two, comparison of the claims to the accused device, is a question of fact, and requires a determination that every claim limitation or its equivalent be found in the accused device.” N. Am. Container, Inc. v. Plastipak Packaging, Inc., 415 F.3d 1335, 1344 (Fed.Cir.2005) (internal citations omitted). Thus, while claim construction is a question of law, see Cybor Corp. v. FAS Techs. Inc., 138 F.3d 1448, 1451 (Fed.Cir.1998) (en banc), infringement, whether literal or under the doctrine of equivalents, is a question of fact which this court reviews for substantial evidence, see Optical Disc. Corp. v. Del Mar Avionics,

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459 F.3d 1311, 80 U.S.P.Q. 2d (BNA) 1065, 2006 U.S. App. LEXIS 20474, 2006 WL 2290995, Counsel Stack Legal Research, https://law.counselstack.com/opinion/serio-us-industries-inc-v-plastic-recovery-technologies-corp-cafc-2006.