Pearson v. Shalala

130 F. Supp. 2d 105, 2001 U.S. Dist. LEXIS 1253, 2001 WL 111161
CourtDistrict Court, District of Columbia
DecidedFebruary 2, 2001
DocketCIV. A. 00-2724(GK)
StatusPublished
Cited by9 cases

This text of 130 F. Supp. 2d 105 (Pearson v. Shalala) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pearson v. Shalala, 130 F. Supp. 2d 105, 2001 U.S. Dist. LEXIS 1253, 2001 WL 111161 (D.D.C. 2001).

Opinion

*107 MEMORANDUM OPINION

KESSLER, District Judge.

Plaintiffs are designers, sellers, and manufacturers of dietary supplement formulations containing folic acid. 1 They bring this action against Defendants Donna E. Shalala, Secretary, United States Department of Health and Human Services (“HHS”), in her official capacity; HHS; Jane E. Henney, M.D., Commissioner of Food Drugs, Food and Drug Administration (“FDA”), in her official capacity; the FDA; and the United States of America.

Plaintiffs challenge an FDA decision prohibiting them from including on their dietary supplements’ labels a particular folic acid health claim, contending that the FDA’s decision violates the First Amendment, Fifth Amendment, and Supremacy Clause of the United States Constitution, as well as the Food, Drug and Cosmetic Act, 21 U.S.C. § 343(r)(5)(D), and the Administrative Procedure Act (“APA”), 5 U.S.C. § 706. Plaintiffs seek a preliminary injunction enjoining the FDA from taking any action which would prevent Plaintiffs from using their desired folic acid health claim.

This matter is before the Court on Plaintiffs’ Motion for a Preliminary Injunction [# 3]. Upon consideration of the Motion, Opposition, Reply, the Excerpts of Record, the arguments of counsel during the motions hearing, and the entire record herein, for the reasons discussed below, Plaintiffs’ Motion for a Preliminary Injunction is granted.

I. Statutory Framework and Procedural History

Prior to November 8, 1990, dietary supplements 2 — including the multi-vitamin supplements containing folic acid at issue in this case — were regulated as a “food,” unless their intended use was as a “drug.” 3 In other words, if a dietary supplement’s label 4 contained a health claim, 5 that supplement became subject to the FDA’s strict drug approval and drug labeling requirements. See 21 U.S.C. §§ 321(g)(1)(B) and 355.

On November 2, 1990, Congress enacted the Nutrition Labeling and Education Act (“NLEA” or “the Act”), 6 which amended the Federal Food, Drug, and Cosmetic Act (“FFDCA”), 21 U.S.C. § 301 et seq. The NLEA liberalized the FFDCA, creating a “safe harbor” from “drug” designation for dietary supplements and foods that make health claims. See 21 U.S.C. § 343(r)(1)(B). So long as a health claim is made in accordance with 21 U.S.C. § 343(r)(3), for foods in conventional form, or in accordance with 21 U.S.C. *108 § 343(r)(5)(D), for dietary supplements, the claim is not subject to the FFDCA’s far more extensive and demanding approval and labeling requirements for drugs. See 21 U.S.C. § 321(g)(1)(B).

The NLEA also established the procedure under which the FDA would authorize and evaluate health claims for foods and dietary supplements. The Act directed that health claims for conventional foods shall be approved

only if the Secretary determines, based on the totality of publicly available scientific evidence (including evidence from well-designed studies conducted in a manner which is consistent with generally recognized scientific procedures and principles), that there is significant scientific agreement, among experts qualified by scientific training and experience to evaluate such claims, that the claim is supported by such evidence.

21 U.S.C. § 343(r)(3)(B)(i) (emphasis added). Health claims for dietary supplements received a different authorization procedure, however. Instead of mandating a particular standard as it did for conventional foods in § 343(r)(3)(B)(i), Congress broadly delegated to the FDA the task of developing an appropriate procedure for evaluating and authorizing health claims for dietary supplements. The relevant section provides simply that health claims

made with respect to a dietary supplement ... shall be subject to a procedure and standard, respecting the validity of such a claim, established by regulation of the Secretary.

21 U.S.C. § 343(r)(5)(D). In addition, Congress specifically directed the FDA to consider whether health claims could be authorized for a number of specified nutrient-disease relationships, including the connection between folic acid 7 and neural tube defects (“NTDs”). 8 See 21 U.S.C. § 343(r)(5)(D); NLEA, Pub.L. 101-535, § 3(b)(1)(A)(x).

The FDA responded to section 343(r)(5)(D) by promulgating 21 C.F.R. § 101.14, which applied the NLEA-pre-scribed procedure for food health claims (ie., “significant scientific agreement”) as the authorization procedure for dietary supplement health claims. The FDA responded to section 343(r)(5)(D) by publishing a proposed rule in the Federal Register on November 27, 1991, proposing not to authorize any health claim linking folic acid with a reduction in the risk of neural tube defects.

On January 6, 1993, the FDA adopted a final rule prohibiting claims associating folic acid with NTDs. See 58 Fed.Reg. 2606 (Jan. 6, 1993). On October 14, 1993, however, the FDA reversed its position and proposed authorizing certain claims associating folic acid with a reduction in the risk of NTDs. See 58 Fed.Reg. 53254 (Oct. 14, 1993). 9

On January 28, 1994, Plaintiffs Durk Pearson and Sandy Shaw and the American Preventive Medical Association (“Pearson Plaintiffs”) filed comments asking the FDA to authorize the following claim: “.8 mg of folic acid in a dietary supplement is more effective in reducing the risk of neural tube defects than a lower amount in foods in common form” (the “Folic Acid Claim”).

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Cite This Page — Counsel Stack

Bluebook (online)
130 F. Supp. 2d 105, 2001 U.S. Dist. LEXIS 1253, 2001 WL 111161, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pearson-v-shalala-dcd-2001.