Ileto v. Glock, Inc.

565 F.3d 1126, 2009 U.S. App. LEXIS 10945, 2009 WL 1272629
Court of Appeals for the Ninth Circuit·Decided May 11, 2009·No. 06-56872, 07-15403, 07-15404·Published·Cited by 100 cases

Opinions

Opinion by Judge GRABER; Partial Concurrence and Partial Dissent by Judge BERZON.

GRABER, Circuit Judge:

By enacting the Protection of Lawful Commerce in Arms Act (“PLCAA” or “Act”), 15 U.S.C. §§ 7901-7903, Pub.L. No. 109-92, 119 Stat. 2095 (2005), Congress has protected 'federally licensed manufacturers and sellers of firearms from most civil liability for injuries independently and intentionally inflicted by criminals who use their non-defective products. Under the terms of the PLCAA, the claims brought here, by the victims of a criminal who shot them, against a federally licensed manufacturer and a federally licensed seller of firearms must be dismissed. But the [1130]*1130claims brought against an unlicensed foreign manufacturer of firearms may proceed. We therefore affirm.

FACTUAL AND PROCEDURAL HISTORY

On August 10, 1999, Bufford Furrow shot and injured three young children, one teenager, and one adult at a Jewish Community Center summer camp in Granada Hills, California. Later that day, he shot and killed Joseph Ileto, a postal worker. Furrow was carrying at least seven firearms, which he possessed illegally.

In 2001, the shooting victims and Ileto’s surviving wife filed this action against the manufacturers, marketers, importers, distributors, and sellers of the 'firearms. They alleged that Defendants intentionally produce, market, distribute, and sell more firearms than the legitimate market demands in order to take advantage of resales to distributors that they know or should know will, in turn, sell to illegal buyers. They also alleged that Defendants’ deliberate and reckless marketing and distribution strategies create an undue risk that their firearms would be obtained by illegal purchasers for criminal purposes.1 They did not, however, allege that Defendants violated any statute prohibiting manufacturers or sellers from aiding, abetting, or conspiring with another person to sell or otherwise dispose of firearms to illegal buyers. Instead, Plaintiffs brought their claims against Defendants solely under California common law tort statutes for foreseeably and proximately causing injury, emotional distress, and death through knowing, intentional, reckless, and negligent conduct.

In 2002, the district court dismissed the case for failure to state a claim under California law. Ileto v. Glock, Inc., 194 F.Supp.2d 1040 (C.D.Cal.2002). We affirmed in part and reversed in part. Ileto v. Glock, Inc., 349 F.3d 1191 (9th Cir.2003) (“Ileto I ”). We held that Plaintiffs stated cognizable negligence and public nuisance claims under California law with respect to the firearms actually used in the shootings. Id. at 1203-15. We therefore reversed the dismissal of the action against Defendants RSR Management Corp. and RSR Wholesale Guns Seattle Inc. (collectively “RSR”), Glock Inc., and China North Industries Corp. (“China North”), because Plaintiffs alleged that Furrow may have used the firearms manufactured and distributed by those Defendants. Id. at 1215-16. We affirmed the dismissal of the action against all other Defendants, however, because the allegations did not support a conclusion that Furrow fired the firearms associated with those Defendants. Id. at 1216.

That holding resulted in disagreement within our court. The majority of our colleagues declined, however, to take the case en banc. Ileto v. Glock Inc., 370 F.3d 860 (9th Cir.2004) (order denying rehearing). As noted in our opinion our holding was not an outlier: Other jurisdictions had upheld similar claims against manufacturers and distributors of firearms under other state laws. Ileto I, 349 F.3d at 1200 n. 10, 1206-07, 1214 & n. 30 (citing Hamilton v. Beretta U.S.A Corp., 96 N.Y.2d 222, 727 N.Y.S.2d 7, 750 N.E.2d 1055, 1061 (2001); City of Cincinnati v. Beretta U.S.A. Corp., 95 Ohio St.3d 416, 768 N.E.2d 1136, 1142 (2002); City of Chicago v. Beretta U.S.A. Corp., 337 Ill.App.3d 1, 271 Ill.Dec. 365, 785 N.E.2d 16, 24 (2002), rev’d, 213 Ill.2d 351, 290 Ill.Dec. 525, 821 N.E.2d 1099 (2004)).

[1131]*1131The dispute soon reached the floor of the United States Congress and, in 2005, Congress enacted the PLCAA. The PLCAA generally preempts claims against manufacturers and sellers of firearms and ammunition resulting from the criminal use of those products. The PLCAA affects future and pending lawsuits, and courts are required to “immediately dismiss[]” any pending lawsuits preempted by the PLCAA. 15 U.S.C. § 7902(b).

After enactment of the PLCAA, the district court halted discovery and sought briefing on the effect of the Act on this case. Plaintiffs argued that the PLCAA did not apply here and, in the alternative, that the PLCAA is unconstitutional. The district court permitted the United States to intervene, pursuant to 28 U.S.C. § 2403(a), to defend the constitutionality of the Act.

In a published opinion, the district court dismissed Plaintiffs’ claims against Defendants Glock and RSR. Ileto v. Glock, Inc., 421 F.Supp.2d 1274 (C.D.Cal.2006). The court held that the PLCAA preempted Plaintiffs’ claims against those Defendants, id. at 1284-98, and upheld the constitutionality of the Act, id. at 1298-1304. The court eventually entered a final judgment pursuant to Federal Rule of Civil Procedure 54(b) as to Defendants Glock and RSR. Plaintiffs timely appealed.

In an unpublished order, the district court denied Defendant China North’s motion for summary judgment. The court held that the PLCAA did not preempt Plaintiffs’ claims against China North because, by contrast to Glock and RSR, China North is not a federal firearms licensee, as required by the PLCAA. The district court then certified an interlocutory appeal of that order.

We consolidated the appeals. In addition to the parties, the United States appears before us as an intervenor in support of the constitutionality of the PLCAA, and we accepted an amicus curiae brief from the Legal Community Against Violence in support of Plaintiffs.

STANDARD OF REVIEW

All the questions presented here are questions of law that we review de novo. See United States v. Lujan, 504 F.3d 1003, 1006 (9th Cir.2007) (“[T]he constitutionality of a federal statute [is] a question of law that we review de novo.”); J. & G. Sales Ltd. v. Truscott, 473 F.3d 1043, 1047 (9th Cir.) (“We apply a de novo standard of review to ... questions of statutory interpretation.”), cert. denied, — U.S. -, 128 S.Ct. 208, 169 L.Ed.2d 146 (2007); Fajardo v. County of Los Angeles, 179 F.3d 698, 699 (9th Cir.1999) (“This court reviews de novo Rule 12(c) judgments on the pleadings.”).

DISCUSSION

A. Preemption of Claims Against Defendants Glock and RSR

The PLCAA requires that federal courts “immediately dismiss[]” a “qualified civil liability action.” 15 U.S.C. § 7902(b).

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Ileto v. Glock, Inc., 565 F.3d 1126, 2009 U.S. App. LEXIS 10945, 2009 WL 1272629 (9th Cir. 2009).

565 F.3d 1126 (Ileto v. Glock, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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