Rsr Corporation v. Raymond J. Donovan, Secretary of Labor and Occupational Safety and Health Review Commission

733 F.2d 1142, 11 OSHC (BNA) 1953, 1984 U.S. App. LEXIS 21701, 11 BNA OSHC 1953
CourtCourt of Appeals for the Fifth Circuit
DecidedJune 8, 1984
Docket83-4083
StatusPublished
Cited by1 cases

This text of 733 F.2d 1142 (Rsr Corporation v. Raymond J. Donovan, Secretary of Labor and Occupational Safety and Health Review Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rsr Corporation v. Raymond J. Donovan, Secretary of Labor and Occupational Safety and Health Review Commission, 733 F.2d 1142, 11 OSHC (BNA) 1953, 1984 U.S. App. LEXIS 21701, 11 BNA OSHC 1953 (5th Cir. 1984).

Opinion

ALVIN B. RUBIN, Circuit Judge:

RSR Corporation seeks to invoke our jurisdiction under Section 11(a) of the Occupational Safety and Health Act of 1970, 29 U.S.C. § 660(a) (1982) to review a decision and order of the Occupational Safety and Health Review Commission. The Secretary of Labor contends that the decision and order are insufficiently final to support appellate jurisdiction. Interpreting the Act to establish two distinct requirements for appeal, neither of them the equivalent of the usual final judgment rule, and finding both satisfied, we deny the motion to dismiss the petition.

RSR Corporation, a secondary lead refiner with plants in New York, Texas, and Indiana, was cited in four separate eases by the Occupational Safety and Health Administration (OSHA) with willful violations of standards requiring the payment of medical removal protection benefits to employees temporarily removed from their jobs or terminated because of the concentration of lead in their blood and with refusal to permit inspection of RSR’s log and summary of occupational injuries and illnesses. The company contested the four citations, which came before three different administrative law judges. One judge held that RSR had violated the medical removal protection benefit provisions by failing to pay temporarily removed and terminated employees, but that the violations were not willful; another judge held that RSR had committed a nonwillful violation by failing to pay benefits to temporarily removed employees, but had not violated any standards by failing to pay terminated employees; the third judge held that RSR had committed a willful violation by failing to pay benefits to temporarily removed employees.

On review of the consolidated cases, the Commission held that RSR’s failure to pay medical removal protection benefits to employees either temporarily removed or terminated constituted willful violations of promulgated standards. It imposed penalties totalling $9,000 and remanded each of the cases for a determination of the amount of benefits due the employees. In addition, the Commission held that the company’s refusal to permit inspection of its injury and illness records was a willful violation and imposed a $1,000 penalty.

RSR filed a petition for review. The petition asserts that we have jurisdiction to review the order by virtue of Section 11(a) *1144 of the Occupational Safety and Health Act of 1970, 29 U.S.C. § 660(a) (1982). 1 The Act does not contain an express requirement of finality as a prerequisite to review. Section 11(a) does, however, make appellate review available only to persons “adversely affected or aggrieved by an order of the Commission,” and it restricts appealability to orders described in section 10(c), which refers to “an order, based on findings of fact, affirming, modifying, or vacating the Secretary’s citation or proposed penalty, or directing other appropriate relief----” 29 U.S.C. § 659(c) (1982).

Reading sections 10(c) and 11(a) together, we have interpreted the Act to preclude appellate review of Commission orders that do not affirm, modify, or vacate a citation or proposed penalty or direct “other appropriate relief.” 2 Stripe-A-Zone v. Occupational Safety and Health Review Commission, 643 F.2d 230 (5th Cir.1981). We held that orders by the Commission preliminary to a finding that the Act has been violated are, therefore, not appealable under section 11(a). 3

Although our Stripe-A-Zone decision created in effect a finality requirement for appeals under § 11(a), it does not control the case before us. For, unlike the order at issue in that decision and in the decisions of other courts that have held finality prerequisite to review under the Act, 4 the Commission’s order in this case both resolved the merits of the dispute and assessed penalties in definite amounts. Section 10(c) describes the orders that the Commission may issue as either those “affirming, modifying or vacating the Secretary’s citation or proposed penalty” or “those directing other appropriate relief.” Any order thus described is subject to review under section 11(a). Only a crabbed reading of section 10(c) would forbid review of an order that affirmed in part and modified in part both citations and penalties simply because the issue of what other (and additional) relief is appropriate has been remanded for determination.

Relying on the alternative statutory source for requiring finality of agency action before appellate review, the Secretary urges that RSR is not yet “adversely affected or aggrieved” by the Commission’s order. Under section 10(b), this argument runs, RSR’s obligations under the order are suspended when it files a notice that it contests its citation and penalty; the corporation is not adversely affected by the order until it discontinues litigation, including that pertaining to the issues remanded. This simply misreads the statute. Section 10(b) describes when an employer’s failure to contest the Secretary’s finding of failure to correct a violation and proposal of a penalty makes notification by the Secretary tantamount to a final order of the Commission and “not subject to review by any court or agency.” 29 U.S.C. § 659(b) *1145 (1982). 5 If section 10(b) applied to the Commission’s order in this case, RSR Corporation might eventually appeal the amount of its liability, but could never appeal the finding that it had violated the Act: the moment RSR became an aggrieved party under section 11(a), the Commission’s order finding a violation would be nonreviewable. Subsection (b) does not apply to penalties assessed by the Commission but only to those proposed to be assessed by the Secretary. It therefore has no application in this case, and we find no similar automatic stay provision in subsection (c).

RSR argues that it is already aggrieved in three respects: it has been found to have violated the Act willfully and cannot contest that finding on remand; the finding of willful violation might be the basis for a more severe penalty if RSR is ever found to have violated the Act again; 6 and the Commission has already assessed $10,000 in fines. The first two contentions do not demonstrate that RSR is aggrieved, but only that it may be aggrieved in the future, when the extent of its liability for the established violations is determined, or if and when it is found to have violated the Act again. The assessment of substantial fines, however, is an event that demonstrates clearly how the Commission’s order has adversely affected and aggrieved RSR.

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733 F.2d 1142, 11 OSHC (BNA) 1953, 1984 U.S. App. LEXIS 21701, 11 BNA OSHC 1953, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rsr-corporation-v-raymond-j-donovan-secretary-of-labor-and-occupational-ca5-1984.