Quinn v. State of California

539 P.2d 761, 15 Cal. 3d 162, 124 Cal. Rptr. 1, 40 Cal. Comp. Cases 597, 1975 Cal. LEXIS 224
CourtCalifornia Supreme Court
DecidedSeptember 10, 1975
DocketS.F. 23146
StatusPublished
Cited by96 cases

This text of 539 P.2d 761 (Quinn v. State of California) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Quinn v. State of California, 539 P.2d 761, 15 Cal. 3d 162, 124 Cal. Rptr. 1, 40 Cal. Comp. Cases 597, 1975 Cal. LEXIS 224 (Cal. 1975).

Opinions

Opinion

TOBRINER, J.

Under the workers’ compensation statutes1 a worker may not sue his employer for a work-related injury, but he may recover a judgment from a negligent third party for such an injury. (§ 3852.) From this judgment an employer who has paid his employee compensation benefits may recoup the amount thus expended. (§ 3856.) We must now construe that portion of section 38562 which requires the trial court [165]*165before reimbursing the employer in such a case as this to determine and order payment of “a reasonable attorney’s fee,”3 a fee based “upon the services rendered by the employee’s attorney in effecting recoveiy both for the benefit of the employee and the employer.” We face here the question whether this statute incorporates the principle that an active litigant (here the worker) may require the passive beneficiary of his efforts (here the employer) to contribute toward the payment for the services of litigant’s attorney which produced the recovery.

[166]*166As we shall show in more detail, our conclusion that the employer should bear his share of such fees rests upon the equitable principle of apportionment long applied by the courts and upon the Legislature’s incorporation of such principle into section 3856. The facts of this case serve to illustrate the reasons for the legislative enactment.

Plaintiff sustained serious injuries in the course of his work on a project for the construction of a dam; he consequently received workers’ compensation benefits of $13,942. Plaintiff sued the state, which owned the construction site, alleging its negligence as the proximate cause of his injuries. (§ 3852; Rest. 2d Torts, § 416.) On the first day of trial the insurance carrier which had paid the workers’ compensation benefits filed a lien pursuant to section 3856 against any judgment that might result. The carrier did not otherwise participate in the litigation on behalf of the plaintiff.

After a jury trial plaintiff received a verdict and judgment for $91,314.99; the trial court denied defendant’s motion for a new trial and for judgment notwithstanding the verdict. Defendant’s liability insurer (which by chance had also written the employer’s workers’ compensation policy)4 sent plaintiff a draft for $80,231.06, an amount reached by deducting from the judgment and statutory interest the full amount of the workers’ compensation benefits paid to plaintiff. Urging that his attorney had performed all the work leading to the recovery, plaintiff •then moved for an order apportioning his attorney’s fee between himself and his employer.5 Denial of that motion led to this appeal.

1. The relevant statutes are based upon principles of apportionment long applied by our courts.

A brief sketch of the policy of employers’ subrogation to workers’ recoveries in third party negligence actions and of the legislation [167]*167implementing that policy will illuminate the problem in the instant case and the Legislature’s resolution of it.

From the earliest workers’ compensation statutes, the Legislature has afforded employers an opportunity to shift the financial burdens which they incur under those statutes to third parties whose negligence has caused the injuries in question. To this end the Legislature has enacted a series of subrogation statutes which give the employer the right to recover damages (measured by his outlay of workers’ compensation benefits) against third parties who are strangers to the employment relation.6 Thus an employer whose worker has been injured in the course of his employment by the^negligence of a. third party may recover from that party the amount paid to the worker in workers’ compensation benefits. (§§ 3852; 3854.) Moreover, if the worker exercises his own right to sue the negligent third party, an employer stands entitled to claim from any actual recovery the repayment of the amount of the workers’ compensation benefits already paid. (§ 3856.) The question we must decide is whether this statute as now framed affects the courts’ historical equity practice of apportioning attorneys’ fees among those who are the beneficiaries of funds created by the activities of similarly situated litigants. (Dawson, Lawyers and Involuntary Clients: Attorney Fees from Funds (1974) 87 Harv.L.Rev. 1597.)

Although American courts, in contrast to those of England, have never awarded counsels’ fees as a routine component of costs,7 at least one exception to this rule has become as well established as the rule itself: that one who expends attorneys’ fees in winning a suit which creates a fund from which others derive benefits, may require those passive beneficiaries to bear a fair share of the litigation costs.8 Articulating the policies underlying this rule and its exception, a prominent scholar of the problems of unjust enrichment has noted that [168]*168the denial of an attorney’s fee to a prevailing litigant “is a partial denial of justice.” (Dawson, Lawyers and Involuntary Clients: Attorney Fees from Funds (1974) 87 Harv.L.Rev. 1597.)

While American courts have entertained serious doubts as to the wisdom of adopting the English rule in its entirety, “it seems clear that no policy is undermined by allowing recovery [of attorneys’ fees] where the claim for reimbursement can be deflected toward a stranger—where a litigant, suing on a cause of action of his own, has succeeded and it then appears that his success has ensured gains of nonparty strangers. He will be denied recovery from his opponent of his out-of-pocket loss in counsel fees, even though it was his opponent’s resistance that caused this loss, mainly because of the deterrent effect on litigation generally if all of its real costs were regularly shifted to losers. But such reasoning is entirely irrelevant to a claim against a complete outsider, to recapture some part of the windfall to him.” (Dawson, supra, pp, 1600-1601.)

California courts have long applied this principle of apportionment.9 In Estate of Stauffer (1959) 53 Cal.2d 124 [346 P.2d 748], one of the many cases exemplifying its use, we summarized some of the considerations behind the principle: “The bases of the equitable rule which permits surcharging a common fund with the expenses of its protection or recovery, including counsel fees, appear to be these: fairness to the successful litigant, who might otherwise receive no benefits because his recovery might be consumed by the expenses; correlative prevention of an unfair advantage to the others who are entitled to share in the fund and who should bear their share of the burden of its recovery; encouragement of the attorney for ;the successful litigant, who will be more willing to undertake and diligently prosecute proper litigation for the protection or recovery of the fund if he is assured that he will be promptly and directly compensated should his efforts be successful.” (53 Cal.2d at p. 132.)

The instant case therefore might well constitute an appropriate situation for the application of the rule of apportionment, even without reference to the statute.

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Cite This Page — Counsel Stack

Bluebook (online)
539 P.2d 761, 15 Cal. 3d 162, 124 Cal. Rptr. 1, 40 Cal. Comp. Cases 597, 1975 Cal. LEXIS 224, Counsel Stack Legal Research, https://law.counselstack.com/opinion/quinn-v-state-of-california-cal-1975.