Schafer v. American Cyanamid Co.

20 F.3d 1, 1994 WL 86209
Court of Appeals for the First Circuit·Decided April 6, 1994·No. 93-1422·Published·Cited by 47 cases

Opinions

BREYER, Chief Judge.

The National Childhood Vaccine Injury Act, 42 U.S.C. §§ 300aa-l to 300aa-34, pro[2]*2vides a special procedure to compensate those who are injured by certain vaccines. The Act bars those who accept an award under that procedure from later bringing a tort suit to obtain additional compensation. Id. § 300aa-21(a). The question before us in this appeal (under 28 U.S.C. § 1292(b)) is whether the Act also bars the family of such a person from bringing a tort suit to obtain compensation for their own, related, injuries, in particular, for loss of companionship or consortium. Assuming that state law permits such suits, we find nothing in the Act that explicitly or implicitly bars them. And, we affirm the similar determination of the district court.

I

Background

A.

The Statute

The National Childhood Vaccine Injury Act represents an effort to provide compensation to those harmed by childhood vaccines outside the framework of traditional tort law. Congress passed the law after hearing testimony 1) describing the critical need for vaccines to protect children from disease, 2) pointing out that vaccines inevitably harm a very small number of the many millions of people who are vaccinated, and 3) expressing dissatisfaction with traditional tort law as a way of compensating those few victims. Injured persons (potential tort plaintiffs) complained about the tort law system’s uncertain recoveries, the high cost of litigation, and delays in obtaining compensation. They argued that government had, for all practical purposes, made vaccination obligatory, and thus it- had a responsibility to ensure that those injured by vaccines were compensated. Vaccine manufacturers (potential tort defendants) complained about litigation expenses and occasional large recoveries, which caused insurance premiums and vaccine prices to rise, and which ultimately threatened the stability of the vaccine supply.

See generally National Childhood Vaccine Injury Compensation Act of 1985: Hearing on S. 827 Before the Senate Comm. on Labor and Human Resources, 99th Cong., 1st Sess. pt. 2 . (1985) [hereinafter “Hearings on S. 827”]; Vaccine Injury Compensation: Hearings on H.R.5810 Before the Subcomm. on Health and the Environment of the House Comm. on Energy and Commerce, 98th Cong., 2d Sess. (1984) [hereinafter “Hearings on H.R.5810”]; National Childhood Vaccine-Injury Compensation Act: Hearings on S.2117 Before the Senate Comm, on Labor and Human Resources, 98th Cong., 2d Sess. (1984) [hereinafter “Hearings on S. 2117”]; H.R.Rep. No. 908, 99th Cong., 2d Sess. (1986) [hereinafter “Vaccine Act Report”], reprinted in 1986 U.S.C.C.A.N. 6287, 6344; Staff of the Subcomm. on Health and the Environment of the House Comm. on Energy and Commerce, 99th Cong., 2d Sess., Childhood Immunizations (Comm. Print 1986) [hereinafter “Childhood Immunizations”']; Office of Technology Assessment, Compensation for Vaccine-Related Injuries (1980) [hereinafter “OTA Report”]; Denis J. Hauptly & Mary Mason, The National Childhood Vaccine Injury Act, 37 Fed.B.News & J. 452 (1990).

The Vaccine Act responds to these complaints by creating a remedial system that tries more quickly to deliver compensation to victims, while also reducing insurance and litigation costs for manufacturers. The Act establishes a special claims procedure involving the Court of Federal Claims and special masters (a system that we shall call the “Vaccine Court”). 42 U.S.C. § 300aa-12. A person injured by a vaccine may file a petition with the Vaccine Court to obtain compensation (from a fund financed by a tax on vaccines). Id. § 300aa-ll. He need not prove fault. Nor, to prove causation, need he show more than that he received the vaccine and then suffered certain symptoms within a defined period of time. Id. §§ 300aa-13, 300aa-14. The Act specifies amounts of compensation for certain kinds of harm (e.g., $250,000 for death, up to $250,000 for pain and suffering). Id. § 300aa-15(a)(2), (4). And, it specifies other types of harm for which compensation may be awarded (e.g., medical expenses, loss of earnings). Id. § 300aa-15(a).

[3]*3At the same time, the Act modifies, but does not eliminate, the traditional tort system, which Congress understood to provide important incentives for the safe manufacture and distribution of vaccines. The Act requires that a person injured directly by a vaccine first bring a Vaccine Court proceeding. Id. § 300aa-ll(a)(2)(A). Then, it gives that person the choice either to accept the Court’s award and abandon his tort rights (which the Act transfers to the federal government, id. §§ 300aa-17), or to reject the judgment and retain his tort rights. Id. §§ 300aa-21(a), 300aa-ll(a)(2)(A)(i). (He can also keep his tort rights by withdrawing his Vaccine Court petition if the Court moves too slowly. Id. §§ 300aa-21(b), 300aa-ll(a)(2)(A)(ii).)

The Act additionally helps manufacturers by providing certain federal modifications of state tort law. For example, it forbids the award of compensation for injuries that flow from “unavoidable side effects,” id. § 300aa-22(b)(1); it frees the manufacturer from liability for not providing direct warnings to an injured person (or his representative), id. § 300aa-22(c); it imposes a presumption that compliance with Food and Drug Administration requirements means the manufacturer provided proper directions and warnings,' id. § 300aa-22(b)(2); it limits punitive damage awards, id. § 300aa-23(d); and it requires that the trial of any tort suit take place in three phases (liability; general damages; punitive damages), id. § 300aa-23(a).

The upshot is a new remedial system that interacts in a complicated way with traditional tort lawsuits.

B

This Case

For present purposes, the relevant facts-are simple. Lenita Schafer’s small child, Melissa Schafer, received an oral polio vaccine distributed by American Cyanamid in October 1988. Lenita subsequently contracted polio (she and her family think) from Melissa’s vaccine. About one year later, in December 1989, all three members of the Schafer family (Lenita, Melissa, and Lenita’s husband, Mark) petitioned the Vaccine Court for compensation. In April 1990, Mark and Melissa withdrew their petitions (with permission of the Vaccine Court) and began this lawsuit against American Cyanamid, seeking damages under Massachusetts tort law for loss of Lenita’s companionship and consortium. See 28 U.S.C. § 1332 (diversity jurisdiction); Feltch v. General Rental Co., 383 Mass. 603, 421 N.E.2d 67, 70-72 (1981). Lenita, who did not withdraw her petition, eventually accepted a $750,000 award from the Vaccine Court for her own injuries, thereby giving up her right to bring a tort action.

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Schafer v. American Cyanamid Co., 20 F.3d 1, 1994 WL 86209 (1st Cir. 1994).

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