Alliance for Natural Health US v. Sebelius

714 F. Supp. 2d 48, 2010 U.S. Dist. LEXIS 52213
CourtDistrict Court, District of Columbia
DecidedMay 27, 2010
DocketCivil Action 09-01470 (ESH)
StatusPublished
Cited by5 cases

This text of 714 F. Supp. 2d 48 (Alliance for Natural Health US v. Sebelius) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alliance for Natural Health US v. Sebelius, 714 F. Supp. 2d 48, 2010 U.S. Dist. LEXIS 52213 (D.D.C. 2010).

Opinion

MEMORANDUM OPINION

ELLEN SEGAL HUVELLE, District Judge.

Plaintiffs Alliance for Natural Health US, Durk Pearson, Sandy Shaw, and Coalition to End FDA and FTC Censorship have sued the Food and Drug Administration (“FDA” or “Agency”) and other defendants, 1 seeking review of the Agency’s decision to deny plaintiffs’ petition for authorization of qualified health claims regarding selenium-containing dietary supplements. Invoking both circuit and district court opinions that have addressed similar claims, plaintiffs seek a declaratory judgment that the FDA’s final order denying plaintiffs’ petition is invalid and a permanent injunction enjoining the Agency from “taking any action that would preclude [plaintiffs] from placing [their proposed selenium] health claims on [dietary supplement] labels.” (Compl. at 29.) Before the Court are 1) plaintiffs’ motion for summary judgment and 2) defendants’ cross-motion for summary judgment. For the reasons set forth herein, the Court will grant plaintiffs’ motion in part and deny defendants’ motion.

BACKGROUND

I. STATUTORY AND REGULATORY FRAMEWORK

A “dietary supplement” is a “product (other than tobacco) intended to supplement the diet that bears or contains” one or more of certain dietary ingredients, including vitamins, minerals, herbs or botanicals, amino acids, concentrates, metabolites, constituents, or extracts. 21 U.S.C. § 321(ff)(l)(A)-(F). A dietary supplement is deemed to be “food,” id. § 321(ff), which is defined in part as “articles used for food or drink for man or other animals,” id. § 321(f)(1), except when it meets the definition of a “drug,” which is defined in part as “articles intended for use in the diagnosis, cure, mitigation, treatment, or prevention of disease in man or other animals.” Id. § 321(g)(1)(B). (See also Defs.’ Cross-Mot. for Summ. J. & Opp’n to Pis.’ Mot. for Summ. J. [“Defs.’ Mot.”] at 3 n. 2). A “health claim” is “any claim made on the label or in labeling of a food, including a dietary supplement, that expressly or by implication ... characterizes the relationship of any substance to a disease or health-related condition.” 21 C.F.R. § 101.14(a)(1); see also 21 U.S.C. § 343(r)(l)(A)-(B).

Under the Federal Food, Drug, and Cosmetic Act (“FFDCA”), manufacturers wishing to market a new drug must undergo a “strict and demanding” process designed to ensure consumer safety and product efficacy in order to obtain FDA approval before introducing the product into interstate commerce. Weinberger v. Hynson, Westcott & Dunning, Inc., 412 *51 U.S. 609, 618-19, 93 S.Ct. 2469, 37 L.Ed.2d 207 (1973); see also 21 U.S.C. § 355(a); Pearson v. Shalala, 164 F.3d 650, 652 (D.C.Cir.1999) (“Pearson I”). “Prior to 1984, the FDA took the position that a statement that consumption of a food could prevent a particular disease was ‘tantamount to a claim that the food was a drug ... and therefore that its sale was prohibited until a new drug application had been approved.’ ” Pearson I, 164 F.3d at 653 (quoting H.R.Rep. No. 101-538, at 9 (1990), reprinted in 1990 U.S.C.C.A.N. 3336, 3338). But in the mid-1980s, companies began making health claims on foods without seeking new drug approval, a practice the FDA supported. Id. Congress subsequently enacted the Nutrition Labeling and Education Act of 1990 (“NLEA”), Pub.L. No. 101-535, 104 Stat. 2353 (1990) (codified as amended at 21 USC §§ 301, 321, 337, 343, 343-1, 345, 371), amending the FFDCA to provide the FDA with authority to regulate health claims on food. Pearson I, 164 F.3d at 653.

The NLEA created a “safe harbor” from the “drug” designation for foods and dietary supplements labeled with health claims. Pearson v. Shalala, 130 F.Supp.2d 105, 107 (D.D.C.2001) (“Pearson II”); see also 21 U.S.C. § 343(r)(l). Under the Act, a manufacturer may make a health claim on a food without FDA new drug approval if the FDA determines that “significant scientific agreement,” based on the “totality of publicly available scientific evidence,” supports the claim. 21 U.S.C. § 343(r)(3)(B)(i). For dietary supplement health claims, however, Congress declined to establish an authorization process and instead left the creation of an approval “procedure and standard” to the FDA. Id. § 343(r)(5)(D). The FDA subsequently promulgated a regulation adopting the NLEA’s standard for food health claims (ie., “significant scientific agreement”) for dietary supplement health claims. 21 C.F.R. § 101.14(c) (“FDA will promulgate regulations authorizing a health claim only when it determines, based on the totality of publicly available scientific evidence ... that there is significant scientific agreement ... that the claim is supported by such evidence.”). The FDA may consider a dietary supplement labeled with an unauthorized health claim to be a misbranded food, 21 U.S.C. § 343(r)(l)(B); a misbranded drug, id. § 352(f); and/or an unapproved new drug. Id. § 355(a). A dietary supplement labeled with such a claim, or a claim that is false or misleading, is subject to seizure, and the Agency may enjoin the product’s distribution or seek criminal penalties against its manufacturer. Id. §§ 331(a), 332, 334, 352(a); see also Def.’s Mot. at 3.

II. PEARSON V. SHALALA AND SUBSEQUENT CASE LAW

A. Introduction

Plaintiffs’ lawsuit is the latest in a series of disputes between dietary supplement designers and the FDA regarding the Agency’s regulation of health claims regarding dietary supplements after the passage of the NLEA. Pearson, Shaw, and other individuals and groups affiliated with the production, sale, and use of dietary supplements have, since 1995, sought judicial review of FDA decisions denying a variety of proposed health claims. The first of these lawsuits, challenging the FDA’s rejection of the plaintiffs’ proposed claims on First Amendment grounds, resulted in an invalidation of the Agency’s regulations regarding health claim review by the D.C. Circuit. Pearson I, 164 F.3d at 661. Since then, the FDA has struggled to balance its concerns for consumer protection and dietary supplement manufacturers’ First Amendment commercial *52 speech rights as defined by Pearson I.

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714 F. Supp. 2d 48, 2010 U.S. Dist. LEXIS 52213, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alliance-for-natural-health-us-v-sebelius-dcd-2010.