In Re RMJ

455 U.S. 191, 102 S. Ct. 929, 71 L. Ed. 2d 64, 1982 U.S. LEXIS 68, 50 U.S.L.W. 4185, 7 Media L. Rep. (BNA) 2545
CourtSupreme Court of the United States
DecidedJanuary 25, 1982
Docket80-1431
StatusPublished
Cited by399 cases

This text of 455 U.S. 191 (In Re RMJ) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re RMJ, 455 U.S. 191, 102 S. Ct. 929, 71 L. Ed. 2d 64, 1982 U.S. LEXIS 68, 50 U.S.L.W. 4185, 7 Media L. Rep. (BNA) 2545 (1982).

Opinion

455 U.S. 191 (1982)

IN RE R. M. J.

No. 80-1431.

Supreme Court of United States.

Argued November 9, 1981
Decided January 25, 1982
APPEAL FROM THE SUPREME COURT OF MISSOURI

*192 Charles B. Blackmar argued the cause for appellant. With him on the briefs were Charles A. Blackmar, Bruce J. Ennis, and Charles S. Sims.

John W. Inglish argued the cause and filed a brief for appellee.[*]

Jerry L. Zunker filed a brief for the State Bar of Texas as amicus curiae.

*193 JUSTICE POWELL delivered the opinion of the Court.

The Court's decision in Bates v. State Bar of Arizona, 433 U. S. 350 (1977), required a re-examination of long-held perceptions as to "advertising" by lawyers. This appeal presents the question whether certain aspects of the revised ethical rules of the Supreme Court of Missouri regulating lawyer advertising conform to the requirements of Bates.

I

As with many of the States, until the decision in Bates, Missouri placed an absolute prohibition on advertising by lawyers.[1] After the Court's invalidation of just such a prohibition in Bates, the Committee on Professional Ethics and Responsibility of the Supreme Court of Missouri revised that court's Rule 4 regulating lawyer advertising. The Committee sought to "strike a midpoint between prohibition and unlimited advertising,"[2] and the revised regulation of advertising, adopted with slight modification by the State Supreme Court, represents a compromise. Lawyer advertising is permitted, but it is restricted to certain categories of information, and in some instances, to certain specified language.

*194 Thus, part B of DR 2-101 of the Rule states that a lawyer may "publish . . . in newspapers, periodicals and the yellow pages of telephone directories" 10 categories of information: name, address and telephone number; areas of practice; date and place of birth; schools attended; foreign language ability; office hours; fee for an initial consultation; availability of a schedule of fees; credit arrangements; and the fixed fee to be charged for certain specified "routine" legal services.[3] Although the Rule does not state explicitly that these 10 categories of information or the 3 indicated forms of printed advertisement are the only information and the only means of advertising that will be permitted,[4] that is the interpretation given the Rule by the State Supreme Court and the Advisory Committee[5] charged with its enforcement.

In addition to these guidelines, and under authority of the Rule, the Advisory Committee has issued an addendum to the Rule providing that if the lawyer chooses to list areas of *195 practice in his advertisement, he must do so in one of two prescribed ways. He may list one of three general descriptive terms specified in the Rule — "General Civil Practice," "General Criminal Practice," or "General Civil and Criminal Practice." Alternatively, he may use one or more of a list of 23 areas of practice, including, for example, "Tort Law," "Family Law," and "Probate and Trust Law." He may not list both a general term and specific subheadings, nor may he deviate from the precise wording stated in the Rule. He may not indicate that his practice is "limited" to the listed areas and he must include a particular disclaimer of certification of expertise following any listing of specific areas of practice.[6]

*196 Finally, one further aspect of the Rule is relevant in this case. DR 2-102 of Rule 4 regulates the use of professional announcement cards. It permits a lawyer or firm to mail a dignified "brief professional announcement card stating new or changed associates or addresses, change of firm name, or similar matters." The Rule, however, does not permit a general mailing; the announcement cards may be sent only to "lawyers, clients, former clients, personal friends, and relatives."[7] Mo. Rev. Stat., Sup. Ct. Rule 4, DR 2-102(A)(2) (1978) (Index Vol.).

II

Appellant graduated from law school in 1973 and was admitted to the Missouri and Illinois Bars in the same year. After a short stint with the Securities and Exchange Commission in Washington, D. C., appellant moved to St. Louis, Mo., in April 1977, and began practice as a sole practitioner. As a means of announcing the opening of his office, he mailed professional announcement cards to a selected list of addressees. In order to reach a wider audience, he placed several advertisements in local newspapers and in the yellow pages of the local telephone directory.

The advertisements at issue in this litigation appeared in January, February, and August 1978, and included information *197 that was not expressly permitted by Rule 4. They included the information that appellant was licensed in Missouri and Illinois. They contained, in large capital letters, a statement that appellant was "Admitted to Practice Before THE UNITED STATES SUPREME COURT." And they included a listing of areas of practice that deviated from the language prescribed by the Advisory Committee — e. g., "personal injury" and "real estate" instead of "tort law" and "property law" — and that included several areas of law without analogue in the list of areas prepared by the Advisory Committee — e. g., "contract," "zoning & land use," "communication," "pension & profit sharing plans."[8] See n. 6, supra. In addition, and with the exception of the advertisement appearing in August 1978, appellant failed to include the required disclaimer of certification of expertise after the listing of areas of practice.

On November 19, 1979, the Advisory Committee filed an information in the Supreme Court of Missouri charging appellant *198 with unprofessional conduct. The information charged appellant with publishing three advertisements that listed areas of law not approved by the Advisory Committee, that listed the courts in which appellant was admitted to practice, and, in the case of two of the advertisements, that failed to include the required disclaimer of certification. The information also charged appellant with sending announcement cards to "persons other than lawyers, clients, former clients, personal friends, and relatives" in violation of DR 2-102(A)(2). In response, appellant argued that, with the exception of the disclaimer requirement, each of these restrictions upon advertising was unconstitutional under the First and Fourteenth Amendments.

In a disbarment proceeding, the Supreme Court of Missouri upheld the constitutionality of DR 2-101 of Rule 4 and issued a private reprimand. 609 S. W. 2d 411(1981). But the court did not explain the reasons for its decision, nor did it state whether it found appellant to have violated each of the charges lodged against him or only some of them. Indeed, the court only purported to uphold the constitutionality of DR 2-101; it did not mention the propriety of DR 2-102, which governs the use of announcement cards.

Writing in separate dissenting opinions, Chief Justice Bardgett and Judge Seiler argued that the information should be dismissed.

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455 U.S. 191, 102 S. Ct. 929, 71 L. Ed. 2d 64, 1982 U.S. LEXIS 68, 50 U.S.L.W. 4185, 7 Media L. Rep. (BNA) 2545, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-rmj-scotus-1982.