Roger Pilon v. United States Department of Justice

73 F.3d 1111, 315 U.S. App. D.C. 329, 1996 U.S. App. LEXIS 465, 1996 WL 13061
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 16, 1996
Docket95-5086
StatusPublished
Cited by32 cases

This text of 73 F.3d 1111 (Roger Pilon v. United States Department of Justice) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roger Pilon v. United States Department of Justice, 73 F.3d 1111, 315 U.S. App. D.C. 329, 1996 U.S. App. LEXIS 465, 1996 WL 13061 (D.C. Cir. 1996).

Opinion

*1112 WALD, Circuit Judge:

This is a case about the meaning of “disclose,” as that term is used in the Privacy Act of 1974. In particular, we consider under what circumstances Congress intended that “disclose” encompass the dissemination of a document to someone who is already familiar with it. The district court granted appellee Department of Justice summary judgment in this Privacy Act suit, reasoning that the agency’s unauthorized release of a protected record to one of its former employees was not a disclosure because the recipient was already familiar with the document from his time in government service. We reverse. While this court interpreted “disclose” in Hollis v. United States Department of the Army, 856 F.2d 1541 (D.C.Cir.1988), not to include the dissemination by an agency of a protected document to one who had already legitimately been given the same information by the agency, we now decline to extend Hollis beyond the limited factual circumstances that gave rise to it. Hollis, read contextually, does not sanction the unauthorized release of protected records to former agency employees, and to extend its reasoning to the facts of this case would create a gaping hole in the protective orbit of the Privacy Act. Accordingly, we hold that the Department’s transmission of a protected record in this case to its former employee constituted a disclosure. As a separate matter, even were we to adopt the more limited construction of “disclose” applied in Hollis in this case, we would still conclude that summary judgment was not appropriate because the Department did not present sufficient evidence that the former employee in fact remembered the document’s material contents in detail at the time it was sent to him.

I. Background

A. The Privacy Act and Hollis’ Interpretation of “Disclose”

The Privacy Act of 1974 (“the Act”) establishes conditions under which certain kinds of agency documents must be kept private and may be disclosed only to authorized individuals. See 5 U.S.C. § 552a(b) (1994). The Act provides:

No agency shall disclose any record which is contained in a [Privacy Act] system of records by any means of communication to any person, or to another agency, except pursuant to a written request by, or with the prior written consent of, the individual to whom the record pertains....

Id. (emphasis added). Not every disclosure gives rise to liability, however; the Act itself sets out several exceptions that allow agencies to utilize protected records for their legitimate needs. For example, agencies may lawfully disclose a Privacy Act record both to employees “who have a need for the record in the performance of their duties,” id. § 552a(b)(l), and for “routine use[s]” that are “compatible with the purpose for which it was collected,” id. § 552a(b)(3), 552a(a)(7). If no such exception applies, however, an agency is liable for an intentional or willful disclosure that has some adverse effect upon the subject of the record. Id. § 552a(g)(l)(D), 552a(g)(4).

Hardly a model of legislative “precision and tailoring,” the Act was passed as a result of a late-session congressional compromise, with several of its central terms lacking express definition. See generally 2 James T. O’Reilly, Federal InfoRmation Disolosure § 20.01 (2d ed. 1990). The courts thus have been required to engage in substantial interpretative efforts, as government agencies have sought to accommodate their record-keeping operations to the constraints that a literal reading of its terms might impose. See, e.g., infra note 7 and accompanying text (citing cases).

Perhaps the most critical term left undefined by the Act is “disclose,” and among the interpretative questions that term raises is whether it encompasses the release of an otherwise protected record to an individual who is already familiar with its contents. Several federal courts have concluded, in a variety of diverse circumstances, that such a release of information does not give rise to liability under the Act, averring the “common sense” notion that it is not possible to “disclose” something to someone who already knows it. See, e.g., Quinn v. Stone, 978 F.2d 126, 134 (3d Cir.1992); Kline v. Department of H.H.S., 927 F.2d 522, 524 (10th Cir.1991); *1113 Hollis, 856 F.2d at 1545; Reyes v. Supervisor of D.E.A., 834 F.2d 1093, 1096 n. 1 (1st Cir.1987); Pellerin v. Veterans Admin., 790 F.2d 1553, 1556 (11th Cir.1986); F.D.I.C. v. Dye, 642 F.2d 833, 836 (5th Cir. Unit B 1981).

This restricted interpretation of “disclose” was applied by this circuit in Hollis v. United States Department of the Army, 856 F.2d 1541 (D.C.Cir.1988). In that case, Phyllis Hollis requested and received from the Army a summary of individual child-support payments previously deducted from her ex-husband’s salary and sent directly to her. She needed the summary to establish in court that her ex-husband was in arrears in furnishing child support. Mr. Hollis then filed suit against the Army, arguing that the summary was a protected record that had been unlawfully disclosed under the Privacy Act. The district court granted the Army summary judgment, and we affirmed, reasoning that “Phyllis Hollis, as the direct recipient of the child-support payments, already knew what had been remitted to her.” Id. at 1543.

B. The Pilón Case

The present appeal involves appellant Roger Pilon’s claim that appellee Department of Justice (“the Department”) violated his rights under the Privacy Act when one of its employees faxed a confidential memorandum to Peter Nowinski, a private citizen, who in turn passed it on to a reporter. In defense, the Department invokes Hollis, arguing that Nowinski, a former Department employee, was already familiar with the document from exposure to it while in government service. While these are the basic determinative facts governing the “disclosure” question, we set forth a somewhat more detailed factual background, which the parties do not dispute, to place the Privacy Act issue in context.

1. The Allegation and First Vindication

In March 1987, Roger Pilón was named the Director of the Asylum Policy and Review Unit of the Department of Justice.

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Bluebook (online)
73 F.3d 1111, 315 U.S. App. D.C. 329, 1996 U.S. App. LEXIS 465, 1996 WL 13061, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roger-pilon-v-united-states-department-of-justice-cadc-1996.