Raymond J. Donovan, Secretary of Labor, on Behalf of Johnny N. Chacon v. Phelps Dodge Corporation

709 F.2d 86, 228 U.S. App. D.C. 260, 1983 U.S. App. LEXIS 27001
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 7, 1983
Docket81-2300
StatusPublished
Cited by26 cases

This text of 709 F.2d 86 (Raymond J. Donovan, Secretary of Labor, on Behalf of Johnny N. Chacon v. Phelps Dodge Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Raymond J. Donovan, Secretary of Labor, on Behalf of Johnny N. Chacon v. Phelps Dodge Corporation, 709 F.2d 86, 228 U.S. App. D.C. 260, 1983 U.S. App. LEXIS 27001 (D.C. Cir. 1983).

Opinion

Opinion for the Court filed by Senior Circuit Judge McGOWAN.

McGOWAN, Senior Circuit Judge:

The question presented in this case is whether the Federal Mine Safety and Health Review Commission properly reversed an administrative law judge’s (ALJ’s) finding that Phelps Dodge Corporation illegally discriminated against an employee active in promoting mine safety when it twice disciplined him for alleged on-the-job infractions. Unlike the Administrative Procedure Act, 5 U.S.C. § 557(b) (1976), the Commission’s generic statute limits the agency’s review of an ALJ’s findings of fact to an inquiry into whether they are supported by substantial evidence. 30 U.S.C. § 823(d)(2)(A) (Supp. V 1981). Because the ALJ’s findings in this case were firmly supported by the record, we hold that the Commission misapplied its statutory standard of review. Accordingly, we reverse the Commission’s decision.

I

Before 1979 Johnny Chacon had worked for approximately ten years as a locomotive operator at a Phelps Dodge open-pit copper mine. During that time he received various forms of discipline roughly once per year for job-related infractions. See Joint Appendix (J.A.) 322-26. Shortly before January 1979, when Chacon became vice-chairman of the union local, he began to press the union’s safety complaints more vigorously than the union had ever done. During a thirty-five-day period soon after he began his safety campaign, Chacon received three disciplinary warnings and a three-day suspension without pay. This case concerns two of the four disciplinary actions from this period. On February 5, 1979, Chacon derailed his train, as operators frequently did on the portable track at the mine. He *88 received a written warning the next day allegedly for having travelled at excessive speed while a slow order was posted. Six days later Chacon again derailed a train. He was cited for the same infraction and this time suspended for three days without pay.

The Secretary of Labor filed a complaint on Chacon’s behalf alleging that these disciplinary actions amounted to discrimination against Chacon’s safety activism and were therefore illegal under section 105(c)(1) of the Federal Mine Safety and Health Act of 1977, 30 U.S.C. § 815(c)(1) (Supp. V 1981) (“Mine Act”). 1 After a hearing, an ALJ found in the Secretary’s favor. Secretary of Labor ex rel. Chacon v. Phelps Dodge Corp., 2 F.M.S.H.R.C. 1271 (ALJ 1980) (“ALJ decision”), rev’d, 3 F.M.S.H.R.C. 2508 (1981). It ordered Phelps Dodge to expunge the disciplinary actions from Cha-con’s personnel file and ordered the company to pay lost wages and a civil penalty of $2500. The AU found the penalty justified because the offense was a “very serious violation” that would have a “dampening effect” on safety reporting at the mine. Id. at 1288.

The Commission granted Phelps Dodge’s petition for discretionary review of the ALJ’s decision. 2 Although it ultimately reversed the ALJ, Secretary of Labor ex rel. Chacon v. Phelps Dodge Corp., 3 F.M.S.H. R.C. 2508 (1981) (“Commission decision”), the Commission began by endorsing his conclusion that the Secretary had established a prima facie case of discrimination. Quoting a portion of its holding in Secretary of Labor ex rel. Pasula v. Consolidation Coal Co., 2 F.M.S.H.R.C. 2786, 2799 (1980), rev’d on other grounds sub nom. Consolidation Coal Co. v. Marshall, 663 F.2d 1211 (3d Cir.1981), the Commission explained that a prima facie case is established “ ‘if a preponderance of the evidence proves (1) that [the miner] engaged in a protected activity, and (2) that the adverse action was motivated in any part by the protected activity.’ ” Commission decision, 3 F.M.S.H.R.C. at 2509. It was not seriously disputed that the Secretary had established the first prong. As for the second part of the test, the Commission agreed with the ALJ’s conclusion that the discipline was motivated at least in part by a desire to retaliate for Chacon’s safety activities. It found persuasive the Secretary’s evidence that the company knew of Chacon’s safety activities, that it was hostile toward them, and that the discipline came almost immediately after the safety activities began. Id. at 2510-11.

Central to the Commission’s holding in the company’s favor, however, was Pasula’s statement that a company may defend against a prima facie ease of discrimination *89 “ ‘by proving by a preponderance of all the evidence that, although part of [its] motive was unlawful, (1) [it] was also motivated by the miner’s unprotected activities, and (2) that [it] would have taken adverse action again[s]t the miner in any event for the unprotected activities alone.’ ” Id. at 2514 (quoting Pasula, 2 F.M.S.H.R.C. at 2799-800 (original underscores “would”)). The AU had offered several reasons to support his finding that the company would not have disciplined Chacon in the same way had he not been a safety activist. 3 First, the ALJ noted that discipline for derailments accompanied by speeding was exceedingly rare. In 1977,1082 trains derailed at the mine; in 1978, 1164 did. Nonetheless, in 1977 the company issued no warnings for excessive speed and in 1978 issued only four. From 1976 to 1979, the company issued only one suspension for speeding in addition to Cha-con’s. ALJ decision, 2 F.M.S.H.R.C. at 1274, 1276. Moreover, the AU found evidence consistent with the view that when the company did resort to punishment, the offenses were more serious than Chacon’s. Estimates of Chacon’s speed at the time of his two derailments ranged between ten and fifteen miles per hour. See infra pp. 89-90. In contrast, although only one of the four previous warnings listed the operator’s speed, in that case the operator was traveling at twenty miles per hour. Two of three warnings issued after Cha-con’s discipline listed the operator’s speed: fifteen and twenty miles per hour. 4 ALJ decision, 2 F.M.S.H.R.C. at 1276.

Second, the AU thought that disagreement between employees and supervisors at Phelps Dodge over the meaning of a slow order was evidence that the company did not consistently punish operators in Cha-con’s situation. In the absence of a slow order, the maximum speed was fifteen miles per hour. Chacon and another employee testified that the company would often specify a reduced maximum speed when it posted a slow order. When it did not do so, however, they understood that no specific maximum speed was implied; rather, the appropriate speed varied according to track conditions and was left to the operator’s good judgment. See J.A. 60-61, 105-06.

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709 F.2d 86, 228 U.S. App. D.C. 260, 1983 U.S. App. LEXIS 27001, Counsel Stack Legal Research, https://law.counselstack.com/opinion/raymond-j-donovan-secretary-of-labor-on-behalf-of-johnny-n-chacon-v-cadc-1983.