P.T. Barnum's Nightclub v. Duhamell

766 N.E.2d 729, 2002 Ind. App. LEXIS 604, 2002 WL 660466
CourtIndiana Court of Appeals
DecidedApril 23, 2002
Docket49A02-0107-CV-481
StatusPublished
Cited by14 cases

This text of 766 N.E.2d 729 (P.T. Barnum's Nightclub v. Duhamell) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
P.T. Barnum's Nightclub v. Duhamell, 766 N.E.2d 729, 2002 Ind. App. LEXIS 604, 2002 WL 660466 (Ind. Ct. App. 2002).

Opinions

[731]*731OPINION

KIRSCH, Judge.

P.T. Barnum's Nightclub, Indy of Colorado d/b/a Mer II Corporation a/k/a PTs Show Club ("the Club") appeals the denial of its motion to strike and its motion for summary judgment in Tijen Duhamell's suit against it for injuries she sustained while a patron at the Club, raising the following issues for review:

I. Whether counsel representing a party to a lawsuit violates Rule of Professional Conduct 4.2 by engaging in ex parte conversations with a former employee of the adverse party when the adverse party is represented by counsel.
II. Whether the trial court erred in denying summary judgment on the grounds that a question of fact remains regarding whether the Club owed a duty to Duhamell on a theory of respondeat superior where Duhamell was injured during an interaction with a dancer performing at the Club.

We affirm.

FACTS AND PROCEDURAL HISTORY 1

The Club is an establishment which provides adult entertainment, more particularly exotic dancing, to its customers. Female entertainers perform daily; both female and male entertainers perform on Saturday nights. On Saturday, August 8, 1998, Dubhamell attended a bachelorette party for her sister-in-law. After other activities, the party went to the Club to watch the male entertainers.

One of the male entertainers, Frank Ajishegiri, performed for the group that evening. At some point, Afjishegiri approached Duhamell and attempted to lift her. Dubhamell urged him to leave her alone and to put her down to no avail. Ajishegiri and Duhamell fell, and Afishegi-ri landed on Duhamell's hand, severely injuring her left fifth finger.

In December 1999, Duhamell brought suit against the Club for the injuries she sustained, lost wages, and medical bills. During the course of the litigation, Duha-mell's counsel contacted Stewart Lobosco, a former Club employee and the general manager of the Club on the night of the accident. Duhamell's counsel inquired as to whether Lobosco was represented by the Club's counsel; Lobosco responded that he was not. Lobosco eventually signed an affidavit prepared by Duhamell's counsel.

Claiming that Duhamell's counsel's communications with Lobosco were improper, the Club moved to strike Loboseo's affidavit. In addition, the Club moved for summary judgment on the basis that Ajishegiri was an independent contractor and, therefore, the Club was not legally responsible for his actions under Duhamell's theory of respondeat superior.

The trial court denied both motions, and upon the Club's request, certified these orders for interlocutory appeal. This court accepted jurisdiction of the case.

DISCUSSION AND DECISION

The Club appeals the denial of its motion for summary judgment. When reviewing the grant or denial of a summary judgment motion, this court applies the same legal standard as the trial court, ie., summary judgment is appropriate [732]*732when no designated genuine issues of material fact exist and the moving party is entitled to judgment as a matter of law. Indiana Ins. Co. v. Am. Cmty. Servs., Inc., 718 N.E.2d 1147, 1152 (Ind.Ct.App.1999); May v. Frauhiger, 716 N.E.2d 591, 594 (Ind.Ct.App.1999) (citing Ind. Trial Rule 56(C)); Birrell v. Indiana Auto Sales & Repair, 698 N.E.2d 6, 7 (Ind.Ct.App.1998), trans. denied (quoting Stevenson v. Hamilton Mut. Ins. Co., 672 N.E.2d 467 (Ind.Ct.App.1996), trans. denied (1997)). A party appealing the denial of summary judgment carries the burden of persuading this court that the trial court's decision was erroneous. Indiana Ins. Co., 718 N.E.2d at 1152. The movant must demonstrate the absence of any genuine issue of fact as to a determinative issue and only then is the non-movant required to come forward with contrary evidence. Id. (citing Jarboe v. Landmark Cmty. Newspapers, 644 N.E.2d 118, 123 (Ind.1994)). This court may not search the entire ree-ord but may only consider the evidence that has been specifically designated. Id.; Birrell, 698 N.E.2d at 7 (quoting Stevenson, 672 N.E.2d at 467).

Al pleadings, affidavits, and testimony are construed liberally and in the light most favorable to the nonmoving party. May, 716 N.E.2d at 594. Even when facts are undisputed, summary judgment is not appropriate if those undisputed facts "'give rise to conflicting inferences which would alter the outcome.'" Id. (quoting Underwood v. City of Jasper Mun. Util, 678 N.E.2d 1280, 1282 (Ind.Ct.App.1997), trans. denied).

I. Rule 4.2's Application to Former Employees

The Club contends that Duhamell's counsel violated Rule of Professional Conduct 4.2 by contacting Lobosco, the Club's former employee and general manager. Duhamell maintains that Rule 4.2 does not prohibit ex parte contact with former employees. Rule 4.2 provides:

"In representing a client, a lawyer shall not communicate about the subject of the representation with a party the lawyer knows to be represented by another lawyer in the matter, unless the lawyer has the consent of the other lawyer or is authorized by law to do so.
COMMENT
This Rule does not prohibit communication with a party, or an employee or agent of a party, concerning matters outside the representation. For example, the existence of a controversy between a government ageney and a private party, or between two organizations, does not prohibit a lawyer for either from communicating with non-lawyer representatives of the other regarding a separate matter. Also, parties to a matter may communicate directly with each other and a lawyer having independent justification for communicating with the other party is permitted to do so. Communications authorized by law include, for example, the right of a party to a controversy with a government agency to speak with government officials about the matter.
In the case of an organization, this Rule prohibits communications by a lawyer for one party concerning the matter in representation with persons having a managerial responsibility on behalf of the organization, and with any other person whose act or omission in conmection with that matter may be imputed to the organization for purposes of civil or criminal Hability or whose statement may constitute an admission on the part of the organization. If an agent or employee of the organization is represented in the matter by his or her own counsel, the consent by that counsel to a [733]*733communication will be sufficient for purposes of this Rule. Compare Rule 34(f). This Rule also covers any person, whether or not a party to a formal proceeding, who is represented by counsel concerning the matter in question."

(Emphasis added.)

Courts in many jurisdictions that have interpreted this provision have looked to Formal Opinion 91-859 of the American Bar Association Standing Committee on Ethics and Professional Responsibility ("the Committee").

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P.T. Barnum's Nightclub v. Duhamell
766 N.E.2d 729 (Indiana Court of Appeals, 2002)

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