People v. Engelman

49 P.3d 209, 121 Cal. Rptr. 2d 862, 28 Cal. 4th 436, 2002 Daily Journal DAR 8034, 2002 Cal. Daily Op. Serv. 6411, 2002 Cal. LEXIS 4519
CourtCalifornia Supreme Court
DecidedJuly 18, 2002
DocketS086462
StatusPublished
Cited by117 cases

This text of 49 P.3d 209 (People v. Engelman) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Engelman, 49 P.3d 209, 121 Cal. Rptr. 2d 862, 28 Cal. 4th 436, 2002 Daily Journal DAR 8034, 2002 Cal. Daily Op. Serv. 6411, 2002 Cal. LEXIS 4519 (Cal. 2002).

Opinions

Opinion

GEORGE, C. J.

In this case we consider whether trial courts should advise juries in the terms of CALJIC No. 17.41.1, a recently drafted pattern jury instruction given in criminal cases. This instruction informs jurors at the outset of jury deliberations that “should . . . any juror refuse[] to deliberate or expressQ an intention to disregard the law or to decide the case based on penalty or punishment, or any other improper basis, it is the obligation of the other jurors to immediately advise the Court of the situation.” (CALJIC No. 17.41.1 (1998 new) (6th ed. 1996).)

We agree with the Court of Appeal that the instruction does not infringe upon defendant’s federal or state constitutional right to trial by jury or his [440]*440state constitutional right to a unanimous verdict, and uphold the Court of Appeal’s decision affirming the judgment of conviction. As we shall explain, however, caution leads us to conclude that in the future the instruction should not be given in criminal trials in California. Although jurors have no right to refuse to deliberate or to disregard the law in reaching then- decision, we believe the instruction has the potential to intrude unnecessarily on the deliberative process and affect it adversely—both with respect to the freedom of jurors to express their differing views during deliberations, and the proper receptivity they should accord the views of their fellow jurors. Directing the jury immediately before deliberations begin that jurors are expected to police the reasoning and arguments of their fellow jurors during deliberations, and immediately advise the court if it appears that a fellow juror is deciding the case upon an “improper basis,” may curtail or distort deliberations. Any juror is free, of course, to bring to the court’s attention any perceived misconduct that occurs in the cotuse of jury deliberations. In our view, however, it is not conducive to the proper functioning of the deliberative process for the trial court to declare—before deliberations begin and before any problem develops—that jurors should oversee the reasoning and decisionmaking process of their fellow jurors and report perceived improprieties in that process to the court.

I

Defendant Tye John Engelman was charged by information with robbery (Pen. Code, §211)1 and assault with a deadly weapon by means likely to produce great bodily injury. (§ 245, subd. (a)(1).) The information further alleged that in the commission of each offense, defendant personally used a deadly weapon. (§§ 1192.7, subd. (c)(23), 12022, subd. (b)(1).)

The crimes occurred on August 20, 1998, in Vista, California. The evidence presented at trial demonstrated that the victim, a homeless person, had bedded down for the night near a bridge when defendant approached him and hit him on the head with a bottle, asking whether the man had cigarettes or money. Defendant appropriated the victim’s tobacco.

The jury returned guilty verdicts on each count and found to be true the allegations that defendant personally used a deadly weapon in the commission of each of the offenses.

At the sentencing hearing, the court reduced the assault charge to a misdemeanor. The court suspended imposition of sentence on both counts for a period of three years and granted probation on the condition that [441]*441defendant serve 180 days in the county jail on the robbery count and 90 days in the county jail on the assault count, to be served consecutively and with 57 days of custody credit. Penalty assessments and restitution fines in the amount of $200 also were imposed.

Defendant appealed. His sole claim was that the trial court erred in instructing the jury, over defendant’s objection, pursuant to CALJIC No. 17.41.1. In the present case, the jury did not contact the court for any assistance or otherwise indicate that any problem had developed with respect to deliberations.

The Court of Appeal affirmed. It reasoned that the jury has a duty to follow the court’s instructions, despite the circumstance that historically jurors on occasion have disregarded the court’s instructions and the evidence, returning a not guilty verdict in the course of improperly engaging in what has been called jury nullification. The Court of Appeal determined that the jury has the power, but not the right, to engage in nullification. Therefore, it concluded, an instruction is justified that “oblig[es] jurors to report both refusals to deliberate and expressions of an ‘intention to disregard the law or to decide the case ... on [an] improper basis.’ ” The Court of Appeal rejected defendant’s claim that the giving of such an instruction violated his constitutional rights to trial by jury, to the independent and impartial judgment of each juror, and to a unanimous verdict.

We granted defendant’s petition for review and initially deferred decision pending our resolution of two cases presenting questions involving jury nullification, People v. Cleveland (2001) 25 Cal.4th 466 [106 Cal.Rptr.2d 313, 21 P.3d 1225] and People v. Williams (2001) 25 Cal.4th 441 [106 Cal.Rptr.2d 295, 21 P.3d 1209].

The Court of Appeal was correct in determining that the jury has the duty to follow the court’s instructions and that the jury lacks the right to engage in nullification. We also agree with the Court of Appeal that defendant’s constitutional claims are without merit. Nonetheless, we conclude that CALJIC No. 17.41.1 should not be given in the future. The law does not require that the jury be instructed in these terms, and the instruction, by specifying at the outset of deliberations that a juror has the obligation to police the reasoning and decisionmaking of other jurors, creates a risk of unnecessary intrusion on the deliberative process.

II

The challenged instruction, which is among the concluding instructions that are given before the jury retires to deliberate, states in full: “The [442]*442integrity of a trial requires that jurors, at all times during their deliberations, conduct themselves as required by these instructions. Accordingly, should it occur that any juror refuses to deliberate or expresses an intention to disregard the law or to decide the case based on [penalty or punishment, or] any [other] improper basis, it is the obligation of the other jurors to immediately advise the Court of the situation.” (CALJIC No. 17.41.1.)

As defendant hardly can dispute, the jury must follow the court’s instructions, “receiv[ing] as law what is laid down as such by the court.” (§ 1126.) A juror who actually refuses to deliberate is subject to discharge by the court (People v. Cleveland, supra, 25 Cal.4th at p. 484), as is a juror who proposes to reach a verdict without respect to the law or the evidence. (People v. Williams, supra, 25 Cal.4th at p. 463.) And in cases not involving the death penalty, it is settled that punishment should not enter into the jury’s deliberations. (See People v. Nichols (1997) 54 Cal.App.4th 21, 24 [62 Cal.Rptr.2d 433], and cases cited; CALJIC No. 0.50.) Finally, the court does have a duty to conduct reasonable inquiry into allegations of juror misconduct or incapacity—always keeping in mind that the decision whether (and how) to investigate rests within the sound discretion of the court. (See § 1120; see also § 1089; People v. Cleveland, supra, 25 Cal.4th at p. 476.)

Defendant contends, however, that the giving of CALJIC No.

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Bluebook (online)
49 P.3d 209, 121 Cal. Rptr. 2d 862, 28 Cal. 4th 436, 2002 Daily Journal DAR 8034, 2002 Cal. Daily Op. Serv. 6411, 2002 Cal. LEXIS 4519, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-engelman-cal-2002.