Ricciuti v. N.Y.C. Transit Authority

124 F.3d 123, 1997 WL 473124
CourtCourt of Appeals for the Second Circuit
DecidedAugust 21, 1997
DocketNo. 341, Docket 96-7194
StatusPublished
Cited by398 cases

This text of 124 F.3d 123 (Ricciuti v. N.Y.C. Transit Authority) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ricciuti v. N.Y.C. Transit Authority, 124 F.3d 123, 1997 WL 473124 (2d Cir. 1997).

Opinion

CARDAMONE, Circuit Judge.

Plaintiffs Aired and Daniel Riceiuti appeal from a judgment of the United States District Court for the Southern District of New York (Haight, J.) granting summary judgment in favor of defendants New York City Transit Authority, Transit Police Department, Transit Police Chief Vincent Del Castillo (municipal defendants) and in favor of defendants Transit Police Officer Henry Lopez and Transit Police Lieutenant Robert L. Wheeler. Plaintiffs sought damages principally under 42 U.S.C. § 1983 in connection with their arrests and subsequent treatment by Lt. Wheeler, Officer Lopez and New York City Corrections Officer Harliee Watson. In granting summary judgment for defendants, the district court reasoned that Officers Lopez and Wheeler were entitled to qualified immunity and that the municipal defendants could not be subject to liability because it was evident that plaintiffs’ constitutional and civil rights had not been violated.

We write because the district court improperly granted summary judgment to defendants. The record before us reveals evidence from which a jury could find that certain of the individual police officers prepared a false report and initiated a prosecution of plaintiffs predicated on this manufactured evidence. We also write to emphasize a larger issue raised by this case. Plaintiffs allege that the defendant police officers lied and fabricated evidence. While we do not know whether the accusations can be sustained, we do know that such accusations must be carefully reviewed. Lying is wrong, and if the police he while acting in their official capacity, they also violate the public trust. Courts must ensure that such serious accusations receive appropriate scrutiny lest our Court appears to endorse such official misconduct, which would weaken the public’s respect for the administration of justice. In making these remarks, we emphasize that we have reached no conclusions about whether the plaintiffs’ accusations can be substantiated. It will be for a jury to determine at trial whether plaintiffs have proved their very serious charges.

BACKGROUND

An altercation occurred outside Yankee Stadium in the Bronx, New York after a baseball game on an early Sunday evening in April 1989. From it ensued this time-consuming litigation, which has already been before this Court once before. See Riceiuti v. N.Y.C. Transit Authority, 941 F.2d 119 (2d Cir.1991) [Ricciuti I ].

The street fight involved two men. One, defendant Harliee Watson, was an African-American New York City Corrections officer. The other was plaintiff Afred Riceiuti, who is white. Who started the fight is disputed. But Watson, with blood on his face and a broken pair of glasses in his hand, displayed his corrections badge and reported the altercation to defendant Henry Lopez, a New York City Transit police officer, passing through the area on his way back from his meal break. Watson said he had just been assaulted without provocation by a man across the street and identified Alfred Rieci-uti as his assailant. Accepting this version of what had happened, Officer Lopez arrested plaintiff, handcuffed him and, together with Officer Watson, began marching him to the nearby #11 Transit Police Station.

As they were walking, Alfred’s nephew, plaintiff Daniel Riceiuti, approached the group from behind, protesting his uncle’s innocence and objecting to the arrest. The nephew’s protests were ignored, and the four men proceeded to the station. When they arrived, Officer Lopez conferred with the [126]*126duty officer, defendant Lt. Robert Wheeler. Plaintiffs could not hear the substance of this conversation, but soon thereafter, Daniel Ricciuti was also arrested on charges of assaulting Watson. It is not clear which officer arrested him. Plaintiffs claim, and Officer Watson admits, that Watson carried out the arrest. Daniel Ricciuti claims to have asked Watson “what he thought he was doing” and asserts that Watson replied that he was arresting him “for assault.” Defendants Wheeler and Lopez disagree, maintaining that Officer Lopez arrested the nephew on Lt. Wheeler’s orders after the injured Officer Watson reported that Daniel Ricciuti had participated in the assault by holding Watson’s arms during the latter’s fight with his uncle. Plaintiffs dispute whether prior to Daniel’s arrest Watson made any indication that Daniel was involved. Although all parties now appear to concede that the arrest of Daniel Ricciuti took place at the police station, Lt. Wheeler recorded on the blotter that Officer Lopez had carried out the arrest at 5:10 p.m. on 161st Street.

While both plaintiffs were placed in holding cells, Lt. Wheeler decided to charge them with assault in the second degree, defined under New York law as assault with intent to cause serious physical injury. N.Y. Penal L. § 120.05(1). Serious physical injury, in turn, means an injury that is life-threatening or results in death, permanent loss of bodily function or permanent disfigurement. N.Y. Penal L. § 10.00(10). Lt. Wheeler recorded the small cut underneath Watson’s left eye as “S.P.I.” — an abbreviation for serious physical injury.

Lt. Wheeler also initiated a bias incident investigation by contacting that day’s duty captain for Bronx County, and informing him that a suspected bias incident had occurred. A bias investigation was then conducted. A key piece of evidence in the investigation was a statement contained in an unsigned memorandum typed on Transit Authority letterhead. That memorandum reads:

Lt. Wheeler III interviewed Deft. # 1 [Alfred Ricciuti] at 1725 hrs. at District 11. Deft, states that “I was walking down the street and I bumped into this nigger.” “I said I was sorry but I was a little drunk and I don’t back down from anybody.” “I hit the man and the man punched me back so I hit this guy again and the man hits me and knocks me down.” “Nobody knocks me down like that and gets away with it I’ll kick anyone[’s] ass who does that to me. I’d kill the f_or he would have to kill me.” “I’m not a rowdy guy but I’m not afraid of anyone, even if they have a gun.”

The statement contained in this memorandum found its way verbatim into several subsequent investigation reports prepared in connection with the bias investigation, and apparently based largely on this statement, the assault was classified as bias-related.

The Rieciutis insist this “confession” was fabricated by Lt. Wheeler. Alfred Ricciuti denies ever making a statement to Lt. Wheeler, and Daniel Ricciuti, who swears he was in his uncle’s presence the entire time, avers that no such statement was ever made. Officer Lopez admitted in his deposition that he would have made a notation in his notebook had such a statement been made in his presence, but there was no such notation. Although the statement “admits” Alfred Ric-ciuti was “a little drunk,” none of Officer Lopez’s arrest notes indicate that either of the Rieciutis was intoxicated. Both plaintiffs vehemently deny uttering any racial epithets at any time.

The memorandum is unsigned, but Officer Lopez testified at his deposition that Lt. Wheeler authored it. For his part, defendant Wheeler admitted at his deposition that he might have written the memorandum, but could not recall Alfred Ricciuti making the specific statement attributed to him.

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Bluebook (online)
124 F.3d 123, 1997 WL 473124, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ricciuti-v-nyc-transit-authority-ca2-1997.