People v. Palen

2016 IL App (4th) 140228
CourtAppellate Court of Illinois
DecidedOctober 3, 2016
Docket4-14-0228
StatusUnpublished
Cited by3 cases

This text of 2016 IL App (4th) 140228 (People v. Palen) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Palen, 2016 IL App (4th) 140228 (Ill. Ct. App. 2016).

Opinion

FILED 2016 IL App (4th) 140228 September 30, 2016 Carla Bender NO. 4-14-0228 4th District Appellate Court, IL IN THE APPELLATE COURT

OF ILLINOIS

FOURTH DISTRICT

THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from Plaintiff-Appellee, ) Circuit Court of v. ) Sangamon County SCOTT PALEN, ) No. 12CF745 Defendant-Appellant. ) ) Honorable ) Leslie J. Graves, ) Judge Presiding.

JUSTICE POPE delivered the judgment of the court, with opinion. Justice Holder White concurred in the judgment and opinion. Justice Steigmann dissented, with opinion.

OPINION

¶1 Following a September 2012 incident at a Springfield apartment building, the

State charged defendant, Scott Palen, with attempt (residential burglary) (720 ILCS 5/8-4(a), 19-

3(a) (West 2010)) and possession of burglary tools (720 ILCS 5/19-2(a) (West 2010)).

Defendant’s first trial began on September 30, 2013. Two assistant State’s Attorneys, Karen

Tharp and Steven McClure, represented the State. Prior to the trial’s evening recess, the trial

court swore eight jurors. Before trial resumed the next day, Tharp’s father died. Prior to the

resumption of jury selection, the court noted the somber circumstances, Tharp’s resultant

absence, and McClure’s comparative inexperience, and then sua sponte declared a mistrial.

¶2 In November 2013, the trial court began jury selection for defendant’s second

trial. Defendant never filed a motion to dismiss pursuant to section 114-1(a)(2) of the Code of

Criminal Procedure of 1963 (Procedural Code) (725 ILCS 5/114-1(a)(2) (West 2012)) based on double jeopardy principles. The second jury convicted defendant of attempt (residential burglary)

and possession of burglary tools. Defendant filed a posttrial motion raising the double jeopardy

issue by arguing the court erred in declaring a mistrial in the first case. Thereafter the trial court

denied defendant’s posttrial motion and sentenced defendant to concurrent sentences of 10 and 6

years in prison.

¶3 Defendant appeals, arguing (1) the trial court abused its discretion by declaring a

mistrial unmerited by a manifest necessity, and, as a result, double jeopardy barred his retrial;

(2) his prior burglary conviction was improperly admitted; (3) the court erred in sentencing

where (a) it made improper findings, (b) it failed to adequately consider the evidence presented

in mitigation, and (c) his six-year sentence for possession of burglary tools violates the

prohibition against imposing an extended-term sentence on a lesser class felony offense; and

(4) the matter should be remanded to allow the court to conduct an ineffective-assistance-of-

counsel inquiry pursuant to People v. Krankel, 102 Ill. 2d 181, 464 N.E.2d 1045 (1984). We

affirm in part, vacate in part, and remand with directions.

¶4 I. BACKGROUND

¶5 On September 20, 2012, the State charged defendant by information with attempt

(residential burglary) (720 ILCS 5/8-4(a), 19-3(a) (West 2010)) and possession of burglary tools

(720 ILCS 5/19-2(a) (West 2010)), based on an incident on September 5, 2012.

¶6 On June 26, 2013, the State filed a motion seeking to introduce defendant’s prior

conviction for residential burglary of an apartment. The State argued defendant’s 2009

conviction would establish his intent, motive, knowledge, modus operandi, and absence of

mistake for the charged conduct in this case.

¶7 On July 8, 2013, the State filed a notice of intent to impeach defendant with prior

-2- convictions for residential burglary and felony disorderly conduct.

¶8 During the September 13, 2013, hearing on the State’s motions, the State argued

the facts underlying the prior residential burglary conviction were substantially similar to those

of the instant case and therefore, the prior conviction was highly probative. In the prior case,

defendant broke a window and entered the apartment while the occupant was home. The State

maintained the prior conviction showed defendant had, in the past, “the intent to break in despite

someone being home.” Defendant argued there are only so many ways a residential burglary can

occur. Defendant pointed out individuals committing residential burglary often attempt to gain

entry through windows at night.

¶9 At the conclusion of the hearing, the trial court granted the State’s request to

admit defendant’s prior conviction. The court noted it would provide the jury with an instruction

limiting consideration of the prior conviction to the issue of intent and knowledge. The court also

found the State could use defendant’s prior disorderly conduct convictions for impeachment if

defendant chose to testify but barred the State from using the prior residential burglary

conviction for impeachment purposes.

¶ 10 On September 30, 2013, defendant’s first trial began. Prior to voir dire, the trial

court described how jury selection would proceed, stating, “we’ll continue the process until we

have 12 jurors plus [2] alternates.” During voir dire, defendant and assistant State’s Attorneys

Karen Tharp and Steven McClure agreed on eight jurors, who were sworn by the trial court

before the proceedings recessed for the evening. Before the trial resumed the next day, Tharp’s

father died. Prior to the resumption of jury selection, the court noted Tharp’s resultant absence

and, addressing the somber circumstances, stated, “While I appreciate Mr. McClure being here,

I’m not sure this would be the best way for him to do his first felony trial by himself. So due to

-3- very unfortunate circumstances, I’m going to call a mistrial in this matter.”

¶ 11 After speculating that Tharp would likely return to work within several days, the

trial court continued, “I’m going to give [defendant] a court date. I apologize for the

[in]convenience. This is obviously something that we have no control over.”

¶ 12 We note the trial court declared a mistrial without eliciting the position or advice

of defense counsel or assistant State’s Attorney McClure. After the court declared a mistrial,

defendant acknowledged the court’s action and replied, “Yes, ma’am.”

¶ 13 Defendant’s second trial began on November 13, 2013. During trial, Melissa

Morgan testified she heard banging on the side of her apartment near her bedroom window on

September 5, 2012, shortly after 10 p.m. Morgan assumed it was just neighborhood kids making

noise outside, which she characterized as a common occurrence. A short time later, Morgan’s

telephone rang. At about the same time, someone started flashing a light in her bedroom window.

Morgan testified she did not immediately answer the phone because she was in bed with her one-

year-old daughter and was scared. When Morgan returned the call, a member of the police

department explained an officer was outside her apartment. Morgan met with the officer, who

explained someone had tried to force open her bedroom window. Morgan observed, from the

outside, the window appeared “pried open.” When Morgan returned inside the apartment, she

noticed the window lock was broken. Morgan testified she always checks all the windows to

make sure they are locked prior to going to bed. The lock was not broken when she went to bed

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Related

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2025 IL App (4th) 241285-U (Appellate Court of Illinois, 2025)
People v. Jones
2023 IL App (4th) 230837 (Appellate Court of Illinois, 2023)
People v. Palen
2016 IL App (4th) 140228 (Appellate Court of Illinois, 2016)

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2016 IL App (4th) 140228, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-palen-illappct-2016.